Insider at

04

Insider transactions

05
0 buys (P) 19 sells (S) Net: $-28,009,079 + 76 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

76 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 28, 2026 CAT S 480 $800.19 $384,091 66,476 Direct -0.72% Disposed 5.7% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 540 $801.10 $432,594 65,936 Direct -0.81% Disposed 5.5% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 280 $802.10 $224,588 65,656 Direct -0.42% Disposed 5.4% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 750 $803.39 $602,542 64,906 Direct -1.14% Disposed 5.2% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 520 $803.86 $418,007 64,386 Direct -0.80% Disposed 5.2% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 1,351 $805.36 $1,088,041 63,035 Direct -2.10% Disposed 5.0% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 3,382 $806.31 $2,726,940 59,653 Direct -5.37% Disposed 4.9% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 6,135 $807.41 $4,953,460 53,518 Direct -10.28% Disposed 4.7% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 2,639 $808.20 $2,132,840 50,879 Direct -4.93% Disposed 4.6% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 2,137 $809.08 $1,729,004 48,742 Direct -4.20% Disposed 4.5% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 3,041 $810.31 $2,464,153 45,701 Direct -6.24% Disposed 4.3% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 5,035 $811.31 $4,084,946 40,666 Direct -11.02% Disposed 4.2% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 1,280 $812.09 $1,039,475 39,386 Direct -3.15% Disposed 4.1% (price as of 2026-10-02)
Aug. 28, 2026 CAT S 4,831 $813.72 $3,931,081 34,555 Direct -12.27% Disposed 3.9% (price as of 2026-10-02)
March 5, 2026 CAT S 800 $718.44 $574,752 36,363 Direct -2.15% Disposed 17.7% (price as of 2026-10-02)
March 5, 2026 CAT S 120 $721.00 $86,520 35,083 Direct -0.34% Disposed 17.3% (price as of 2026-10-02)
March 5, 2026 CAT S 575 $720.10 $414,058 35,203 Direct -1.61% Disposed 17.4% (price as of 2026-10-02)
March 5, 2026 CAT S 585 $719.39 $420,843 35,778 Direct -1.61% Disposed 17.5% (price as of 2026-10-02)
March 5, 2026 CAT S 420 $717.01 $301,144 37,163 Direct -1.12% Disposed 17.9% (price as of 2026-10-02)
Aug. 3, 2023 CAT S 4,249 $285.55 $1,213,302 0 Direct -100.00% Disposed 196.1% (price as of 2026-10-02)
Aug. 3, 2023 CAT S 3,037 $284.84 $865,059 0 Direct -100.00% Disposed 196.8% (price as of 2026-10-02)
Jan. 6, 2023 CAT S 18,294 $249.00 $4,555,206 0 Direct -100.00% Disposed 239.5% (price as of 2026-10-02)
Dec. 27, 2022 CAT S 7,698 $244.00 $1,878,312 0 Direct -100.00% Disposed 246.5% (price as of 2026-10-02)
Dec. 14, 2022 CAT S 5,003 $238.00 $1,190,714 0 Direct -100.00% Disposed 255.2% (price as of 2026-10-02)

