Juan Gallardo
CIK 1173956 · View on SEC EDGAR ↗
Insider
First SEC filing: April 2, 2021 · Latest: April 2, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 100 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 31, 2021 | CAT | A | 161 | $232.93 | $37,502 | 35,425 Direct | +0.46% | Acquired | 253.7% (price as of 2026-08-21) |
| March 2, 2021 | CAT | F | 363 | — | — | 276,550 Direct | -0.13% | Disposed | (price as of 2026-08-21) |
| March 1, 2021 | CAT | A | 683 | — | — | 276,913 Direct | +0.25% | Acquired | (price as of 2026-08-21) |
| Dec. 31, 2020 | CAT | A | 208 | $180.43 | $37,529 | 35,079 Direct | +0.60% | Acquired | 356.6% (price as of 2026-08-21) |
| Sept. 30, 2020 | CAT | A | 251 | $149.34 | $37,484 | 34,651 Direct | +0.73% | Acquired | 451.7% (price as of 2026-08-21) |
| June 30, 2020 | CAT | A | 299 | $125.54 | $37,536 | 34,128 Direct | +0.88% | Acquired | 556.3% (price as of 2026-08-21) |
| March 31, 2020 | CAT | A | 330 | $113.59 | $37,485 | 33,511 Direct | +0.99% | Acquired | 625.3% (price as of 2026-08-21) |
| March 2, 2020 | CAT | A | 1,176 | — | — | 276,124 Direct | +0.43% | Acquired | (price as of 2026-08-21) |
| Dec. 31, 2019 | CAT | A | 254 | $147.51 | $37,468 | 32,918 Direct | +0.78% | Acquired | 458.6% (price as of 2026-08-21) |
| Sept. 30, 2019 | CAT | A | 296 | $126.49 | $37,441 | 32,413 Direct | +0.92% | Acquired | 551.4% (price as of 2026-08-21) |
| June 28, 2019 | CAT | A | 274 | $136.64 | $37,439 | 30,531 Direct | +0.91% | Acquired | 503.0% (price as of 2026-08-21) |
| March 29, 2019 | CAT | A | 278 | $134.95 | $37,516 | 30,021 Direct | +0.93% | Acquired | 510.5% (price as of 2026-08-21) |
| March 4, 2019 | CAT | A | 1,084 | — | — | 274,256 Direct | +0.40% | Acquired | (price as of 2026-08-21) |
| Dec. 31, 2018 | CAT | A | 297 | $126.31 | $37,514 | 29,537 Direct | +1.02% | Acquired | 552.3% (price as of 2026-08-21) |
| Sept. 28, 2018 | CAT | A | 247 | $151.74 | $37,480 | 29,013 Direct | +0.86% | Acquired | 443.0% (price as of 2026-08-21) |
| June 29, 2018 | CAT | A | 274 | $136.72 | $37,461 | 28,567 Direct | +0.97% | Acquired | 502.6% (price as of 2026-08-21) |
| March 29, 2018 | CAT | A | 255 | $147.17 | $37,528 | 28,140 Direct | +0.91% | Acquired | 459.8% (price as of 2026-08-21) |
| March 6, 2018 | CAT | F | 393 | $153.33 | $60,259 | 273,650 Direct | -0.14% | Disposed | 437.4% (price as of 2026-08-21) |
| March 5, 2018 | CAT | A | 993 | — | — | 274,043 Direct | +0.36% | Acquired | (price as of 2026-08-21) |
| Dec. 29, 2017 | CAT | A | 237 | $158.00 | $37,446 | 27,730 Direct | +0.86% | Acquired | 421.5% (price as of 2026-08-21) |
| Sept. 29, 2017 | CAT | A | 300 | $125.03 | $37,509 | 27,338 Direct | +1.11% | Acquired | 559.0% (price as of 2026-08-21) |
| June 30, 2017 | CAT | A | 351 | $106.94 | $37,536 | 26,853 Direct | +1.32% | Acquired | 670.5% (price as of 2026-08-21) |
