Joseph F. Mcdougall

CIK 1620396 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 10, 2014 · Latest: Nov. 10, 2014

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 7, 2019 AXTA S 10b5-1 1,160 $26.00 $30,160 75,673 Direct -1.51% Disposed 39.2% (price as of 2026-08-21)
Feb. 6, 2019 AXTA S 10b5-1 1,664 $26.52 $44,129 76,833 Direct -2.12% Disposed 36.5% (price as of 2026-08-21)
Feb. 5, 2019 AXTA S 10b5-1 1,366 $25.94 $35,434 78,497 Direct -1.71% Disposed 39.5% (price as of 2026-08-21)
Feb. 1, 2019 AXTA S 10b5-1 5,474 $25.77 $141,065 79,863 Direct -6.41% Disposed 40.5% (price as of 2026-08-21)
Aug. 15, 2018 AXTA S 10b5-1 34,281 $29.87 $1,023,973 73,767 Direct -31.73% Disposed 21.2% (price as of 2026-08-21)
May 21, 2018 AXTA S 10b5-1 34,008 $32.30 $1,098,458 108,048 Direct -23.94% Disposed 12.1% (price as of 2026-08-21)
Feb. 7, 2018 AXTA S 10b5-1 1,142 $30.34 $34,648 132,587 Direct -0.85% Disposed 19.3% (price as of 2026-08-21)
Feb. 5, 2018 AXTA S 10b5-1 1,528 $30.69 $46,894 101,023 Direct -1.49% Disposed 17.9% (price as of 2026-08-21)
July 3, 2017 AXTA S 10b5-1 40,000 $32.13 $1,285,200 102,551 Direct -28.06% Disposed 12.7% (price as of 2026-08-21)
May 15, 2017 AXTA S 10b5-1 16,725 $31.38 $524,830 102,551 Direct -14.02% Disposed 15.3% (price as of 2026-08-21)
April 3, 2017 AXTA S 10b5-1 40,000 $31.76 $1,270,400 119,276 Direct -25.11% Disposed 14.0% (price as of 2026-08-21)
March 6, 2017 AXTA S 10b5-1 40,000 $29.29 $1,171,600 119,276 Direct -25.11% Disposed 23.6% (price as of 2026-08-21)
Feb. 3, 2017 AXTA S 10b5-1 1,440 $29.48 $42,451 96,380 Direct -1.47% Disposed 22.8% (price as of 2026-08-21)
Jan. 3, 2017 AXTA S 10b5-1 50,000 $27.34 $1,367,000 97,820 Direct -33.82% Disposed 32.4% (price as of 2026-08-21)
July 28, 2016 AXTA S 10b5-1 50,000 $28.03 $1,401,500 97,820 Direct -33.82% Disposed 29.1% (price as of 2026-08-21)
May 13, 2016 AXTA S 10b5-1 1,879 $27.95 $52,518 97,820 Direct -1.88% Disposed 29.5% (price as of 2026-08-21)
April 5, 2016 AXTA S 10b5-1 81,837 $28.74 $2,351,995 99,699 Direct -45.08% Disposed 25.9% (price as of 2026-08-21)
Sept. 1, 2015 AXTA S 10b5-1 87,292 $28.32 $2,472,109 73,076 Direct -54.43% Disposed 27.8% (price as of 2026-08-21)
May 12, 2015 AXTA S 10b5-1 89,209 $32.55 $2,903,753 0 Direct -100.00% Disposed 11.2% (price as of 2026-08-21)
May 11, 2015 AXTA S 10b5-1 23,251 $32.43 $754,030 0 Direct -100.00% Disposed 11.6% (price as of 2026-08-21)
May 11, 2015 AXTA S 10b5-1 56,503 $31.99 $1,807,531 23,251 Direct -70.85% Disposed 13.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 25, 2019 AXTA Employee Stock Option Common Shares (50,154) $27.01 Feb. 25, 2029 50,154 Acquired
Feb. 25, 2019 AXTA Restricted Stock Units Common Shares (13,041) — — 13,041 Acquired
Jan. 31, 2019 AXTA Restricted Stock Units Common Shares (11,570) — — 11,570 Disposed
July 31, 2018 AXTA Restricted Stock Unit Common Shares (46,280) — — 46,280 Acquired
May 21, 2018 AXTA Employee Stock Option Common Shares (25,508) $11.84 July 30, 2023 25,508 Disposed
Feb. 5, 2018 AXTA Employee Stock Option Common Shares (41,450) $29.81 Feb. 4, 2028 41,450 Acquired
July 3, 2017 AXTA Employee Stock Option Common Shares (40,000) $11.84 July 30, 2023 40,000 Disposed
April 3, 2017 AXTA Employee Stock Option Common Shares (40,000) $11.84 July 30, 2023 40,000 Disposed
March 6, 2017 AXTA Employee Stock Option Common Shares (14,571) $8.88 July 30, 2023 14,571 Disposed
March 6, 2017 AXTA Employee Stock Option Common Shares (25,429) $11.84 July 30, 2023 25,429 Disposed
Feb. 6, 2017 AXTA Employee Stock Option Common Shares (29,295) $29.48 Feb. 5, 2027 29,295 Acquired
Jan. 3, 2017 AXTA Employee Stock Option Common Shares (50,000) $8.88 July 30, 2023 50,000 Disposed
July 28, 2016 AXTA Employee Stock Option Common Shares (50,000) $8.88 July 30, 2023 50,000 Disposed
April 5, 2016 AXTA Employee Stock Option Common Shares (81,837) $5.92 July 30, 2023 81,837 Disposed
Feb. 2, 2016 AXTA Employee Stock Option Common Shares (36,320) $23.24 Feb. 1, 2026 36,320 Acquired
Sept. 1, 2015 AXTA Employee Stock Option Common Shares (87,292) $11.84 July 30, 2023 87,292 Disposed
May 12, 2015 AXTA Employee Stock Option Common Shares (44,818) $32.50 May 11, 2025 44,818 Disposed
May 12, 2015 AXTA Employee Stock Option Common Shares (76,380) $8.88 July 30, 2023 76,380 Disposed
May 12, 2015 AXTA Employee Stock Option Common Shares (12,829) $5.92 July 30, 2023 12,829 Disposed
May 11, 2015 AXTA Employee Stock Option Common Shares (41,729) $5.92 July 30, 2023 41,729 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 10, 2014 AXTA Common Stock 38,025 Direct
Nov. 10, 2014 AXTA Employee Stock Option→ Common Stock (136,395) 136,395 Direct
Nov. 10, 2014 AXTA Employee Stock Option→ Common Stock (190,951) 190,951 Direct
Nov. 10, 2014 AXTA Employee Stock Option→ Common Stock (218,229) 218,229 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AXTA

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $164,615 — — — — $94,542 $22,925 $1,750,673
2018 $486,539 — — — $338,600 — $54,881 $3,666,293
2017 $445,962 — $806,702 $224,997 $282,594 $41,278 $43,541 $1,845,074

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.