Joseph P Croteau
CIK 1203076 · View on SEC EDGAR ↗
First SEC filing: Dec. 29, 2009 · Latest: Dec. 29, 2009
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Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 19, 2008 | TROW | S | 3,000 | $61.30 | $183,900 | 152,700 Direct | -1.93% | Disposed | 85.5% (price as of 2026-08-21) |
| April 4, 2006 | TROW | S | 9,000 | $81.39 | $732,510 | 73,894 Direct | -10.86% | Disposed | 179.5% (price as of 2026-08-21) |
Showing latest 100 of 158 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 21, 2007 | TROW | Incentive Stock Option (right to buy) | Common Stock (3,000) | $13.67 | July 30, 2012 | 3,000 | Disposed |
| Dec. 7, 2006 | TROW | Incentive Stock Option (right to buy) | Common Stock (3,000) | $12.85 | Sept. 21, 2011 | 3,000 | Disposed |
| Sept. 12, 2006 | TROW | Stock Options (Right to buy) | Common Stock (1,226) | $33.44 | July 30, 2012 | 1,226 | Disposed |
| Sept. 12, 2006 | TROW | Stock Options (Right to buy) | Common Stock (578) | $31.02 | Sept. 21, 2011 | 578 | Disposed |
| July 31, 2006 | TROW | Incentive Stock Option (right to buy) | Common Stock (3,000) | $13.67 | July 30, 2012 | 3,000 | Disposed |
| April 5, 2006 | TROW | Stock Options (Right to buy) | Common Stock (732) | $58.53 | Nov. 20, 2010 | 732 | Disposed |
| Jan. 12, 2006 | TROW | Stock Options (Right to buy) | Common Stock (4,122) | $56.76 | Nov. 20, 2010 | 4,122 | Disposed |
| Dec. 12, 2005 | TROW | Stock Options (Right to buy) | Common Stock (687) | $52.37 | Sept. 21, 2011 | 687 | Disposed |
| Nov. 21, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (4,635) | $53.22 | Dec. 21, 2008 | 4,635 | Disposed |
| Nov. 21, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (805) | $50.91 | July 30, 2012 | 805 | Disposed |
| Nov. 21, 2005 | TROW | Incentive Stock Option (right to buy) | Common Stock (2,000) | $39.00 | Nov. 20, 2010 | 2,000 | Disposed |
| Sept. 21, 2005 | TROW | Stock Options (Right to buy) | Common Stock (289) | $62.04 | Sept. 21, 2011 | 289 | Acquired |
| Sept. 21, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (700) | $25.70 | Sept. 21, 2011 | 700 | Disposed |
| Sept. 21, 2005 | TROW | Incentive Stock Option (right to buy) | Common Stock (800) | $25.70 | Sept. 21, 2011 | 800 | Disposed |
| Aug. 1, 2005 | TROW | Stock Options (Right to buy) | Common Stock (613) | $66.89 | July 30, 2012 | 613 | Acquired |
| Aug. 1, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,500) | $27.34 | July 30, 2012 | 1,500 | Disposed |
| July 5, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,306) | $47.06 | Sept. 3, 2009 | 1,306 | Disposed |
| July 5, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (955) | $42.90 | July 30, 2012 | 955 | Disposed |
| July 1, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (3,407) | $46.02 | Sept. 3, 2009 | 3,407 | Disposed |
| July 1, 2005 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,797) | $42.90 | Sept. 21, 2011 | 1,797 | Disposed |
| Dec. 14, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,815) | $48.39 | Nov. 18, 2007 | 1,815 | Disposed |
| Dec. 1, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (2,666) | $47.06 | Nov. 18, 2007 | 2,666 | Disposed |
| Nov. 22, 2004 | TROW | Stock Options (Right to buy) | Common Stock (732) | $58.53 | Nov. 20, 2010 | 732 | Acquired |
| Nov. 22, 2004 | TROW | Incentive Stock Option (right to buy) | Common Stock (900) | $39.00 | Nov. 20, 2010 | 900 | Disposed |
| Nov. 22, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,100) | $39.00 | Nov. 20, 2010 | 1,100 | Disposed |
| Nov. 3, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (6,000) | $39.00 | Nov. 20, 2010 | 6,000 | Disposed |
| Nov. 3, 2004 | TROW | Stock Options (Right to buy) | Common Stock (4,122) | $56.76 | Nov. 20, 2010 | 4,122 | Acquired |
| Sept. 21, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,400) | $25.70 | Sept. 21, 2011 | 1,400 | Disposed |
| Sept. 21, 2004 | TROW | Incentive Stock Option (right to buy) | Common Stock (100) | $25.70 | Sept. 21, 2011 | 100 | Disposed |
| Sept. 21, 2004 | TROW | Stock Options (Right to buy) | Common Stock (687) | $52.37 | Sept. 21, 2011 | 687 | Acquired |
| Sept. 7, 2004 | TROW | Incentive Stock Option (right to buy) | Common Stock (2,000) | $30.75 | Sept. 3, 2009 | 2,000 | Disposed |
| Sept. 7, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,500) | $27.34 | July 30, 2012 | 1,500 | Disposed |
| Sept. 7, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (805) | $50.91 | July 30, 2012 | 805 | Acquired |
| Feb. 13, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (553) | $39.00 | Nov. 18, 2006 | 553 | Disposed |
| Feb. 13, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (259) | $40.25 | Nov. 1, 2005 | 259 | Disposed |
| Feb. 13, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (1,431) | $40.25 | Nov. 18, 2006 | 1,431 | Disposed |
| Jan. 22, 2004 | TROW | Incentive Stock Option (right to buy) | Common Stock (3,100) | $35.75 | Dec. 21, 2008 | 3,100 | Disposed |
| Jan. 2, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock | $48.39 | Nov. 18, 2007 | 1,815 | Acquired |
| Jan. 2, 2004 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (2,800) | $31.38 | Nov. 18, 2007 | 2,800 | Disposed |
| Jan. 2, 2004 | TROW | Incentive Stock Option (right to buy) | Common Stock (3,200) | $31.38 | Nov. 18, 2007 | 3,200 | Disposed |
| Dec. 23, 2003 | TROW | Non-Qualified Stock Option (right to buy) | Common Stock (5,100) | $30.75 | Sept. 3, 2009 | 5,100 | Disposed |
| Dec. 23, 2003 | TROW | Incentive Stock Option (right to buy) | Common Stock (900) | $30.75 | Sept. 3, 2009 | 900 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).