| March 31, 2017 | CAT | A | 405 | $92.63 | $37,515 | 26,305 Direct | +1.56% | Acquired | 789.5% (price as of 2026-08-21) |
| March 7, 2017 | CAT | F | 502 | $95.50 | $47,941 | 273,148 Direct | -0.18% | Disposed | 762.7% (price as of 2026-08-21) |
| March 6, 2017 | CAT | A | 1,307 | — | — | 273,050 Direct | +0.48% | Acquired | (price as of 2026-08-21) |
| Feb. 15, 2017 | CAT | M | 5,833 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Feb. 15, 2017 | CAT | F | 631 | $98.51 | $62,160 | 271,725 Direct | -0.23% | Disposed | 736.4% (price as of 2026-08-21) |
| Feb. 15, 2017 | CAT | D | 3,732 | $98.51 | $367,639 | 272,289 Direct | -1.35% | Disposed | 736.4% (price as of 2026-08-21) |
| Feb. 15, 2017 | CAT | M | 5,833 | $63.04 | $367,712 | 276,021 Direct | +2.16% | Acquired | 1207.0% (price as of 2026-08-21) |
| Dec. 30, 2016 | CAT | A | 404 | $92.79 | $37,487 | 25,700 Direct | +1.60% | Acquired | 787.9% (price as of 2026-08-21) |
| Sept. 30, 2016 | CAT | A | 424 | $88.40 | $37,482 | 25,073 Direct | +1.72% | Acquired | 832.0% (price as of 2026-08-21) |
| June 30, 2016 | CAT | A | 501 | $74.91 | $37,530 | 24,423 Direct | +2.09% | Acquired | 999.9% (price as of 2026-08-21) |
| April 22, 2016 | CAT | M | 7,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 22, 2016 | CAT | F | 307 | $78.19 | $24,004 | 270,188 Direct | -0.11% | Disposed | 953.7% (price as of 2026-08-21) |
| April 22, 2016 | CAT | D | 5,977 | $78.19 | $467,342 | 270,495 Direct | -2.16% | Disposed | 953.7% (price as of 2026-08-21) |
| April 22, 2016 | CAT | M | 7,000 | $66.77 | $467,390 | 276,472 Direct | +2.60% | Acquired | 1134.0% (price as of 2026-08-21) |
| March 31, 2016 | CAT | A | 489 | $76.69 | $37,501 | 23,664 Direct | +2.11% | Acquired | 974.4% (price as of 2026-08-21) |
| March 7, 2016 | CAT | A | 1,672 | — | — | 269,472 Direct | +0.62% | Acquired | (price as of 2026-08-21) |
| March 2, 2016 | CAT | F | 452 | $69.07 | $31,220 | 254,786 Direct | -0.18% | Disposed | 1092.9% (price as of 2026-08-21) |
| Dec. 31, 2015 | CAT | A | 547 | $68.52 | $37,480 | 22,911 Direct | +2.45% | Acquired | 1102.5% (price as of 2026-08-21) |
| Sept. 30, 2015 | CAT | A | 578 | $64.90 | $37,512 | 22,123 Direct | +2.68% | Acquired | 1169.5% (price as of 2026-08-21) |
| June 30, 2015 | CAT | A | 438 | $85.53 | $37,462 | 21,332 Direct | +2.10% | Acquired | 863.3% (price as of 2026-08-21) |
| April 8, 2015 | CAT | M | 8,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 8, 2015 | CAT | M | 8,000 | $44.90 | $359,200 | 255,238 Direct | +3.24% | Acquired | 1735.0% (price as of 2026-08-21) |
| March 31, 2015 | CAT | A | 311 | $80.23 | $24,952 | 20,728 Direct | +1.52% | Acquired | 926.9% (price as of 2026-08-21) |
| March 3, 2015 | CAT | F | 390 | $83.22 | $32,456 | 257,317 Direct | -0.15% | Disposed | 890.1% (price as of 2026-08-21) |
