Joseph S Schwertz Jr
CIK 1405773 · View on SEC EDGAR ↗
Insider
First SEC filing: May 8, 2015 · Latest: May 8, 2015
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 7 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 15, 2017 | HWCPZ | A | 1,411 | — | — | 7,469 Direct | +23.29% | Acquired | (price as of 2026-08-21) |
| Nov. 1, 2017 | HWCPZ | F | 379 | $48.75 | $18,476 | 6,058 Direct | -5.89% | Disposed | -54.5% (price as of 2026-08-21) |
| Nov. 15, 2016 | HWCPZ | A | 1,657 | — | — | 1,657 Direct | — | Acquired | (price as of 2026-08-21) |
| Nov. 13, 2016 | HWCPZ | M | 695 | — | — | 1,390 Direct | -33.33% | Disposed | (price as of 2026-08-21) |
| Nov. 13, 2016 | HWCPZ | F | 211 | $38.05 | $8,029 | 484 Direct | -30.36% | Disposed | -41.7% (price as of 2026-08-21) |
| Nov. 13, 2016 | HWCPZ | M | 695 | — | — | 695 Direct | — | Acquired | (price as of 2026-08-21) |
| Nov. 13, 2015 | HWCPZ | A | 2,085 | — | — | 2,085 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 15, 2016 | HWCPZ | Restricted Stock Award [F2] | Restricted Stock Award (1,657) | $39.10 | Nov. 15, 2021 | 1,657 | Acquired |
| Nov. 13, 2016 | HWCPZ | Restricted Stock Award [F1] | Restricted Stock Award (695) | $28.78 | Nov. 13, 2020 | 695 | Disposed |
| Nov. 13, 2015 | HWCPZ | Restricted Stock Award [F2] | Restricted Stock Award (2,085) | $28.78 | Nov. 13, 2020 | 2,085 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 8, 2015 | HWCPZ | Common Stock | 2,906 | Indirect |