Joseph J Mccabe

Insider

First SEC filing: July 26, 2004 · Latest: July 26, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 1, 2016	MCO	F	1,954	$91.40	$178,596	30,041 Direct	-6.11%	Disposed	446.6% (price as of 2026-08-20)
March 1, 2016	MCO	A	5,283	$91.40	$482,866	31,995 Direct	+19.78%	Acquired	446.6% (price as of 2026-08-20)
Feb. 12, 2016	MCO	A	5,259	$80.81	$424,980	26,712 Direct	+24.51%	Acquired	518.2% (price as of 2026-08-20)
Feb. 3, 2016	MCO	M 10b5-1	12,500	$63.09	$788,625	33,953 Direct	+58.27%	Acquired	691.8% (price as of 2026-08-20)
Feb. 3, 2016	MCO	S 10b5-1	7,600	$83.72	$636,272	26,353 Direct	-22.38%	Disposed	496.7% (price as of 2026-08-20)
Feb. 3, 2016	MCO	S 10b5-1	3,471	$84.93	$294,792	22,882 Direct	-13.17%	Disposed	488.2% (price as of 2026-08-20)
Feb. 3, 2016	MCO	S 10b5-1	929	$85.73	$79,643	21,953 Direct	-4.06%	Disposed	482.7% (price as of 2026-08-20)
Feb. 3, 2016	MCO	S 10b5-1	500	$86.52	$43,260	21,453 Direct	-2.28%	Disposed	477.4% (price as of 2026-08-20)
Feb. 3, 2016	MCO	M 10b5-1	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 7, 2015	MCO	S	7,995	$107.00	$855,465	21,453 Direct	-27.15%	Disposed	366.9% (price as of 2026-08-20)
March 2, 2015	MCO	F	3,929	$96.72	$380,013	29,448 Direct	-11.77%	Disposed	416.5% (price as of 2026-08-20)
March 2, 2015	MCO	A	9,893	$96.72	$956,851	33,377 Direct	+42.13%	Acquired	416.5% (price as of 2026-08-20)
Feb. 11, 2015	MCO	A	4,992	—	—	4,992 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 10, 2014	MCO	S	4,000	$99.79	$399,160	23,484 Direct	-14.55%	Disposed	400.6% (price as of 2026-08-20)
Aug. 8, 2014	MCO	M	17,420	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 8, 2014	MCO	S	17,420	$87.25	$1,519,895	27,484 Direct	-38.79%	Disposed	472.6% (price as of 2026-08-20)
Aug. 8, 2014	MCO	M	17,420	$41.69	$726,240	44,904 Direct	+63.38%	Acquired	1098.3% (price as of 2026-08-20)
March 3, 2014	MCO	F	6,754	$78.42	$529,649	27,484 Direct	-19.73%	Disposed	537.0% (price as of 2026-08-20)
March 3, 2014	MCO	A	12,538	$78.42	$983,230	34,238 Direct	+57.78%	Acquired	537.0% (price as of 2026-08-20)
Feb. 12, 2014	MCO	A	5,716	—	—	5,716 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 12, 2014	MCO	M	8,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 12, 2014	MCO	S	8,000	$79.55	$636,400	21,700 Direct	-26.94%	Disposed	528.0% (price as of 2026-08-20)
Feb. 12, 2014	MCO	M	8,000	$37.12	$296,960	29,700 Direct	+36.87%	Acquired	1245.8% (price as of 2026-08-20)
Aug. 5, 2013	MCO	S	2,000	$68.66	$137,320	21,700 Direct	-8.44%	Disposed	627.6% (price as of 2026-08-20)
March 1, 2013	MCO	F	7,111	$48.35	$343,817	23,654 Direct	-23.11%	Disposed	933.2% (price as of 2026-08-20)
March 1, 2013	MCO	A	14,231	$48.35	$688,069	30,765 Direct	+86.07%	Acquired	933.2% (price as of 2026-08-20)
Feb. 13, 2013	MCO	A	9,670	—	—	9,670 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2012	MCO	F	1,363	$38.84	$52,939	16,534 Direct	-7.62%	Disposed	1186.2% (price as of 2026-08-20)
Feb. 13, 2012	MCO	A	11,036	—	—	11,036 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2011	MCO	F	1,205	$31.60	$38,078	17,897 Direct	-6.31%	Disposed	1480.9% (price as of 2026-08-20)
Feb. 8, 2011	MCO	A	12,916	—	—	12,916 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 7, 2010	MCO	A	8,842	—	—	19,102 Direct	+86.18%	Acquired	(price as of 2026-08-20)
March 1, 2010	MCO	F	417	$26.98	$11,251	10,260 Direct	-3.91%	Disposed	1751.6% (price as of 2026-08-20)
Feb. 9, 2010	MCO	A	15,125	—	—	15,125 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2009	MCO	F	393	$17.11	$6,724	10,485 Direct	-3.61%	Disposed	2819.7% (price as of 2026-08-20)
