Joseph Caro
CIK 1417672 · View on SEC EDGAR ↗
First SEC filing: March 6, 2009 · Latest: March 6, 2009
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 5, 2009 | CAL | P | 10,000 | $2.84 | $28,400 | 33,750 Direct | +42.11% | Acquired | 357.4% (price as of 2026-08-20) |
| March 5, 2009 | CAL | P | 10,000 | $2.84 | $28,400 | 33,750 Direct | +42.11% | Acquired | 357.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 5, 2007 | CAL | Employee Stock Option (right to buy) | Common Stock (7,500) | $17.18 | Dec. 5, 2017 | 7,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 15, 2007 | CAL | No securities are beneficially owned | 0 | Direct |