| March 2, 2015 | CAT | A | 1,506 | — | — | 257,707 Direct | +0.59% | Acquired | (price as of 2026-08-21) |
| Jan. 30, 2015 | CAT | A | 156 | $80.12 | $12,499 | 20,248 Direct | +0.78% | Acquired | 928.4% (price as of 2026-08-21) |
| Dec. 31, 2014 | CAT | A | 135 | $92.51 | $12,489 | 20,092 Direct | +0.68% | Acquired | 790.6% (price as of 2026-08-21) |
| Nov. 28, 2014 | CAT | A | 122 | $102.36 | $12,488 | 19,957 Direct | +0.62% | Acquired | 704.9% (price as of 2026-08-21) |
| Oct. 31, 2014 | CAT | A | 123 | $101.60 | $12,497 | 19,699 Direct | +0.63% | Acquired | 710.9% (price as of 2026-08-21) |
| Sept. 30, 2014 | CAT | A | 126 | $99.45 | $12,531 | 19,576 Direct | +0.65% | Acquired | 728.5% (price as of 2026-08-21) |
| Aug. 29, 2014 | CAT | A | 115 | $108.68 | $12,498 | 19,450 Direct | +0.59% | Acquired | 658.1% (price as of 2026-08-21) |
| July 31, 2014 | CAT | A | 123 | — | — | 19,211 Direct | -0.64% | Disposed | (price as of 2026-08-21) |
| June 30, 2014 | CAT | A | 115 | — | — | 19,088 Direct | -0.60% | Disposed | (price as of 2026-08-21) |
| May 30, 2014 | CAT | A | 122 | — | — | 18,973 Direct | -0.64% | Disposed | (price as of 2026-08-21) |
| April 30, 2014 | CAT | A | 118 | — | — | 18,742 Direct | -0.63% | Disposed | (price as of 2026-08-21) |
| April 11, 2014 | CAT | M | 8,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 11, 2014 | CAT | M | 8,000 | $40.64 | $325,120 | 256,201 Direct | +3.22% | Acquired | 1927.4% (price as of 2026-08-21) |
| March 31, 2014 | CAT | A | 125 | — | — | 18,624 Direct | +0.68% | Acquired | (price as of 2026-08-21) |
| March 4, 2014 | CAT | F | 335 | $96.31 | $32,264 | 248,201 Direct | -0.13% | Disposed | 755.5% (price as of 2026-08-21) |
| March 3, 2014 | CAT | A | 1,298 | — | — | 248,536 Direct | +0.53% | Acquired | (price as of 2026-08-21) |
| Feb. 28, 2014 | CAT | A | 129 | — | — | 18,499 Direct | +0.70% | Acquired | (price as of 2026-08-21) |
| Jan. 31, 2014 | CAT | A | 134 | — | — | 18,257 Direct | +0.74% | Acquired | (price as of 2026-08-21) |
| Dec. 31, 2013 | CAT | A | 138 | — | — | 18,123 Direct | +0.77% | Acquired | (price as of 2026-08-21) |
| Nov. 29, 2013 | CAT | A | 147 | — | — | 17,985 Direct | +0.82% | Acquired | (price as of 2026-08-21) |
| Oct. 31, 2013 | CAT | A | 149 | — | — | 17,711 Direct | +0.85% | Acquired | (price as of 2026-08-21) |
| Sept. 30, 2013 | CAT | A | 150 | — | — | 17,562 Direct | +0.86% | Acquired | (price as of 2026-08-21) |
| Aug. 30, 2013 | CAT | A | 152 | — | — | 17,412 Direct | +0.88% | Acquired | (price as of 2026-08-21) |
| July 31, 2013 | CAT | A | 150 | — | — | 17,139 Direct | +0.88% | Acquired | (price as of 2026-08-21) |
| June 28, 2013 | CAT | A | 151 | — | — | 16,989 Direct | +0.90% | Acquired | (price as of 2026-08-21) |
| May 31, 2013 | CAT | A | 145 | — | — | 16,838 Direct | +0.87% | Acquired | (price as of 2026-08-21) |
| April 30, 2013 | CAT | A | 148 | — | — | 16,596 Direct | +0.90% | Acquired | (price as of 2026-08-21) |
