Joseph C H Poon
CIK 1185632 · View on SEC EDGAR ↗
Insider
First SEC filing: March 17, 2014 · Latest: March 17, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 9 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 13, 2014 | CATY | A | 1,369 | — | — | 3,369 Direct | +68.45% | Acquired | (price as of 2026-08-21) |
| Aug. 12, 2008 | CATY | M | 2,000 | $8.25 | $16,500 | 2,000 Direct | — | Acquired | 660.2% (price as of 2026-08-21) |
| Aug. 12, 2008 | CATY | J | 2,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Aug. 12, 2008 | CATY | J | 2,000 | — | — | 48,440 Indirect | +4.31% | Acquired | (price as of 2026-08-21) |
| Aug. 12, 2008 | CATY | M | 2,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Feb. 21, 2008 | CATY | A | 3,500 | — | — | 30,980 Direct | +12.74% | Acquired | (price as of 2026-08-21) |
| Jan. 25, 2006 | CATY | A | 3,500 | — | — | 29,800 Direct | +13.31% | Acquired | (price as of 2026-08-21) |
| Feb. 17, 2005 | CATY | A | 3,500 | — | — | 26,300 Direct | +15.35% | Acquired | (price as of 2026-08-21) |
| Nov. 20, 2003 | CATY | A | 5,500 | — | — | 11,400 Direct | +93.22% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 12, 2008 | CATY | Stock Option | Common Stock (0) | $8.25 | Sept. 17, 2008 | 2,000 | Disposed |
| Feb. 21, 2008 | CATY | Stock Option | Common Stock (3,500) | $23.37 | Feb. 21, 2018 | 3,500 | Acquired |
| Jan. 25, 2006 | CATY | Stock Option | Common Stock (3,500) | $36.24 | Jan. 25, 2016 | 3,500 | Acquired |
| Feb. 17, 2005 | CATY | Stock Option | Common Stock (3,500) | $37.00 | Feb. 17, 2015 | 3,500 | Acquired |
| Nov. 20, 2003 | CATY | Stock Option | Common Stock (5,500) | $49.60 | Nov. 20, 2013 | 5,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).