Joseph Pandolfino

CIK 1508752 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 4, 2011 · Latest: Feb. 4, 2011

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 17, 2014 XXII S 47,300 $1.64 $77,572 5,871,331 Direct -0.80% Disposed -100.0% (price as of 2026-08-20)
Dec. 16, 2014 XXII S 21,627 $1.58 $34,171 5,918,631 Direct -0.36% Disposed -100.0% (price as of 2026-08-20)
Dec. 15, 2014 XXII S 6,841 $1.61 $11,014 5,940,258 Direct -0.12% Disposed -100.0% (price as of 2026-08-20)
Dec. 11, 2014 XXII S 8,900 $1.71 $15,219 5,947,099 Direct -0.15% Disposed -100.0% (price as of 2026-08-20)
Dec. 10, 2014 XXII S 7,474 $1.71 $12,781 5,955,999 Direct -0.13% Disposed -100.0% (price as of 2026-08-20)
Dec. 9, 2014 XXII S 51,462 $1.63 $83,883 5,963,473 Direct -0.86% Disposed -100.0% (price as of 2026-08-20)
March 12, 2014 XXII S 30,000 $5.05 $151,500 6,014,935 Direct -0.50% Disposed -100.0% (price as of 2026-08-20)
March 10, 2014 XXII S 65,000 $6.04 $392,600 6,044,935 Direct -1.06% Disposed -100.0% (price as of 2026-08-20)
June 27, 2013 XXII S 60,000 $0.71 $42,600 5,677,935 Direct -1.05% Disposed -100.0% (price as of 2026-08-20)
June 26, 2013 XXII S 35,000 $0.70 $24,500 5,737,935 Direct -0.61% Disposed -100.0% (price as of 2026-08-20)
June 25, 2013 XXII S 102,600 $0.70 $71,820 5,772,935 Direct -1.75% Disposed -100.0% (price as of 2026-08-20)
Nov. 9, 2012 XXII P 240,000 — — 240,000 Direct — Acquired (price as of 2026-08-20)
Nov. 9, 2012 XXII P 480,000 — — 5,375,535 Direct +9.80% Acquired (price as of 2026-08-20)
Aug. 30, 2012 XXII S 5,000 $0.30 $1,500 4,895,535 Direct -0.10% Disposed -100.0% (price as of 2026-08-20)
Aug. 29, 2012 XXII S 150,000 $0.25 $37,500 4,900,535 Direct -2.97% Disposed -100.0% (price as of 2026-08-20)
Aug. 28, 2012 XXII S 22,000 $0.25 $5,500 5,050,535 Direct -0.43% Disposed -100.0% (price as of 2026-08-20)
Aug. 27, 2012 XXII S 20,100 $0.25 $5,025 5,072,535 Direct -0.39% Disposed -100.0% (price as of 2026-08-20)
May 15, 2012 XXII P 12,000 — — 12,000 Direct — Acquired (price as of 2026-08-20)
May 15, 2012 XXII P 12,000 — — 4,642,635 Direct +0.26% Acquired (price as of 2026-08-20)
Nov. 17, 2011 XXII S 143,000 $0.70 $100,100 4,515,635 Direct -3.07% Disposed -100.0% (price as of 2026-08-20)
June 7, 2011 XXII S 110,000 $1.03 $113,300 4,658,635 Direct -2.31% Disposed -100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 3, 2015 XXII Non-Qualified Stock Option Common Stock (100,000) $1.43 March 3, 2020 100,000 Acquired
March 10, 2014 XXII Warrant to Purchase Common Stock (0) $0.60 May 15, 2017 12,000 Disposed
March 10, 2014 XXII Warrant to Purchase Common Stock (140,000) $0.60 Nov. 9, 2017 100,000 Disposed
Nov. 9, 2012 XXII Warrant to Purchase Common Stock (240,000) $1.00 Nov. 9, 2017 240,000 Acquired
May 15, 2012 XXII Warrant to Purchase Common Stock (12,000) $1.00 May 15, 2017 12,000 Acquired
Feb. 8, 2012 XXII Warrant to Purchase Common Stock (138,000) $1.50 Feb. 8, 2017 138,000 Acquired
Feb. 8, 2012 XXII Warrant Common Stock (103,500) $1.50 Feb. 8, 2017 103,500 Acquired
Feb. 8, 2012 XXII Convertible Promissory Note Common Stock (115,000) $0.75 Dec. 14, 2012 115,000 Disposed
Dec. 14, 2011 XXII Convertible Promissory Note Common Stock (115,000) $0.75 Dec. 14, 2012 115,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 4, 2011 XXII Common Stock 4,568,635 Direct
Feb. 4, 2011 XXII Warrant→ Common Stock (1,404,261) 1,404,261 Direct
Feb. 4, 2011 XXII Warrant→ Common Stock (37,500) 37,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

XXII

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $184,327 — — — — — $181,204 $1,088,731
2013 $170,192 $60,000 $400,000 — — — $57,777 $687,969
2012 $150,000 — $310,500 — — — $15,609 $476,109

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.