| April 9, 2013 | CAT | M | 8,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 9, 2013 | CAT | M | 8,000 | $26.03 | $208,240 | 247,238 Direct | +3.34% | Acquired | 3065.3% (price as of 2026-08-21) |
| March 28, 2013 | CAT | A | 143 | — | — | 16,448 Direct | +0.88% | Acquired | (price as of 2026-08-21) |
| March 5, 2013 | CAT | F | 273 | $90.64 | $24,745 | 239,238 Direct | -0.11% | Disposed | 809.0% (price as of 2026-08-21) |
| March 4, 2013 | CAT | A | 1,115 | — | — | 239,511 Direct | +0.47% | Acquired | (price as of 2026-08-21) |
| Feb. 28, 2013 | CAT | A | 135 | — | — | 16,305 Direct | +0.83% | Acquired | (price as of 2026-08-21) |
| Jan. 31, 2013 | CAT | A | 127 | — | — | 16,170 Direct | +0.79% | Acquired | (price as of 2026-08-21) |
| Dec. 31, 2012 | CAT | A | 142 | — | — | 16,043 Direct | +0.89% | Acquired | (price as of 2026-08-21) |
| Nov. 30, 2012 | CAT | A | 243 | — | — | 15,808 Direct | +1.56% | Acquired | (price as of 2026-08-21) |
| Oct. 31, 2012 | CAT | A | 147 | — | — | 15,565 Direct | +0.95% | Acquired | (price as of 2026-08-21) |
| Sept. 28, 2012 | CAT | A | 145 | — | — | 15,418 Direct | +0.95% | Acquired | (price as of 2026-08-21) |
| Aug. 31, 2012 | CAT | A | 233 | — | — | 15,273 Direct | +1.55% | Acquired | (price as of 2026-08-21) |
| July 31, 2012 | CAT | A | 147 | — | — | 15,040 Direct | +0.99% | Acquired | (price as of 2026-08-21) |
| June 29, 2012 | CAT | A | 148 | — | — | 14,893 Direct | +1.00% | Acquired | (price as of 2026-08-21) |
| May 31, 2012 | CAT | A | 216 | — | — | 14,745 Direct | +1.49% | Acquired | (price as of 2026-08-21) |
| April 30, 2012 | CAT | A | 121 | — | — | 14,529 Direct | +0.84% | Acquired | (price as of 2026-08-21) |
| April 9, 2012 | CAT | M | 8,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| April 9, 2012 | CAT | M | 8,000 | $29.43 | $235,440 | 239,475 Direct | +3.46% | Acquired | 2699.6% (price as of 2026-08-21) |
| March 30, 2012 | CAT | A | 118 | — | — | 14,408 Direct | +0.83% | Acquired | (price as of 2026-08-21) |
| March 7, 2012 | CAT | F | 294 | $107.47 | $31,596 | 231,475 Direct | -0.13% | Disposed | 666.7% (price as of 2026-08-21) |
| March 5, 2012 | CAT | A | 909 | — | — | 231,769 Direct | +0.39% | Acquired | (price as of 2026-08-21) |
| Feb. 29, 2012 | CAT | A | 164 | — | — | 14,290 Direct | +1.16% | Acquired | (price as of 2026-08-21) |
| Jan. 31, 2012 | CAT | A | 113 | — | — | 14,126 Direct | +0.81% | Acquired | (price as of 2026-08-21) |
| Dec. 30, 2011 | CAT | A | 138 | — | — | 14,013 Direct | +0.99% | Acquired | (price as of 2026-08-21) |
| Nov. 30, 2011 | CAT | A | 198 | — | — | 13,875 Direct | +1.45% | Acquired | (price as of 2026-08-21) |
| Oct. 31, 2011 | CAT | A | 131 | — | — | 13,677 Direct | +0.97% | Acquired | (price as of 2026-08-21) |
| Sept. 30, 2011 | CAT | A | 168 | — | — | 13,545 Direct | +1.26% | Acquired | (price as of 2026-08-21) |
