Joseph B Swiader
CIK 1612198 · View on SEC EDGAR ↗
Insider
First SEC filing: July 1, 2014 · Latest: July 1, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 30, 2014 | BRTX | P | 25,000 | — | — | 25,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| June 30, 2014 | BRTX | P | 100,000 | $0.25 | $25,000 | 100,000 Indirect | — | Acquired | -100.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 23, 2014 | BRTX | Option | Common Stock (500,000) | $0.33 | Oct. 23, 2024 | 500,000 | Acquired |
| June 30, 2014 | BRTX | Warrant | Common Stock (25,000) | $0.75 | June 30, 2019 | 25,000 | Acquired |
| June 27, 2014 | BRTX | Option | Common Stock (300,000) | $0.28 | June 27, 2024 | 300,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 1, 2014 | BRTX | Common Stock | 20,000 | Direct |