Joseph Grundfest
CIK 1206103 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 31, 2006 · Latest: Jan. 31, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 34 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 20, 2022 | KKRS | A | 4,134 | — | — | 89,592 Indirect | +4.84% | Acquired | (price as of 2026-08-21) |
| Dec. 9, 2021 | KKRS | A | 2,479 | — | — | 85,458 Indirect | +2.99% | Acquired | (price as of 2026-08-21) |
| Nov. 2, 2020 | KKRS | A | 4,280 | — | — | 82,979 Indirect | +5.44% | Acquired | (price as of 2026-08-21) |
| Oct. 30, 2019 | KKRS | A | 5,205 | — | — | 78,699 Indirect | +7.08% | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2019 | KKRS | M | 6,539 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2019 | KKRS | M | 6,539 | — | — | 73,494 Indirect | +9.77% | Acquired | (price as of 2026-08-21) |
| Oct. 26, 2018 | KKRS | A | 6,539 | — | — | 6,539 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2018 | KKRS | M | 7,372 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2018 | KKRS | M | 7,372 | — | — | 66,955 Indirect | +12.37% | Acquired | (price as of 2026-08-21) |
| Oct. 27, 2017 | KKRS | A | 7,372 | — | — | 7,372 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2017 | KKRS | M | 10,088 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2017 | KKRS | M | 10,088 | — | — | 59,583 Indirect | +20.38% | Acquired | (price as of 2026-08-21) |
| Oct. 26, 2016 | KKRS | A | 10,088 | — | — | 10,088 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2016 | KKRS | M | 6,219 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2016 | KKRS | M | 6,219 | — | — | 49,495 Indirect | +14.37% | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2015 | KKRS | M | 6,054 | — | — | 6,219 Indirect | -49.33% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2015 | KKRS | M | 6,054 | — | — | 43,276 Indirect | +16.26% | Acquired | (price as of 2026-08-21) |
| July 24, 2015 | KKRS | A | 6,219 | — | — | 12,273 Indirect | +102.73% | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2014 | KKRS | M | 7,222 | — | — | 6,054 Indirect | -54.40% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2014 | KKRS | M | 7,222 | — | — | 37,222 Indirect | +24.07% | Acquired | (price as of 2026-08-21) |
| July 25, 2014 | KKRS | A | 6,054 | — | — | 13,276 Indirect | +83.83% | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | KKRS | M | 10,000 | — | — | 7,222 Indirect | -58.07% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | KKRS | M | 10,000 | — | — | 30,000 Indirect | +50.00% | Acquired | (price as of 2026-08-21) |
| July 29, 2013 | KKRS | A | 7,222 | — | — | 17,222 Indirect | +72.22% | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2012 | KKRS | M | 10,000 | — | — | 10,000 Indirect | -50.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2012 | KKRS | M | 10,000 | — | — | 20,000 Indirect | +100.00% | Acquired | (price as of 2026-08-21) |
| July 25, 2012 | KKRS | A | 10,000 | — | — | 20,000 Direct | +100.00% | Acquired | (price as of 2026-08-21) |
| Oct. 3, 2011 | KKRS | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2011 | KKRS | M | 10,000 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2011 | KKRS | M | 10,000 | — | — | 10,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| Nov. 10, 2010 | KKRS | G | 10,000 | — | — | 10,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| Nov. 10, 2010 | KKRS | G | 10,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2010 | KKRS | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-21) |
| May 31, 2006 | ORCL | A | 30,000 | — | — | 30,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2019 | KKRS | Restricted Stock Units | Class A Common Stock (6,539) | — | — | 6,539 | Disposed |
| Oct. 26, 2018 | KKRS | Restricted Stock Units | Class A Common Stock (6,539) | — | — | 6,539 | Acquired |
| Oct. 1, 2018 | KKRS | Restricted Stock Units | Class A Common Stock (7,372) | — | — | 7,372 | Disposed |
| Oct. 27, 2017 | KKRS | Restricted Equity Units | Common Units (7,372) | — | — | 7,372 | Acquired |
| Oct. 1, 2017 | KKRS | Restricted Equity Units | Common Units (10,088) | — | — | 10,088 | Disposed |
| Oct. 26, 2016 | KKRS | Restricted Equity Units | Common Units (10,088) | — | — | 10,088 | Acquired |
| Oct. 1, 2016 | KKRS | Restricted Equity Units | Common Units (6,219) | — | — | 6,219 | Disposed |
| Oct. 1, 2015 | KKRS | Restricted Equity Units | Common Units (6,054) | — | — | 6,054 | Disposed |
| July 24, 2015 | KKRS | Restricted Equity Units | Common Units (6,219) | — | — | 6,219 | Acquired |
| Oct. 1, 2014 | KKRS | Restricted Equity Units | Common Units (7,222) | — | — | 7,222 | Disposed |
| July 25, 2014 | KKRS | Restricted Equity Units | Common Units (6,054) | — | — | 6,054 | Acquired |
| Oct. 1, 2013 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Disposed |
| July 29, 2013 | KKRS | Restricted Equity Units | Common Units (7,222) | — | — | 7,222 | Acquired |
| Oct. 1, 2012 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Disposed |
| July 25, 2012 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Acquired |
| Oct. 3, 2011 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Acquired |
| Oct. 1, 2011 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Disposed |
| Nov. 10, 2010 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Acquired |
| Nov. 10, 2010 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Disposed |
| Oct. 1, 2010 | KKRS | Restricted Equity Units | Common Units (10,000) | — | — | 10,000 | Acquired |
| May 31, 2006 | ORCL | Non-Qualified Stock Option (right to buy) | Common Stock (30,000) | $14.02 | May 31, 2016 | 30,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 31, 2006 | ORCL | Common stock | 5,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option→ Common Stock (80,000) | 80,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option→ Common Stock (50,000) | 50,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option→ Common Stock (60,000) | 60,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option→ Common Stock (60,000) | 60,000 | Direct |
| Jan. 31, 2006 | ORCL | Stock Option→ Common Stock (50,000) | 50,000 | Direct |