Joseph J Gazzoli

CIK 1295802 · View on SEC EDGAR ↗

Insider

First SEC filing: April 21, 2006 · Latest: April 21, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 19, 2006 UMBFO A 1,846 1,846 Direct Acquired (price as of 2026-08-21)
April 19, 2006 UMBFO A 627 2,561 Direct +32.42% Acquired (price as of 2026-08-21)
April 19, 2006 UMBFO A 538 1,934 Direct +38.54% Acquired (price as of 2026-08-21)
April 28, 2005 UMBFO A 2,816 2,816 Direct Acquired (price as of 2026-08-21)
April 28, 2005 UMBFO A 637 637 Direct Acquired (price as of 2026-08-21)
April 28, 2005 UMBFO A 743 1,380 Direct +116.64% Acquired (price as of 2026-08-21)
April 28, 2005 UMBFO A 2,816 2,816 Direct Acquired (price as of 2026-08-21)
June 25, 2004 UMBFO A 1,966 1,966 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 19, 2006 UMBFO Stock Option (right to buy) Common Stock (1,846) $69.68 Jan. 1, 2016 1,846 Acquired
April 28, 2005 UMBFO Stock Option (right to buy) Common Stock (2,816) Jan. 1, 2015 2,816 Acquired
April 28, 2005 UMBFO Stock Option (right to buy) Common Stock (2,816) $53.13 Jan. 1, 2015 2,816 Acquired
June 25, 2004 UMBFO Stock Option (right to buy) Common Stock (1,966) $50.85 June 25, 2014 1,966 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 14, 2011 EFSCP Common Stock 1,000 Indirect
June 29, 2004 UMBFO Common Stock 300 Indirect