Joseph W Chow

CIK 1082334 · View on SEC EDGAR ↗

Insider

First SEC filing: March 3, 2008 · Latest: March 3, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 6, 2012 HCXY P 5,000 $10.44 $52,200 108,172 Direct +4.85% Acquired 138.6% (price as of 2026-08-20)
Sept. 6, 2011 HCXY P 5,000 $8.68 $43,400 102,929 Direct +5.11% Acquired 187.0% (price as of 2026-08-20)
May 11, 2011 HCXY P 5,000 $10.36 $51,800 89,576 Direct +5.91% Acquired 140.4% (price as of 2026-08-20)
Nov. 23, 2010 HCXY P 5,000 $9.96 $49,800 84,427 Direct +6.30% Acquired 150.1% (price as of 2026-08-20)
June 23, 2010 HCXY P 5,000 $9.12 $45,600 75,910 Direct +7.05% Acquired 173.1% (price as of 2026-08-20)
Feb. 18, 2009 HCXY P 10,000 $4.49 $44,900 64,916 Direct +18.21% Acquired 454.8% (price as of 2026-08-20)
Sept. 15, 2008 HCXY P 2,000 $9.80 $19,600 49,631 Indirect +4.20% Acquired 154.2% (price as of 2026-08-20)
Sept. 9, 2008 HCXY P 2,000 $9.86 $19,720 47,631 Indirect +4.38% Acquired 152.6% (price as of 2026-08-20)
Aug. 19, 2008 HCXY P 1,000 $10.22 $10,220 45,631 Indirect +2.24% Acquired 143.7% (price as of 2026-08-20)
Jan. 31, 2008 STT S 3,655 $82.79 $302,597 17,165 Direct -17.56% Disposed 123.9% (price as of 2026-08-20)
Jan. 31, 2008 STT S 100 $82.78 $8,278 20,820 Direct -0.48% Disposed 123.9% (price as of 2026-08-20)
Jan. 31, 2008 STT S 1,904 $82.78 $157,613 20,920 Direct -8.34% Disposed 123.9% (price as of 2026-08-20)
Jan. 31, 2008 STT S 100 $82.78 $8,278 22,824 Direct -0.44% Disposed 123.9% (price as of 2026-08-20)
Jan. 31, 2008 STT S 600 $82.76 $49,656 22,924 Direct -2.55% Disposed 124.0% (price as of 2026-08-20)
Jan. 31, 2008 STT S 800 $82.75 $66,200 23,524 Direct -3.29% Disposed 124.0% (price as of 2026-08-20)
Jan. 31, 2008 STT S 300 $81.87 $24,561 24,324 Direct -1.22% Disposed 126.4% (price as of 2026-08-20)
Jan. 31, 2008 STT S 200 $81.86 $16,372 24,624 Direct -0.81% Disposed 126.5% (price as of 2026-08-20)
Jan. 31, 2008 STT S 141 $81.84 $11,539 24,824 Direct -0.56% Disposed 126.5% (price as of 2026-08-20)
Jan. 31, 2008 STT S 100 $81.83 $8,183 24,965 Direct -0.40% Disposed 126.5% (price as of 2026-08-20)
Jan. 31, 2008 STT S 100 $81.82 $8,182 25,065 Direct -0.40% Disposed 126.6% (price as of 2026-08-20)
Jan. 31, 2008 STT S 300 $81.80 $24,540 25,165 Direct -1.18% Disposed 126.6% (price as of 2026-08-20)
Jan. 31, 2008 STT S 700 $81.79 $57,253 25,465 Direct -2.68% Disposed 126.7% (price as of 2026-08-20)
Jan. 31, 2008 STT S 200 $81.78 $16,356 26,165 Direct -0.76% Disposed 126.7% (price as of 2026-08-20)
Jan. 31, 2008 STT S 800 $81.77 $65,416 26,365 Direct -2.94% Disposed 126.7% (price as of 2026-08-20)
Jan. 31, 2008 STT S 5,000 $82.00 $410,000 27,165 Direct -15.54% Disposed 126.1% (price as of 2026-08-20)
Jan. 31, 2008 STT S 5,000 $81.75 $408,750 32,165 Direct -13.45% Disposed 126.8% (price as of 2026-08-20)
Jan. 31, 2008 STT S 5,000 $81.50 $407,500 37,165 Direct -11.86% Disposed 127.5% (price as of 2026-08-20)
Jan. 30, 2008 STT S 684 $82.15 $56,191 17,165 Direct -3.83% Disposed 125.7% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $82.14 $8,214 17,849 Direct -0.56% Disposed 125.7% (price as of 2026-08-20)
Jan. 30, 2008 STT S 45 $82.13 $3,696 17,949 Direct -0.25% Disposed 125.7% (price as of 2026-08-20)
