Joseph Theodore Lukens JR

CIK 1607972 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 24, 2015 · Latest: Sept. 24, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 1, 2020 WKHS S 100,000 $20.00 $2,000,000 5,502,422 Indirect -1.78% Disposed -100.0% (price as of 2026-08-21)
June 30, 2020 WKHS S 500,000 $18.40 $9,200,000 5,602,422 Indirect -8.19% Disposed -100.0% (price as of 2026-08-21)
April 5, 2020 WKHS S 18,154 $3.24 $58,819 6,757,203 Indirect -0.27% Disposed -100.0% (price as of 2026-08-21)
March 11, 2020 WKHS S 15,000 $2.36 $35,400 6,775,357 Indirect -0.22% Disposed -100.0% (price as of 2026-08-21)
March 3, 2020 WKHS S 100,000 $2.99 $299,000 6,790,357 Indirect -1.45% Disposed -100.0% (price as of 2026-08-21)
Feb. 26, 2020 WKHS S 61,700 $3.62 $223,354 6,890,357 Indirect -0.89% Disposed -100.0% (price as of 2026-08-21)
Feb. 25, 2020 WKHS S 200 $3.70 $740 6,952,057 Indirect 0.00% Disposed -100.0% (price as of 2026-08-21)
Feb. 21, 2020 WKHS S 4,946 $3.90 $19,289 6,952,257 Indirect -0.07% Disposed -100.0% (price as of 2026-08-21)
Feb. 18, 2020 WKHS S 83,644 $3.36 $281,044 6,957,203 Indirect -1.19% Disposed -100.0% (price as of 2026-08-21)
July 22, 2019 WKHS S 109,000 $3.48 $379,320 7,040,847 Indirect -1.52% Disposed -100.0% (price as of 2026-08-21)
July 16, 2019 WKHS S 267,356 $3.60 $962,482 7,149,847 Indirect -3.60% Disposed -100.0% (price as of 2026-08-21)
April 30, 2018 WKHS P 36,765 $2.82 $103,677 7,007,048 Indirect +0.53% Acquired -100.0% (price as of 2026-08-21)
Sept. 18, 2017 WKHS S 3,491,888 — — 0 Direct -100.00% Disposed (price as of 2026-08-21)
Sept. 18, 2017 WKHS S 2,697,147 — — 0 Indirect -100.00% Disposed (price as of 2026-08-21)
Sept. 18, 2017 WKHS P 6,189,035 — — 6,189,035 Indirect — Acquired (price as of 2026-08-21)
Sept. 18, 2017 WKHS P 781,248 $3.20 $2,499,994 6,970,283 Indirect +12.62% Acquired -100.0% (price as of 2026-08-21)
Jan. 10, 2017 WKHS P 311,526 $6.42 $1,999,997 311,526 Direct — Acquired -100.0% (price as of 2026-08-21)
Aug. 19, 2015 WKHS P 1,000,000 $250000.00 $250,000,000,000 12,042,603 Direct +9.06% Acquired -100.0% (price as of 2026-08-21)
Aug. 19, 2015 WKHS P 1,000,000 $250000.00 $250,000,000,000 32,042,603 Direct +3.22% Acquired -100.0% (price as of 2026-08-21)
May 28, 2014 WKHS P 100,000 $10000.00 $1,000,000,000 100,000 Indirect — Acquired -100.0% (price as of 2026-08-21)
May 28, 2014 WKHS P 40,000 $4000.00 $160,000,000 40,000 Indirect — Acquired -100.0% (price as of 2026-08-21)
May 22, 2014 WKHS P 9,000,000 $0.15 $1,350,000 9,000,000 Direct — Acquired -99.9% (price as of 2026-08-21)
May 22, 2014 WKHS P 9,000,000 $0.15 $1,350,000 9,000,000 Direct — Acquired -99.9% (price as of 2026-08-21)
March 26, 2014 WKHS P 30,000,000 $3000000.00 $90,000,000,000,000 31,042,603 Direct +2877.41% Acquired -100.0% (price as of 2026-08-21)
March 4, 2014 WKHS P 5,000,000 $500000.00 $2,500,000,000,000 26,971,470 Indirect +22.76% Acquired -100.0% (price as of 2026-08-21)
March 4, 2014 WKHS P 5,000,000 $500000.00 $2,500,000,000,000 5,000,000 Indirect — Acquired -100.0% (price as of 2026-08-21)
Nov. 29, 2012 WKHS P 1,548,698 $300000.00 $464,609,400,000 1,548,698 Indirect — Acquired -100.0% (price as of 2026-08-21)
Nov. 29, 2012 WKHS P 1,548,698 $300000.00 $464,609,400,000 1,548,698 Indirect — Acquired -100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2018 WKHS Common Stock Purchase Warrant Common Stock (585,936) $3.80 Sept. 18, 2022 585,936 Disposed
Sept. 18, 2017 WKHS Warrants Common Stock, Par Value $0.001 (585,936) $3.80 Sept. 18, 2022 585,936 Acquired
Feb. 1, 2017 WKHS 6% Convertible Debenture [F1] Common Stock, Par Value $0.001 (311,526) $3.00 Jan. 10, 2019 668,333 Disposed
Jan. 10, 2017 WKHS 6% Convertible Debenture Common Stock, Par Value $0.001 (311,526) $6.42 Jan. 10, 2019 311,526 Acquired
Jan. 6, 2017 WKHS Common Stock Purchase Warrant Common Stock, Par Value $0.001 (0) $1.50 May 22, 2017 166,000 Disposed
May 22, 2014 WKHS Common Stock Purchase Common Stock, Par Value $0.001 (9,000,000) $0.15 May 22, 2017 9,000,000 Acquired
May 22, 2014 WKHS Common Stock Purchase Warrant Common Stock, Par Value $0.001 (9,000,000) $0.15 May 23, 2017 9,000,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 24, 2015 WKHS Common Stock, $0.001 par value per share 31,042,603 Direct
Sept. 24, 2015 WKHS Common Stock Purchase Warrant→ Common Stock, Par Value $0.001 (6,000,000) 6,000,000 Direct
Sept. 24, 2015 WKHS Common Stock Purchase Warrant→ Common Stock, Par Value $0.001 — Direct
Sept. 24, 2015 WKHS Common Stock Purchase Warrant→ Common Stock, Par Value $0.001 — Direct