Joseph E Rockey

Insider

First SEC filing: June 15, 2015 · Latest: Jan. 15, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

PNC selling Dec. 10, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 75 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

75 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 10, 2021	PNC	F	2,604	$160.11	$416,926	31,861 Direct	-7.56%	Disposed	58.6% (price as of 2026-08-19)
Feb. 10, 2021	PNC	A	8,083	$160.11	$1,294,169	34,465 Direct	+30.64%	Acquired	58.6% (price as of 2026-08-19)
Feb. 16, 2020	PNC	F	471	$154.13	$72,595	25,399 Direct	-1.82%	Disposed	64.7% (price as of 2026-08-19)
Feb. 16, 2020	PNC	A	1,082	$154.13	$166,769	25,870 Direct	+4.37%	Acquired	64.7% (price as of 2026-08-19)
Feb. 15, 2020	PNC	F	686	$154.13	$105,733	24,788 Direct	-2.69%	Disposed	64.7% (price as of 2026-08-19)
Feb. 15, 2020	PNC	A	1,668	$154.13	$257,089	25,474 Direct	+7.01%	Acquired	64.7% (price as of 2026-08-19)
Feb. 13, 2020	PNC	F	987	$155.32	$153,301	23,806 Direct	-3.98%	Disposed	63.5% (price as of 2026-08-19)
Feb. 13, 2020	PNC	A	3,465	$155.32	$538,184	24,793 Direct	+16.25%	Acquired	63.5% (price as of 2026-08-19)
Feb. 13, 2020	PNC	F	731	$155.32	$113,539	21,328 Direct	-3.31%	Disposed	63.5% (price as of 2026-08-19)
Feb. 13, 2020	PNC	A	2,469	$155.32	$383,485	22,059 Direct	+12.60%	Acquired	63.5% (price as of 2026-08-19)
Feb. 11, 2020	PNC	F	303	$154.79	$46,901	19,590 Direct	-1.52%	Disposed	64.0% (price as of 2026-08-19)
Feb. 11, 2020	PNC	A	1,000	$154.79	$154,790	19,893 Direct	+5.29%	Acquired	64.0% (price as of 2026-08-19)
Dec. 10, 2019	PNC	M	8,000	—	—	10,000 Direct	-44.44%	Disposed	(price as of 2026-08-19)
Dec. 10, 2019	PNC	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 10, 2019	PNC	S 10b5-1	10,000	$155.00	$1,550,000	18,750 Direct	-34.78%	Disposed	63.8% (price as of 2026-08-19)
Dec. 10, 2019	PNC	M	8,000	$60.70	$485,600	28,750 Direct	+38.55%	Acquired	318.3% (price as of 2026-08-19)
Dec. 10, 2019	PNC	M	2,000	$64.21	$128,420	20,750 Direct	+10.67%	Acquired	295.4% (price as of 2026-08-19)
Oct. 21, 2019	PNC	M	10,000	—	—	2,000 Direct	-83.33%	Disposed	(price as of 2026-08-19)
Oct. 21, 2019	PNC	S 10b5-1	10,000	$145.00	$1,450,000	18,606 Direct	-34.96%	Disposed	75.1% (price as of 2026-08-19)
Oct. 21, 2019	PNC	M	10,000	$64.21	$642,100	28,606 Direct	+53.75%	Acquired	295.4% (price as of 2026-08-19)
July 25, 2019	PNC	G	425	—	—	18,453 Direct	-2.25%	Disposed	(price as of 2026-08-19)
April 25, 2019	PNC	M	6,000	—	—	12,000 Direct	-33.33%	Disposed	(price as of 2026-08-19)
April 25, 2019	PNC	S 10b5-1	6,000	$135.00	$810,000	18,747 Direct	-24.25%	Disposed	88.1% (price as of 2026-08-19)
April 25, 2019	PNC	M	6,000	$64.21	$385,260	24,747 Direct	+32.01%	Acquired	295.4% (price as of 2026-08-19)
Feb. 16, 2019	PNC	F	205	$124.15	$25,451	18,747 Direct	-1.08%	Disposed	104.5% (price as of 2026-08-19)
Feb. 16, 2019	PNC	A	718	—	—	18,952 Direct	+3.94%	Acquired	(price as of 2026-08-19)
Feb. 15, 2019	PNC	F	476	$124.15	$59,095	18,234 Direct	-2.54%	Disposed	104.5% (price as of 2026-08-19)
Feb. 15, 2019	PNC	A	1,668	—	—	18,710 Direct	+9.79%	Acquired	(price as of 2026-08-19)
Feb. 13, 2019	PNC	F	139	$121.48	$16,886	17,042 Direct	-0.81%	Disposed	109.0% (price as of 2026-08-19)
Feb. 13, 2019	PNC	A	498	—	—	17,181 Direct	+2.99%	Acquired	(price as of 2026-08-19)
Feb. 12, 2019	PNC	F	931	$123.15	$114,653	16,683 Direct	-5.29%	Disposed	106.2% (price as of 2026-08-19)