Showing latest 100 of 219 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 31, 2021 | CAT | Phantom Stock Units | Common Stock (161) | — | — | 161 | Acquired |
| Dec. 31, 2020 | CAT | Phantom Stock Units | Common Stock (208) | — | — | 208 | Acquired |
| Sept. 30, 2020 | CAT | Phantom Stock Units | Common Stock (251) | — | — | 251 | Acquired |
| June 30, 2020 | CAT | Phantom Stock Units | Common Stock (299) | — | — | 299 | Acquired |
| March 31, 2020 | CAT | Phantom Stock Units | Common Stock (330) | — | — | 330 | Acquired |
| Dec. 31, 2019 | CAT | Phantom Stock Units | Common Stock (254) | — | — | 254 | Acquired |
| Sept. 30, 2019 | CAT | Phantom Stock Units | Common Stock (296) | — | — | 296 | Acquired |
| June 28, 2019 | CAT | Phantom Stock Units | Common Stock (274) | — | — | 274 | Acquired |
| March 29, 2019 | CAT | Phantom Stock Units | Common Stock (278) | — | — | 278 | Acquired |
| Dec. 31, 2018 | CAT | Phantom Stock Units | Common Stock (297) | — | — | 297 | Acquired |
| Sept. 28, 2018 | CAT | Phantom Stock Units | Common Stock (247) | — | — | 247 | Acquired |
| June 29, 2018 | CAT | Phantom Stock Units | Common Stock (274) | — | — | 274 | Acquired |
| March 29, 2018 | CAT | Phantom Stock Units | Common Stock (255) | — | — | 255 | Acquired |
| Dec. 29, 2017 | CAT | Phantom Stock Units | Common Stock (237) | — | — | 237 | Acquired |
| Sept. 29, 2017 | CAT | Phantom Stock Units | Common Stock (300) | — | — | 300 | Acquired |
| June 30, 2017 | CAT | Phantom Stock Units | Common Stock (351) | — | — | 351 | Acquired |
| March 31, 2017 | CAT | Phantom Stock Units | Common Stock (405) | — | — | 405 | Acquired |
| Feb. 15, 2017 | CAT | Stock Appreciation Right | Common Stock (5,833) | $63.04 | March 2, 2017 | 5,833 | Disposed |
| Dec. 30, 2016 | CAT | Phantom Stock Units | Common Stock (404) | — | — | 404 | Acquired |
| Sept. 30, 2016 | CAT | Phantom Stock Units | Common Stock (424) | — | — | 424 | Acquired |
| June 30, 2016 | CAT | Phantom Stock Units | Common Stock (501) | — | — | 501 | Acquired |
| April 22, 2016 | CAT | Stock Appreciation Right | Common Stock (7,000) | $66.77 | June 14, 2016 | 7,000 | Disposed |
| March 31, 2016 | CAT | Phantom Stock Units | Common Stock (489) | — | — | 489 | Acquired |
| Dec. 31, 2015 | CAT | Phantom Stock Unit | Common Stock (547) | — | — | 547 | Acquired |
| Sept. 30, 2015 | CAT | Phantom Stock Unit | Common Stock (578) | — | — | 578 | Acquired |
| June 30, 2015 | CAT | Phantom Stock Unit | Common Stock (438) | — | — | 438 | Acquired |
| April 8, 2015 | CAT | Employee Stock Option | Common Stock (8,000) | $44.90 | April 13, 2015 | 8,000 | Disposed |
| March 31, 2015 | CAT | Phantom Stock Units | Common Stock (311) | — | — | 311 | Acquired |
| Jan. 30, 2015 | CAT | Phantom Stock Units | Common Stock (156) | — | — | 156 | Acquired |
