Joseph Giovanniello

Insider

First SEC filing: Feb. 14, 2020 · Latest: Feb. 14, 2020

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Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Feb. 12, 2020	1029730	D	473,207	$3.50	$1,656,224	0	—	—
Feb. 12, 2020	1029730	S	2,000	$25.11	$50,220	0	—	—
Jan. 7, 2020	1029730	M	50,000	—	—	0 Direct	-100.00%	Disposed
Jan. 7, 2020	1029730	M	50,000	$0.90	$45,000	473,207 Direct	+11.81%	Acquired
June 28, 2019	1029730	A	1,342	$3.26	$4,375	420,153 Direct	+0.32%	Acquired
March 29, 2019	1029730	A	163	$2.69	$438	418,811 Direct	+0.04%	Acquired
Jan. 10, 2019	1029730	A	60,000	—	—	418,648 Direct	+16.73%	Acquired
Dec. 31, 2018	1029730	A	1,101	$2.21	$2,433	358,648 Direct	+0.31%	Acquired
Oct. 15, 2018	1029730	P	4,000	$2.55	$10,200	357,547 Direct	+1.13%	Acquired
Sept. 28, 2018	1029730	A	1,535	$2.56	$3,930	353,547 Direct	+0.44%	Acquired
June 29, 2018	1029730	A	755	$3.23	$2,439	352,012 Direct	+0.21%	Acquired
May 22, 2018	1029730	M	15,000	—	—	0 Direct	-100.00%	Disposed
May 22, 2018	1029730	M	15,000	$2.30	$34,500	351,257 Direct	+4.46%	Acquired
March 29, 2018	1029730	A	241	$3.11	$750	336,257 Direct	+0.07%	Acquired
Jan. 12, 2018	1029730	A	50,000	—	—	336,016 Direct	+17.48%	Acquired
Sept. 29, 2017	1029730	A	457	$2.74	$1,252	286,016 Direct	+0.16%	Acquired
June 30, 2017	1029730	A	1,941	$2.32	$4,503	285,559 Direct	+0.68%	Acquired
March 31, 2017	1029730	A	7,640	$2.36	$18,030	283,618 Direct	+2.77%	Acquired
Jan. 13, 2017	1029730	A	40,000	—	—	275,978 Direct	+16.95%	Acquired
Sept. 30, 2016	1029730	A	569	$2.19	$1,246	235,978 Direct	+0.24%	Acquired
June 30, 2016	1029730	P	2,008	$2.24	$4,498	235,409 Direct	+0.86%	Acquired
March 31, 2016	1029730	P	7,578	$2.38	$18,036	233,401 Direct	+3.36%	Acquired
Jan. 14, 2016	1029730	A	40,000	—	—	225,823 Direct	+21.53%	Acquired
Dec. 31, 2015	1029730	P	428	$2.62	$1,121	185,823 Direct	+0.23%	Acquired
Sept. 30, 2015	1029730	P	3,554	$2.00	$7,108	185,395 Direct	+1.95%	Acquired
Sept. 18, 2015	1029730	P	1,000	$2.39	$2,390	181,841 Direct	+0.55%	Acquired
June 30, 2015	1029730	P	828	$3.32	$2,749	180,841 Direct	+0.46%	Acquired
April 14, 2015	1029730	P	2,000	$3.73	$7,460	180,013 Direct	+1.12%	Acquired
March 31, 2015	1029730	P	3,477	$3.67	$12,761	178,013 Direct	+1.99%	Acquired
Jan. 29, 2015	1029730	M	30,000	—	—	0 Direct	-100.00%	Disposed
Jan. 29, 2015	1029730	M	30,000	$0.58	$17,400	174,536 Direct	+20.76%	Acquired
Jan. 20, 2015	1029730	A	40,000	—	—	144,536 Direct	+38.26%	Acquired
Dec. 31, 2014	1029730	P	666	$3.75	$2,498	104,536 Direct	+0.64%	Acquired
Dec. 31, 2014	1029730	P	1,000	$3.95	$3,950	103,870 Direct	+0.97%	Acquired
Sept. 30, 2014	1029730	P	1,117	$4.03	$4,502	102,870 Direct	+1.10%	Acquired
June 30, 2014	1029730	P	835	$2.99	$2,497	101,753 Direct	+0.83%	Acquired
March 31, 2014	1029730	P	4,009	$2.87	$11,506	100,918 Direct	+4.14%	Acquired
Jan. 31, 2014	1029730	M	30,000	—	—	0 Direct	-100.00%	Disposed
Jan. 31, 2014	1029730	M	30,000	$1.01	$30,300	96,909 Direct	+44.84%	Acquired
Jan. 17, 2014	1029730	A	30,000	—	—	30,000 Direct	—	Acquired
Dec. 31, 2013	1029730	P	840	$2.97	$2,495	66,909 Direct	+1.27%	Acquired
Sept. 30, 2013	1029730	P	2,617	$1.72	$4,501	66,069 Direct	+4.12%	Acquired
June 28, 2013	1029730	P	1,595	$1.57	$2,504	63,452 Direct	+2.58%	Acquired
May 24, 2013	1029730	P	2,000	$25.00	$50,000	2,000 Direct	—	Acquired
March 28, 2013	1029730	J	1,506	$1.58	$2,379	61,857 Direct	+2.50%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 7, 2020	1029730	Stock Option (Right to Buy)	Common Stock (50,000)	$0.90	Jan. 14, 2020	50,000	Disposed
May 22, 2018	1029730	Stock Option (Right to Buy)	Common Stock (15,000)	$2.30	June 2, 2018	15,000	Disposed
Jan. 29, 2015	1029730	Stock Option (Right to Buy)	Common Stock (30,000)	$0.58	Aug. 18, 2015	30,000	Disposed
Jan. 31, 2014	1029730	Stock Option (Right to Buy)	Common Stock (30,000)	$1.01	May 25, 2014	30,000	Disposed
Jan. 17, 2014	1029730	Stock Option (Right to Buy)	Common Stock (30,000)	$3.25	Jan. 17, 2024	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).