Feb. 12, 2019	PNC	A	3,198	—	—	17,614 Direct	+22.18%	Acquired	(price as of 2026-08-19)
Feb. 12, 2019	PNC	F	953	$123.15	$117,362	16,742 Direct	-5.39%	Disposed	106.2% (price as of 2026-08-19)
Feb. 12, 2019	PNC	A	3,281	—	—	17,695 Direct	+22.76%	Acquired	(price as of 2026-08-19)
Feb. 11, 2019	PNC	F	223	$121.57	$27,110	14,416 Direct	-1.52%	Disposed	108.9% (price as of 2026-08-19)
Feb. 11, 2019	PNC	F	225	$121.57	$27,353	14,414 Direct	-1.54%	Disposed	108.9% (price as of 2026-08-19)
Feb. 11, 2019	PNC	A	664	—	—	14,639 Direct	+4.75%	Acquired	(price as of 2026-08-19)
March 7, 2018	PNC	F	249	$158.55	$39,479	14,027 Direct	-1.74%	Disposed	60.1% (price as of 2026-08-19)
March 7, 2018	PNC	A	571	—	—	14,276 Direct	+4.17%	Acquired	(price as of 2026-08-19)
Feb. 16, 2018	PNC	F	309	$159.08	$49,156	13,705 Direct	-2.20%	Disposed	59.6% (price as of 2026-08-19)
Feb. 16, 2018	PNC	A	1,082	—	—	14,014 Direct	+8.37%	Acquired	(price as of 2026-08-19)
Feb. 13, 2018	PNC	A	498	—	—	13,074 Direct	+3.96%	Acquired	(price as of 2026-08-19)
Feb. 13, 2018	PNC	F	142	$153.29	$21,767	12,932 Direct	-1.09%	Disposed	65.6% (price as of 2026-08-19)
Feb. 11, 2018	PNC	A	998	—	—	12,882 Direct	+8.40%	Acquired	(price as of 2026-08-19)
Feb. 11, 2018	PNC	F	306	$151.71	$46,423	12,576 Direct	-2.38%	Disposed	67.4% (price as of 2026-08-19)
Nov. 29, 2017	PNC	M	17,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 29, 2017	PNC	S	17,000	$138.88	$2,360,960	11,828 Direct	-58.97%	Disposed	82.8% (price as of 2026-08-19)
Nov. 29, 2017	PNC	M	17,000	$54.01	$918,170	28,828 Direct	+143.73%	Acquired	370.1% (price as of 2026-08-19)
July 20, 2017	PNC	G	640	—	—	11,828 Direct	-5.13%	Disposed	(price as of 2026-08-19)
March 8, 2017	PNC	A	613	—	—	12,560 Direct	+5.13%	Acquired	(price as of 2026-08-19)
March 8, 2017	PNC	F	283	$128.40	$36,337	12,277 Direct	-2.25%	Disposed	97.7% (price as of 2026-08-19)
March 7, 2017	PNC	F	264	$127.23	$33,589	11,947 Direct	-2.16%	Disposed	99.6% (price as of 2026-08-19)
March 7, 2017	PNC	A	571	—	—	12,211 Direct	+4.91%	Acquired	(price as of 2026-08-19)
Feb. 21, 2017	PNC	M	16,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 21, 2017	PNC	S	16,000	$127.22	$2,035,520	11,640 Direct	-57.89%	Disposed	99.6% (price as of 2026-08-19)
Feb. 21, 2017	PNC	M	16,000	$57.21	$915,360	27,640 Direct	+137.46%	Acquired	343.8% (price as of 2026-08-19)
Feb. 13, 2017	PNC	F	156	$124.42	$19,410	11,640 Direct	-1.32%	Disposed	104.1% (price as of 2026-08-19)
Feb. 13, 2017	PNC	A	498	—	—	11,796 Direct	+4.41%	Acquired	(price as of 2026-08-19)
Feb. 11, 2017	PNC	F	342	$123.10	$42,100	11,298 Direct	-2.94%	Disposed	106.3% (price as of 2026-08-19)
Feb. 11, 2017	PNC	A	998	—	—	11,640 Direct	+9.38%	Acquired	(price as of 2026-08-19)
Oct. 21, 2016	PNC	M	14,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 21, 2016	PNC	M	2,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 21, 2016	PNC	M	14,000	$72.65	$1,017,100	25,080 Direct	+126.35%	Acquired	249.5% (price as of 2026-08-19)
Oct. 21, 2016	PNC	S	14,000	$92.93	$1,301,020	11,080 Direct	-55.82%	Disposed	173.2% (price as of 2026-08-19)
Oct. 21, 2016	PNC	M	2,400	$75.85	$182,040	13,480 Direct	+21.66%	Acquired	234.8% (price as of 2026-08-19)
Oct. 21, 2016	PNC	S	2,400	$92.92	$223,008	11,080 Direct	-17.80%	Disposed	173.3% (price as of 2026-08-19)
Oct. 21, 2016	PNC	G	550	—	—	10,530 Direct	-4.96%	Disposed	(price as of 2026-08-19)