Showing latest 100 of 140 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 25, 2026 CAT Phantom Stock Units Common Stock (19) · · 19 Acquired
Aug. 28, 2026 CAT Employee Stock options Common Stock (44,403) $219.76 March 1, 2031 44,403 Disposed
Aug. 26, 2026 CAT Phantom Stock Units Common Stock (19) · · 19 Acquired
July 24, 2026 CAT Phantom Stock Units Common Stock (18) · · 18 Acquired
June 26, 2026 CAT Phantom Stock Units Common Stock (16) · · 16 Acquired
May 26, 2026 CAT Phantom Stock Units Common Stock (18) · · 18 Acquired
April 24, 2026 CAT Phantom Stock Units Common Stock (19) · · 19 Acquired
March 26, 2026 CAT Phantom Stock Units Common Stock (3) · · 3 Acquired
March 13, 2026 CAT Phantom Stock Units Common Stock (428) · · 428 Acquired
March 6, 2026 CAT Phantom Stock Units Common Stock (214) · · 214 Acquired
March 2, 2026 CAT Employee Stock options Common Stock (13,803) $752.18 March 2, 2036 13,803 Acquired
Dec. 26, 2025 CAT Phantom Stock Units Common Stock (26) · · 26 Acquired
Nov. 26, 2025 CAT Phantom Stock Units Common Stock (26) · · 26 Acquired
Oct. 24, 2025 CAT Phantom Stock Units Common Stock (29) · · 29 Acquired
Sept. 26, 2025 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
Aug. 26, 2025 CAT Phantom Stock Units Common Stock (35) · · 35 Acquired
July 25, 2025 CAT Phantom Stock Units Common Stock (35) · · 35 Acquired
June 26, 2025 CAT Phantom Stock Units Common Stock (39) · · 39 Acquired
May 23, 2025 CAT Phantom Stock Units Common Stock (44) · · 44 Acquired
May 9, 2025 CAT Employee Stock Options Common Stock (13,086) $325.62 May 9, 2035 13,086 Acquired
April 25, 2025 CAT Phantom Stock Units Common Stock (12) · · 12 Acquired
March 14, 2025 CAT Phantom Stock Units Common Stock (667) · · 667 Acquired
March 7, 2025 CAT Phantom Stock Units Common Stock (363) · · 363 Acquired
March 3, 2025 CAT Employee Stock Options Common Stock (15,966) $332.04 March 3, 2035 15,966 Acquired
Dec. 26, 2024 CAT Phantom Stock Units Common Stock (30) · · 30 Acquired
Nov. 26, 2024 CAT Phantom Stock Units Common Stock (27) · · 27 Acquired
Oct. 25, 2024 CAT Phantom Stock Units Common Stock (29) · · 29 Acquired
Sept. 26, 2024 CAT Phantom Stock Units Common Stock (29) · · 29 Acquired
Aug. 26, 2024 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
July 26, 2024 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
June 26, 2024 CAT Phantom Stock Units Common Stock (34) · · 34 Acquired
May 24, 2024 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
April 26, 2024 CAT Phantom Stock Units Common Stock (9) · · 9 Acquired
March 14, 2024 CAT Phantom Stock Units Common Stock (622) · · 622 Acquired
March 8, 2024 CAT Phantom Stock Units Common Stock (267) · · 267 Acquired
March 4, 2024 CAT Employee Stock Options Common Stock (16,783) $338.65 March 4, 2034 16,783 Acquired
Dec. 26, 2023 CAT Phantom Stock Units Common Stock (38) · · 38 Acquired
Dec. 26, 2023 CAT Phantom Stock Units Common Stock (45) · · 45 Acquired
Oct. 26, 2023 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
Sept. 26, 2023 CAT Phantom Stock Units Common Stock (29) · · 29 Acquired
Aug. 25, 2023 CAT Phantom Stock Units Common Stock (29) · · 29 Acquired
Aug. 3, 2023 CAT Employee Stock Options Common Stock (7,698) $127.60 March 2, 2030 7,698 Disposed
July 26, 2023 CAT Phantom Stock Units Common Stock (30) · · 30 Acquired
July 26, 2023 CAT Phantom Stock Units Common Stock (30) · · 30 Disposed
June 26, 2023 CAT Phantom Stock Units Common Stock (22) · · 22 Acquired
March 14, 2023 CAT Phantom Stock Units Common Stock (702) · · 702 Acquired
March 10, 2023 CAT Phantom Stock Units Common Stock (358) · · 358 Acquired