Jan. 30, 2008 STT S 392 $82.12 $32,191 17,994 Direct -2.13% Disposed 125.7% (price as of 2026-08-20)
Jan. 30, 2008 STT S 195 $82.11 $16,011 18,386 Direct -1.05% Disposed 125.8% (price as of 2026-08-20)
Jan. 30, 2008 STT S 600 $82.10 $49,260 18,581 Direct -3.13% Disposed 125.8% (price as of 2026-08-20)
Jan. 30, 2008 STT S 500 $82.09 $41,045 19,181 Direct -2.54% Disposed 125.8% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $82.08 $8,208 19,681 Direct -0.51% Disposed 125.9% (price as of 2026-08-20)
Jan. 30, 2008 STT S 800 $82.08 $65,664 19,781 Direct -3.89% Disposed 125.9% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $82.08 $8,208 20,581 Direct -0.48% Disposed 125.9% (price as of 2026-08-20)
Jan. 30, 2008 STT S 1,200 $82.07 $98,484 20,681 Direct -5.48% Disposed 125.9% (price as of 2026-08-20)
Jan. 30, 2008 STT S 500 $82.04 $41,020 21,881 Direct -2.23% Disposed 126.0% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $82.02 $8,202 22,381 Direct -0.44% Disposed 126.0% (price as of 2026-08-20)
Jan. 30, 2008 STT S 300 $82.02 $24,606 22,481 Direct -1.32% Disposed 126.0% (price as of 2026-08-20)
Jan. 30, 2008 STT S 300 $82.02 $24,606 22,781 Direct -1.30% Disposed 126.0% (price as of 2026-08-20)
Jan. 30, 2008 STT S 3,727 $82.01 $305,651 23,081 Direct -13.90% Disposed 126.0% (price as of 2026-08-20)
Jan. 30, 2008 STT S 105 $80.41 $8,443 42,060 Direct -0.25% Disposed 130.5% (price as of 2026-08-20)
Jan. 30, 2008 STT S 1,300 $82.00 $106,600 26,808 Direct -4.63% Disposed 126.1% (price as of 2026-08-20)
Jan. 30, 2008 STT S 4,057 $82.00 $332,674 28,108 Direct -12.61% Disposed 126.1% (price as of 2026-08-20)
Jan. 30, 2008 STT S 600 $80.54 $48,324 32,165 Direct -1.83% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $80.54 $8,054 32,765 Direct -0.30% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 400 $80.53 $32,212 32,865 Direct -1.20% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 500 $80.52 $40,260 33,265 Direct -1.48% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 200 $80.52 $16,104 33,765 Direct -0.59% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 1,005 $80.51 $80,913 33,965 Direct -2.87% Disposed 130.3% (price as of 2026-08-20)
Jan. 30, 2008 STT S 2,195 $80.50 $176,698 34,970 Direct -5.91% Disposed 130.3% (price as of 2026-08-20)
Jan. 30, 2008 STT S 95 $80.60 $7,657 37,165 Direct -0.25% Disposed 130.0% (price as of 2026-08-20)
Jan. 30, 2008 STT S 800 $80.58 $64,464 37,260 Direct -2.10% Disposed 130.1% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $80.57 $8,057 38,060 Direct -0.26% Disposed 130.1% (price as of 2026-08-20)
Jan. 30, 2008 STT S 1,100 $80.56 $88,616 38,160 Direct -2.80% Disposed 130.1% (price as of 2026-08-20)
Jan. 30, 2008 STT S 700 $80.53 $56,371 39,260 Direct -1.75% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 400 $80.52 $32,208 39,960 Direct -0.99% Disposed 130.2% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $80.50 $8,050 40,360 Direct -0.25% Disposed 130.3% (price as of 2026-08-20)
Jan. 30, 2008 STT S 500 $80.48 $40,240 40,460 Direct -1.22% Disposed 130.3% (price as of 2026-08-20)
Jan. 30, 2008 STT S 200 $80.47 $16,094 40,960 Direct -0.49% Disposed 130.4% (price as of 2026-08-20)
Jan. 30, 2008 STT S 200 $80.46 $16,092 41,160 Direct -0.48% Disposed 130.4% (price as of 2026-08-20)
