Joseph C Mccabe

Insider

First SEC filing: Jan. 3, 2007 · Latest: Jan. 3, 2007

On this page

Insider at

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 10, 2008	ASTI	M	3,500	$2.90	$10,150	26,500 Direct	-11.67%	Disposed	-100.0% (price as of 2026-08-20)
Jan. 10, 2008	ASTI	M	3,500	$2.90	$10,150	7,700 Direct	+83.33%	Acquired	-100.0% (price as of 2026-08-20)
Dec. 3, 2007	ASTI	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
June 13, 2007	ASTI	X	2,000	$6.60	$13,200	0 Direct	-100.00%	Disposed	-100.0% (price as of 2026-08-20)
June 13, 2007	ASTI	P	2,000	$6.60	$13,200	4,200 Direct	+90.91%	Acquired	-100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 10, 2008	ASTI	Common Stock Option (Right to Buy)	Common Stock (3,500)	$2.90	Jan. 2, 2017	3,500	Disposed
Dec. 3, 2007	ASTI	Common Stock Option (Right to Buy)	Common Stock (7,500)	$17.75	Dec. 3, 2009	7,500	Acquired
June 13, 2007	ASTI	Class A Warrant (ASTIW)	Common Stock (2,000)	$6.60	July 10, 2011	2,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 3, 2007	ASTI	Common Stock	2,200	Direct
Jan. 3, 2007	ASTI	Common Stock Option→ Common Stock (30,000)	30,000	Direct
Jan. 3, 2007	ASTI	Common Stock Warrant (ASTIW)→ Common Stock (2,000)	2,000	Direct