Joseph L Dugan
CIK 1259040 · View on SEC EDGAR ↗
Insider
First SEC filing: March 13, 2013 · Latest: March 13, 2013
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 21 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
21 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 6, 2020 | FISI | P | 500 | $15.90 | $7,950 | 5,879 Direct | +9.30% | Acquired | 154.8% (price as of 2026-08-20) |
| May 5, 2020 | FISI | P | 2,500 | $19.23 | $48,075 | 5,379 Direct | +86.84% | Acquired | 110.7% (price as of 2026-08-20) |
| May 2, 2019 | FISI | P | 10,600 | $28.45 | $301,570 | 10,600 Indirect | — | Acquired | 42.4% (price as of 2026-08-20) |
| Oct. 31, 2018 | FISI | P | 345 | $28.55 | $9,850 | 1,275 Direct | +37.10% | Acquired | 41.9% (price as of 2026-08-20) |
| Nov. 21, 2017 | FISI | P | 930 | $32.15 | $29,900 | 930 Direct | — | Acquired | 26.0% (price as of 2026-08-20) |
| March 11, 2013 | 759458 | S | 990 | $141.61 | $140,194 | 0 Direct | -100.00% | Disposed | |
| July 18, 2012 | 759458 | S | 222 | $149.24 | $33,131 | 990 Direct | -18.32% | Disposed | |
| June 19, 2012 | 759458 | S | 500 | $154.86 | $77,430 | 0 Direct | -100.00% | Disposed | |
| April 16, 2012 | 759458 | S | 100 | $152.56 | $15,256 | 275 Direct | -26.67% | Disposed | |
| Dec. 7, 2011 | 759458 | P | 80 | $125.00 | $10,000 | 255 Direct | +45.71% | Acquired | |
| Sept. 25, 2008 | 759458 | S | 332 | $320.11 | $106,277 | 25 Direct | -93.00% | Disposed | |
| Nov. 15, 2007 | 759458 | S | 162 | $331.87 | $53,763 | 12 Direct | -93.10% | Disposed | |
| Sept. 7, 2007 | 759458 | S | 163 | $331.87 | $54,095 | 174 Direct | -48.37% | Disposed | |
| March 6, 2006 | 759458 | S | 77 | $340.18 | $26,194 | 337 Direct | -18.60% | Disposed | |
| March 15, 2005 | 759458 | S | 75 | $361.01 | $27,076 | 0 Direct | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 25, 2020 | FISI | Restricted Stock Unit | Common Stock (1,558) | — | Feb. 25, 2023 | 1,558 | Acquired |
| Jan. 21, 2020 | FISI | Restricted Stock Unit | Common Stock (201) | — | Feb. 22, 2020 | 201 | Acquired |
| Sept. 14, 2019 | FISI | Restricted Stock Unit | Common Stock (1,500) | — | Sept. 14, 2019 | 1,500 | Disposed |
| Feb. 26, 2019 | FISI | Restricted Stock Unit | Common Stock (1,457) | — | Feb. 26, 2022 | 1,457 | Acquired |
| Feb. 27, 2018 | FISI | Restricted Stock Unit | Common Stock (970) | — | Feb. 27, 2021 | 970 | Acquired |
| Feb. 22, 2017 | FISI | Restricted Stock Unit | Common Stock (807) | — | Feb. 22, 2020 | 807 | Acquired |
| Sept. 14, 2016 | FISI | Restricted Stock Unit | Common Stock (1,500) | — | Sept. 14, 2019 | 1,500 | Acquired |
| July 18, 2012 | 759458 | Rights - option to buy | Canandaigua National Corporation common (1,212) | $149.24 | Dec. 31, 2029 | 1,212 | Disposed |
| Feb. 9, 2011 | 759458 | Stock Appreciation Right | Canandaigua National Corporation common (773) | $383.38 | Jan. 1, 2021 | 773 | Acquired |
| Feb. 9, 2011 | 759458 | Stock Appreciation Right | Canandaigua National Corporation common (1,159) | $383.38 | Dec. 2, 2027 | 1,159 | Acquired |
| Jan. 1, 2010 | 759458 | Stock Appreciation Right | Common (318) | $327.12 | Jan. 1, 2020 | 318 | Acquired |
| Jan. 1, 2010 | 759458 | Stock Appreciation Right | Common (477) | $327.12 | Jan. 1, 2020 | 477 | Acquired |
| Jan. 7, 2008 | 759458 | Common Stock Option | Canandaigua National Corporation common (425) | $171.88 | Dec. 2, 2027 | 425 | Disposed |
| March 6, 2007 | 759458 | Options - Right to Buy | Canandaigua National Corporation common (414) | $157.64 | Dec. 2, 2027 | 414 | Disposed |
| April 23, 2004 | 759458 | Common Stock Options | Common Stock (303) | $293.85 | Dec. 2, 2028 | 303 | Acquired |
| April 23, 2004 | 759458 | Common Stock Options | Common Stock (455) | $293.85 | Dec. 2, 2028 | 455 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 29, 2016 | FISI | No securities beneficially owned | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $266,071 | — | — | — | $77,327 | $19,952 | $18,857 | $462,289 |
| 2019 | $248,332 | — | — | — | $67,347 | $18,542 | $21,049 | $435,047 |
| 2018 | $241,000 | — | — | — | $81,453 | $13,299 | $17,413 | $407,209 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.