Jan. 30, 2008 STT S 600 $80.44 $48,264 41,360 Direct -1.43% Disposed 130.5% (price as of 2026-08-20)
Jan. 30, 2008 STT S 100 $80.42 $8,042 41,960 Direct -0.24% Disposed 130.5% (price as of 2026-08-20)
Aug. 13, 2007 HCXY P 3,000 $12.75 $38,250 41,999 Direct +7.69% Acquired 95.4% (price as of 2026-08-20)
Aug. 13, 2007 HCXY P 3,000 $13.00 $39,000 38,999 Direct +8.33% Acquired 91.6% (price as of 2026-08-20)
March 5, 2007 HCXY P 1,517 $13.40 $20,328 28,033 Direct +5.72% Acquired 85.9% (price as of 2026-08-20)
Feb. 12, 2007 HCXY P 5,000 $13.90 $69,500 26,516 Direct +23.24% Acquired 79.2% (price as of 2026-08-20)
Nov. 16, 2006 STT S 1,100 $64.40 $70,840 50,347 Direct -2.14% Disposed 187.9% (price as of 2026-08-20)
Nov. 16, 2006 STT S 700 $64.39 $45,073 49,647 Direct -1.39% Disposed 187.9% (price as of 2026-08-20)
Nov. 16, 2006 STT S 300 $64.38 $19,314 49,347 Direct -0.60% Disposed 187.9% (price as of 2026-08-20)

Showing latest 100 of 135 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 1, 2011 HCXY Options to Purchase Common Stock Common Stock $0.001 (15,000) $10.60 June 1, 2021 15,000 Acquired
Feb. 28, 2008 STT Stock Appreciation Right Common Stock (23,959) $81.71 Feb. 27, 2018 23,959 Acquired
Jan. 31, 2008 STT Employee Stock Option (Right to buy) Common Stock (25,000) $34.64 Dec. 16, 2009 25,000 Disposed
Jan. 30, 2008 STT Employee Stock Option (Right to Buy) Common Stock (25,000) $34.64 Dec. 16, 2009 25,000 Disposed
Oct. 10, 2007 HCXY Options to Purchase Common Stock Common Stock; $0.001 par value (5,000) $13.40 Oct. 10, 2017 5,000 Acquired
Feb. 15, 2007 STT Stock Appreciation Right Common Stock (38,977) $70.59 Feb. 15, 2007 38,977 Acquired
Nov. 16, 2006 STT Employee Stock Option (Right to buy) Common Stock (38,400) $33.72 Dec. 17, 2008 38,400 Disposed
April 13, 2006 HCXY Subscription Rights Common Stock (1,663) $10.55 April 13, 2006 1,663 Disposed
March 1, 2006 STT Stock Appreciation Right Common Stock (43,154) $62.63 March 1, 2016 43,154 Acquired
Oct. 21, 2005 STT Employee Stock Option (right to buy) Common Stock (24,000) $15.88 Dec. 20, 2006 24,000 Disposed
April 22, 2005 STT Employee Stock Option (right to buy) Common Stock (8,000) $13.20 June 21, 2006 8,000 Disposed
March 2, 2005 STT Employee Stock Option (right to buy) Common Stock (42,400) $44.53 March 1, 2015 42,400 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 8, 2005 HCXY Common Stock 4,853 Direct
June 8, 2005 HCXY Warrant to Purchase Common Stock→ Common Stock (794) 794 Direct
Jan. 13, 2005 STT Common Stock 8,414 Direct
Jan. 13, 2005 STT Common Stock 4,013 Indirect
Jan. 13, 2005 STT Common Stock 1,000 Indirect
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (8,000) 8,000 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (24,000) 24,000 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (38,400) 38,400 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (50,000) 50,000 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (38,400) 38,400 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (51,500) 51,500 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (7,200) 7,200 Direct
Jan. 13, 2005 STT Employee Stock Option (right to buy)→ Common Stock (40,000) 40,000 Direct