July 22, 2016	PNC	F	2,037	$82.66	$168,378	11,022 Direct	-15.60%	Disposed	207.2% (price as of 2026-08-19)
March 8, 2016	PNC	F	240	$85.74	$20,578	13,009 Direct	-1.81%	Disposed	196.1% (price as of 2026-08-19)
March 8, 2016	PNC	A	613	—	—	13,249 Direct	+4.85%	Acquired	(price as of 2026-08-19)
March 7, 2016	PNC	F	180	$86.76	$15,617	12,636 Direct	-1.40%	Disposed	192.7% (price as of 2026-08-19)
March 7, 2016	PNC	A	571	—	—	12,816 Direct	+4.66%	Acquired	(price as of 2026-08-19)
Feb. 13, 2016	PNC	F	183	$80.93	$14,810	12,245 Direct	-1.47%	Disposed	213.7% (price as of 2026-08-19)
Feb. 13, 2016	PNC	A	497	—	—	12,428 Direct	+4.17%	Acquired	(price as of 2026-08-19)
July 22, 2015	PNC	F	701	$99.63	$69,841	11,882 Direct	-5.57%	Disposed	154.9% (price as of 2026-08-19)
June 4, 2015	PNC	M	16,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 4, 2015	PNC	S	16,000	$95.67	$1,530,720	12,583 Direct	-55.98%	Disposed	165.4% (price as of 2026-08-19)
June 4, 2015	PNC	M	16,000	$70.06	$1,120,960	28,583 Direct	+127.16%	Acquired	262.4% (price as of 2026-08-19)
June 2, 2015	PNC	G	445	—	—	12,583 Direct	-3.42%	Disposed	(price as of 2026-08-19)
March 8, 2015	PNC	F	193	$94.03	$18,148	13,015 Direct	-1.46%	Disposed	170.0% (price as of 2026-08-19)
March 8, 2015	PNC	A	612	—	—	13,208 Direct	+4.86%	Acquired	(price as of 2026-08-19)
March 7, 2015	PNC	F	180	$94.03	$16,925	12,596 Direct	-1.41%	Disposed	170.0% (price as of 2026-08-19)
March 7, 2015	PNC	A	571	—	—	12,776 Direct	+4.68%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 10, 2019	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (8,000)	$60.70	Feb. 7, 2022	8,000	Disposed
Dec. 10, 2019	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (2,000)	$64.21	Feb. 9, 2021	2,000	Disposed
Oct. 21, 2019	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (10,000)	$64.21	Feb. 9, 2021	10,000	Disposed
April 25, 2019	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (6,000)	$64.21	Feb. 9, 2021	6,000	Disposed
Nov. 29, 2017	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (17,000)	$54.01	Jan. 25, 2020	17,000	Disposed
Feb. 21, 2017	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (16,000)	$57.21	Jan. 22, 2018	16,000	Disposed
Oct. 21, 2016	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (14,000)	$72.65	Jan. 25, 2017	14,000	Disposed
Oct. 21, 2016	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (2,400)	$75.85	April 20, 2017	2,400	Disposed
June 4, 2015	PNC	Employee Stock Option (Right-to-Buy)	$5 Par Common Stock (16,000)	$70.06	Jan. 23, 2016	16,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 15, 2015	PNC	$5 Par Common Stock	0	Direct
Feb. 9, 2015	PNC	$5 Par Common Stock	12,196	Direct
Feb. 9, 2015	PNC	$5 Par Common Stock	4,122	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (16,000)	16,000	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (14,000)	14,000	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (2,400)	2,400	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (16,000)	16,000	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (17,000)	17,000	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (18,000)	18,000	Direct
Feb. 9, 2015	PNC	Employee Stock Option (Right-to-Buy)→ $5 Par Common Stock (18,000)	18,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

PNC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$500,000	—	$1,999,848	—	$1,750,000	$16,400	$21,126	$4,287,374

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.