March 6, 2023 CAT Employee Stock Options Common Stock (29,028) $253.98 March 6, 2033 29,028 Acquired
Jan. 6, 2023 CAT Employee Stock Options Common Stock (18,294) $151.12 March 5, 2028 18,294 Disposed
Dec. 27, 2022 CAT Employee Stock Options Common Stock (7,698) $127.60 March 2, 2030 7,698 Disposed
Dec. 23, 2022 CAT Phantom Stock Units Common Stock (30) · · 30 Acquired
Dec. 14, 2022 CAT Employee Stock Options Common Stock (5,003) $138.35 March 4, 2029 5,003 Disposed
Nov. 25, 2022 CAT Phantom Stock Units Common Stock (30) · · 30 Acquired
Oct. 26, 2022 CAT Phantom Stock Units Common Stock (36) · · 36 Acquired
Sept. 26, 2022 CAT Phantom Stock Units Common Stock (44) · · 44 Acquired
Aug. 26, 2022 CAT Phantom Stock Units Common Stock (37) · · 37 Acquired
July 26, 2022 CAT Phantom Stock Units Common Stock (39) · · 39 Acquired
June 24, 2022 CAT Phantom Stock Units Common Stock (26) · · 26 Acquired
April 20, 2022 CAT Employee Stock Options Common Stock (5,004) $138.35 March 4, 2029 5,004 Disposed
March 14, 2022 CAT Phantom Stock Units Common Stock (684) · · 684 Acquired
March 11, 2022 CAT Phantom Stock Units Common Stock (87) · · 87 Acquired
March 7, 2022 CAT Employee Stock Options Common Stock (35,788) $196.70 March 7, 2032 35,788 Acquired
Jan. 18, 2022 CAT Employee Stock Options Common Stock (5,004) $138.35 March 4, 2029 5,004 Disposed
Dec. 23, 2021 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
Nov. 26, 2021 CAT Phantom Stock Units Common Stock (33) · · 33 Acquired
Oct. 26, 2021 CAT Phantom Stock Units Common Stock (33) · · 33 Acquired
Sept. 24, 2021 CAT Phantom Stock Units Common Stock (34) · · 34 Acquired
Aug. 26, 2021 CAT Phantom Stock Units Common Stock (31) · · 31 Acquired
July 26, 2021 CAT Phantom Stock Units Common Stock (32) · · 32 Acquired
June 25, 2021 CAT Phantom Stock Units Common Stock (24) · · 24 Acquired
June 4, 2021 CAT Employee Stock Options Common Stock (7,699) $127.60 March 2, 2030 7,699 Acquired
March 5, 2021 CAT Phantom Stock Units Common Stock (120) · · 120 Acquired
March 1, 2021 CAT Employee Stock Options Common Stock (44,403) $219.76 March 1, 2031 44,403 Acquired
May 11, 2018 CAT Employee Stock Options Common Stock (2,150) $89.75 March 4, 2023 2,150 Disposed
May 11, 2018 CAT Employee Stock Options Common Stock (2,382) $110.09 March 5, 2022 2,382 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 8, 2021 CAT Common Stock 2,542 Direct
Jan. 8, 2021 CAT Common Stock 9,689 Indirect
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (18,294) 18,294 Direct
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (15,011) 15,011 Direct
Jan. 8, 2021 CAT Employee Stock Options→ Common Stock (23,095) 23,095 Direct
Jan. 8, 2021 CAT Phantom Stock Units→ Common Stock · Direct
May 14, 2018 CAT Common Stock 172 Direct
May 14, 2018 CAT Common Stock · Indirect
May 14, 2018 CAT Phantom Stock Units→ Common Stock (2,687) 2,687 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (2,382) 2,382 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (4,360) 4,360 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (5,152) 5,152 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (9,949) 9,949 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (11,379) 11,379 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (18,480) 18,480 Direct
May 14, 2018 CAT Employee Stock Options→ Common Stock (18,294) 18,294 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CAT

COO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2024 $1,115,000 · $5,973,437 $1,749,968 $1,887,700 $11,130,565 $404,460 $11,130,565
2023 $819,092 · $2,199,975 $2,199,962 $1,771,700 $7,244,475 $253,746 $7,244,475

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.