Joseph J Gaynor JR

CIK 1199402 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 1, 2006 · Latest: Nov. 1, 2006

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 6, 2017 LPTH P 2,014 $1.39 $2,799 86,518 Direct +2.38% Acquired 864.0% (price as of 2026-08-21)
Dec. 21, 2016 LPTH P 33,000 $1.21 $39,930 84,504 Direct +64.07% Acquired 1007.4% (price as of 2026-08-21)
July 8, 2016 LPTH P 1,784 $1.57 $2,801 51,504 Direct +3.59% Acquired 753.5% (price as of 2026-08-21)
Jan. 8, 2016 LPTH P 1,689 $2.55 $4,307 49,720 Direct +3.52% Acquired 425.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 27, 2016 LPTH Incentive stock option Class A common stock (117,108) $1.55 Oct. 27, 2026 117,108 Acquired
Oct. 27, 2016 LPTH Incentive stock option Class A common stock (60,870) $1.78 Oct. 27, 2026 60,870 Acquired
Oct. 29, 2015 LPTH Incentive stock option (right-to-buy) Class A Common Stock (23,000) $1.48 Oct. 29, 2025 23,000 Acquired
Oct. 29, 2015 LPTH Incentive stock option (right-to-buy) Class A Common Stock (55,556) $1.48 Oct. 29, 2025 55,556 Acquired
Oct. 30, 2014 LPTH Incentive Stock Option (right-to-buy) Class A Common Stock (50,000) $1.37 Oct. 30, 2024 50,000 Acquired
Oct. 31, 2013 LPTH Incentive Stock Option (right-to-buy) Class A Common Stock (50,000) $1.40 Oct. 31, 2023 50,000 Acquired
Sept. 23, 2013 LPTH Common Stock Purchase Warrant Class A Common Stock (3,158) $0.87 Dec. 31, 2013 — Disposed
Aug. 1, 2013 LPTH Common Stock Purchase Warrant Class A Common Stock (5,276) $1.68 Aug. 1, 2013 — Disposed
March 25, 2013 LPTH 8% Convertible Debt Class A Common (12,176) $1.54 Aug. 1, 2013 — Acquired
Jan. 31, 2013 LPTH Incentive stock option Class A Common (13,000) $0.87 Jan. 31, 2023 13,000 Acquired
Oct. 25, 2012 LPTH Incentive stock option Class A Common (40,000) $0.98 Oct. 25, 2022 40,000 Acquired
Oct. 27, 2011 LPTH Incentive stock option Class A Common (40,000) $1.39 Oct. 27, 2021 40,000 Acquired
Nov. 3, 2010 LPTH incentive stock option Class A Common (25,000) $2.69 Nov. 3, 2020 25,000 Acquired
Nov. 3, 2010 LPTH incentive stock option Class A Common (25,000) $2.69 Nov. 3, 2020 25,000 Acquired
April 8, 2010 LPTH Common stock warrant Class A Common (228) $2.48 Oct. 8, 2015 228 Disposed
Feb. 4, 2010 LPTH Common stock option Class A Common (50,000) $2.66 Feb. 4, 2020 50,000 Acquired
Feb. 4, 2010 LPTH Common stock option Class A Common (50,000) $2.66 Feb. 4, 2020 50,000 Acquired
Dec. 31, 2008 LPTH Common stock warrant [F5] Class A Common (3,158) $0.87 Dec. 31, 2013 3,158 Acquired
Aug. 1, 2008 LPTH Common stock warrant Class A Common (2,841) $1.89 Aug. 1, 2013 2,841 Acquired
Aug. 1, 2008 LPTH Common stock warrant Class A Common (5,276) $1.68 Aug. 1, 2013 5,276 Acquired
Aug. 1, 2008 LPTH Convertible Debt Class A Common (16,238) $1.40 Aug. 1, 2011 — Acquired
Jan. 31, 2008 LPTH Incentive stock option Class A Common (30,000) $2.10 Jan. 31, 2018 30,000 Acquired
Nov. 6, 2007 LPTH incentive stock option Class A Common (15,000) $3.05 Nov. 6, 2017 15,000 Acquired
Nov. 6, 2007 LPTH Incentive stock option Class A Common (15,000) $3.05 Nov. 6, 2017 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 1, 2006 LPTH Non-qualified stock option→ Class A Common (15,000) 15,000 Direct
Nov. 1, 2006 LPTH Non-qualified stock option→ Class A Common (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

LPTH

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $315,000 — — — — — — $333,771
2018 $315,000 — — — — — — $336,883
2012 $218,943 — — — — — — $256,645

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.