Joshua J Baltzell
CIK 1418439 · View on SEC EDGAR ↗
Insider
First SEC filing: June 19, 2018 · Latest: June 19, 2018
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 15, 2018 | OCGN | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-21) |
| June 13, 2017 | OCGN | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Dec. 16, 2016 | OCGN | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-21) |
| June 24, 2015 | OCGN | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 15, 2018 | OCGN | Stock Option (Right to Buy) | Common Stock (25,000) | $2.97 | June 14, 2028 | 25,000 | Acquired |
| June 13, 2017 | OCGN | Stock Option (Right to Buy) | Common Stock (25,000) | $1.70 | June 12, 2027 | 25,000 | Acquired |
| Dec. 16, 2016 | OCGN | Stock Option (Right to Buy) | Common Stock (10,000) | $1.58 | Dec. 16, 2026 | 10,000 | Acquired |
| June 24, 2015 | OCGN | Stock Option (Right to Buy) | Common Stock (20,000) | $6.86 | June 24, 2025 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).