Feb. 10, 2009	MCO	A	38,442	—	—	38,442 Direct	—	Acquired	(price as of 2026-08-20)
March 3, 2008	MCO	F	957	$37.20	$35,600	10,113 Direct	-8.64%	Disposed	1242.9% (price as of 2026-08-20)
Feb. 12, 2008	MCO	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2007	MCO	F	71	$51.28	$3,641	10,664 Direct	-0.66%	Disposed	874.2% (price as of 2026-08-20)
March 1, 2007	MCO	F	847	$64.84	$54,919	10,735 Direct	-7.31%	Disposed	670.5% (price as of 2026-08-20)
Feb. 12, 2007	MCO	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 12, 2007	MCO	A	3,897	—	—	11,535 Direct	+51.02%	Acquired	(price as of 2026-08-20)
Oct. 2, 2006	MCO	F	114	$64.60	$7,364	7,638 Direct	-1.47%	Disposed	673.3% (price as of 2026-08-20)
March 1, 2006	MCO	F	387	$67.72	$26,208	7,394 Direct	-4.97%	Disposed	637.7% (price as of 2026-08-20)
Feb. 8, 2006	MCO	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 8, 2006	MCO	A	3,950	—	—	7,781 Direct	+103.11%	Acquired	(price as of 2026-08-20)
Oct. 1, 2005	MCO	F	114	$50.91	$5,804	3,831 Direct	-2.89%	Disposed	881.3% (price as of 2026-08-20)
Feb. 22, 2005	MCO	A	8,710	—	—	8,710 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 22, 2005	MCO	A	1,284	—	—	1,702 Direct	+307.18%	Acquired	(price as of 2026-08-20)
Oct. 1, 2004	MCO	A	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2004	MCO	A	418	—	—	418 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 2, 2004	PPLC	F	497	$45.23	$22,479	3,973 Direct	-11.12%	Disposed	4.1% (price as of 2026-08-20)
Jan. 22, 2004	PPLC	A	1,570	—	—	82,213 Direct	+1.95%	Acquired	(price as of 2026-08-20)
Jan. 22, 2004	PPLC	A	13,440	—	—	80,643 Direct	+20.00%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 3, 2016	MCO	Employee Stock Option (right to buy)	Common Stock (12,500)	$63.09	Feb. 8, 2016	12,500	Disposed
Feb. 11, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (4,992)	$98.01	Feb. 11, 2025	4,992	Acquired
Aug. 8, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (17,420)	$41.69	Feb. 22, 2015	17,420	Disposed
Feb. 12, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (5,716)	$79.55	Feb. 12, 2024	5,716	Acquired
Feb. 12, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (8,000)	$37.12	Oct. 1, 2014	8,000	Disposed
Feb. 13, 2013	MCO	Employee Stock Option (right to buy)	Common Stock (9,670)	$46.43	Feb. 13, 2023	9,670	Acquired
Feb. 13, 2012	MCO	Employee Stock Option (right to buy)	Common Stock (11,036)	$38.61	Feb. 13, 2022	11,036	Acquired
Feb. 8, 2011	MCO	Employee Stock Option (right to buy)	Common Stock (12,916)	$30.01	Feb. 8, 2021	12,916	Acquired
Feb. 9, 2010	MCO	Employee Stock Option (right to buy)	Common Stock (15,125)	$26.78	Feb. 9, 2020	15,125	Acquired
Feb. 10, 2009	MCO	Employee Stock Option (right to buy)	Common Stock (38,442)	$25.37	Feb. 10, 2019	38,442	Acquired
Feb. 12, 2008	MCO	Employee Stock Option (right to buy)	Common Stock (25,000)	$38.07	Feb. 12, 2018	25,000	Acquired
Feb. 12, 2007	MCO	Employee Stock Option (right to buy)	Common Stock (12,500)	$72.72	Feb. 12, 2017	12,500	Acquired
Feb. 8, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (12,500)	$63.09	Feb. 8, 2016	12,500	Acquired
Feb. 22, 2005	MCO	Employee Stock Option (right to buy)	Common Stock (8,710)	$83.38	Feb. 22, 2015	8,710	Acquired
Oct. 1, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (4,000)	$74.25	Oct. 1, 2014	4,000	Acquired
Jan. 22, 2004	PPLC	Stock Unit (ICP)	Common Stock (1,570)	—	—	1,570	Acquired
Jan. 22, 2004	PPLC	Employee Stock Options (Right to Buy)	Common Stock (13,440)	$45.18	Jan. 21, 2014	13,440	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 26, 2004	MCO	Common Stock	0	Direct