| Dec. 31, 2014 | CAT | Phantom Stock Units | Common Stock (135) | — | — | 135 | Acquired |
| Nov. 28, 2014 | CAT | Phantom Stock Units | Common Stock (122) | — | — | 122 | Acquired |
| Oct. 31, 2014 | CAT | Phantom Stock Units | Common Stock (123) | — | — | 123 | Acquired |
| Sept. 30, 2014 | CAT | Phantom Stock Units | Common Stock (126) | — | — | 126 | Acquired |
| Aug. 29, 2014 | CAT | Phantom Stock Units | Common Stock (115) | — | — | 115 | Acquired |
| July 31, 2014 | CAT | Phantom Stock Units | Common Stock (123) | — | — | 123 | Disposed |
| June 30, 2014 | CAT | Phantom Stock Units | Common Stock (115) | — | — | 115 | Disposed |
| May 30, 2014 | CAT | Phantom Stock Units | Common Stock (122) | — | — | 122 | Disposed |
| April 30, 2014 | CAT | Phantom Stock Units | Common Stock (118) | — | — | 118 | Disposed |
| April 11, 2014 | CAT | Employee Stock Option | Common Stock (8,000) | $40.64 | April 14, 2014 | 8,000 | Disposed |
| March 31, 2014 | CAT | Phantom Stock Units | Common Stock (125) | — | — | 125 | Acquired |
| Feb. 28, 2014 | CAT | Phantom Stock Units | Common Stock (129) | — | — | 129 | Acquired |
| Jan. 31, 2014 | CAT | Phantom Stock Units | Common Stock (134) | — | — | 134 | Acquired |
| Dec. 31, 2013 | CAT | Phantom Stock Units | Common Stock (138) | — | — | 138 | Acquired |
| Nov. 29, 2013 | CAT | Phantom Stock Units | Common Stock (147) | — | — | 147 | Acquired |
| Oct. 31, 2013 | CAT | Phantom Stock Units | Common Stock (149) | — | — | 149 | Acquired |
| Sept. 30, 2013 | CAT | Phantom Stock Units | Common Stock (150) | — | — | 150 | Acquired |
| Aug. 30, 2013 | CAT | Phantom Stock Units | Common Stock (152) | — | — | 152 | Acquired |
| July 31, 2013 | CAT | Phantom Stock Units | Common Stock (150) | — | — | 150 | Acquired |
| June 28, 2013 | CAT | Phantom Stock Units | Common Stock (151) | — | — | 151 | Acquired |
| May 31, 2013 | CAT | Phantom Stock Option | Common Stock (145) | — | — | 145 | Acquired |
| April 30, 2013 | CAT | Phantom Stock Option | Common Stock (148) | — | — | 148 | Acquired |
| April 9, 2013 | CAT | Employee Stock Option [F1] | Common Stock (8,000) | $26.03 | April 9, 2013 | 8,000 | Disposed |
| March 28, 2013 | CAT | Phantom Stock Units | Common Stock (143) | — | — | 143 | Acquired |
| Feb. 28, 2013 | CAT | Phantom Stock Units | Common Stock (135) | — | — | 135 | Acquired |
| Jan. 31, 2013 | CAT | Phantom Stock Units | Common Stock (127) | — | — | 127 | Acquired |
| Dec. 31, 2012 | CAT | Phantom Stock Units | Common Stock (142) | — | — | 142 | Acquired |
| Nov. 30, 2012 | CAT | Phantom Stock Units | Common (243) | — | — | 243 | Acquired |
| Oct. 31, 2012 | CAT | Phantom Stock Units | Common (147) | — | — | 147 | Acquired |
| Sept. 28, 2012 | CAT | Phantom Stock Units | Common (145) | — | — | 145 | Acquired |
| Aug. 31, 2012 | CAT | Phantom Stock Units | Common (233) | — | — | 233 | Acquired |
