Joseph J. Farricielli Jr.

Insider

First SEC filing: Dec. 20, 2007 · Latest: Dec. 20, 2007

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

ERNAW buying June 15, 2009

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 15, 2009	ERNAW	P	10,000	$0.42	$4,200	110,000 Direct	+10.00%	Acquired	-90.7% (price as of 2026-08-21)
June 4, 2009	ERNAW	P	1,300	$0.41	$533	100,000 Direct	+1.32%	Acquired	-90.5% (price as of 2026-08-21)
June 1, 2009	ERNAW	P	2,700	$0.36	$972	98,700 Direct	+2.81%	Acquired	-89.1% (price as of 2026-08-21)
May 19, 2009	ERNAW	P	20,000	$0.39	$7,800	96,000 Direct	+26.32%	Acquired	-90.0% (price as of 2026-08-21)
Dec. 16, 2008	ERNAW	P	10,000	$0.11	$1,100	76,000 Direct	+15.15%	Acquired	-64.5% (price as of 2026-08-21)
Dec. 4, 2008	ERNAW	P	10,000	$0.11	$1,100	66,000 Direct	+17.86%	Acquired	-64.5% (price as of 2026-08-21)
Dec. 3, 2008	ERNAW	P	10,000	$0.13	$1,300	56,000 Direct	+21.74%	Acquired	-69.9% (price as of 2026-08-21)
Dec. 2, 2008	ERNAW	P	300	$0.14	$42	46,000 Direct	+0.66%	Acquired	-72.1% (price as of 2026-08-21)
Dec. 1, 2008	ERNAW	P	8,700	$0.14	$1,218	45,700 Direct	+23.51%	Acquired	-72.1% (price as of 2026-08-21)
Nov. 28, 2008	ERNAW	P	1,000	$0.14	$140	37,000 Direct	+2.78%	Acquired	-72.1% (price as of 2026-08-21)
Nov. 12, 2008	ERNAW	P	5,000	$0.13	$650	36,000 Direct	+16.13%	Acquired	-69.9% (price as of 2026-08-21)
Nov. 11, 2008	ERNAW	P	15,000	$0.14	$2,100	31,000 Direct	+93.75%	Acquired	-72.1% (price as of 2026-08-21)
Sept. 16, 2008	ERNAW	P	10,000	$0.21	$2,100	16,000 Direct	+166.67%	Acquired	-81.4% (price as of 2026-08-21)
Sept. 11, 2008	ERNAW	P	1,000	$0.22	$220	6,000 Direct	+20.00%	Acquired	-82.2% (price as of 2026-08-21)
Sept. 10, 2008	ERNAW	P	5,000	$0.26	$1,300	5,000 Direct	—	Acquired	-85.0% (price as of 2026-08-21)
Dec. 18, 2007	ERNAW	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 18, 2007	ERNAW	Director Stock Option (Right to Buy)	Common Stock (30,000)	$0.53	Dec. 18, 2017	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 20, 2007	ERNAW	Common Stock	613,400	Indirect
Dec. 20, 2007	ERNAW	Common Stock	1,222,030	Indirect
Dec. 20, 2007	ERNAW	Common Stock	1,222,702	Indirect
Dec. 20, 2007	ERNAW	Common Stock	1,170,679	Indirect
Dec. 20, 2007	ERNAW	Common Stock	1,237,000	Indirect
Dec. 20, 2007	ERNAW	Common Stock	1,178,800	Indirect