| July 31, 2012 | CAT | Phantom Stock Units | Common (147) | — | — | 147 | Acquired |
| June 29, 2012 | CAT | Phantom Stock Units | Common (148) | — | — | 148 | Acquired |
| May 31, 2012 | CAT | Phantom Stock Units | Common (216) | — | — | 216 | Acquired |
| April 30, 2012 | CAT | Phantom Stock Units | Common (121) | — | — | 121 | Acquired |
| April 9, 2012 | CAT | Employee Stock Option [F3] | Common (8,000) | $29.43 | April 10, 2012 | 8,000 | Disposed |
| March 30, 2012 | CAT | Phantom Stock Units | Common (118) | — | — | 118 | Acquired |
| Feb. 29, 2012 | CAT | Phantom Stock Units | Common (164) | — | — | 164 | Acquired |
| Jan. 31, 2012 | CAT | Phantom Stock Units | Common (113) | — | — | 113 | Acquired |
| Dec. 30, 2011 | CAT | Phantom Stock Units | Common (138) | — | — | 138 | Acquired |
| Nov. 30, 2011 | CAT | Phantom Stock Units | Common (198) | — | — | 198 | Acquired |
| Oct. 31, 2011 | CAT | Phantom Stock Units | Common (131) | — | — | 131 | Acquired |
| Sept. 30, 2011 | CAT | Phantom Stock Units | Common (168) | — | — | 168 | Acquired |
| Aug. 31, 2011 | CAT | Phantom Stock Units | Common (210) | — | — | 210 | Acquired |
| July 29, 2011 | CAT | Phantom Stock Units | Common (126) | — | — | 126 | Acquired |
| June 30, 2011 | CAT | Phantom Stock Units | Common (119) | — | — | 119 | Acquired |
| May 31, 2011 | CAT | Phantom Stock Units | Common (172) | — | — | 172 | Acquired |
| April 29, 2011 | CAT | Phantom Stock Units | Common (108) | — | — | 108 | Acquired |
| April 11, 2011 | CAT | Employee Stock Option [F2] | Common (8,000) | $22.76 | April 11, 2011 | 8,000 | Disposed |
| March 31, 2011 | CAT | Phantom Stock Units | Common (156) | — | — | 156 | Acquired |
| March 3, 2011 | CAT | Restricted Stock Units | Common (1,606) | — | March 3, 2011 | 1,606 | Disposed |
| Feb. 28, 2011 | CAT | Phantom Stock Units | Common (220) | — | — | 220 | Acquired |
| Jan. 31, 2011 | CAT | Phantom Stock Units | Common (180) | — | — | 180 | Acquired |
| Dec. 31, 2010 | CAT | Phantom Stock Units | Common (185) | — | — | 185 | Acquired |
| Nov. 30, 2010 | CAT | Phantom Stock Units | Common (267) | — | — | 267 | Acquired |
| Oct. 29, 2010 | CAT | Phantom Stock Units | Common (222) | — | — | 222 | Acquired |
| Sept. 30, 2010 | CAT | Phantom Stock Units | Common (219) | — | — | 219 | Acquired |
| Aug. 31, 2010 | CAT | Phantom Stock Units | Common (335) | — | — | 335 | Acquired |
| July 30, 2010 | CAT | Phantom Stock Units | Common (250) | — | — | 250 | Acquired |
| June 30, 2010 | CAT | Phantom Stock Units | Common (284) | — | — | 284 | Acquired |
| May 28, 2010 | CAT | Phantom Stock Units | Common (352) | — | — | 352 | Acquired |
| April 30, 2010 | CAT | Phantom Stock Units | Common (249) | — | — | 249 | Acquired |
| April 12, 2010 | CAT | Employee Stock Option [F3] | Common (8,000) | $21.88 | April 12, 2010 | 8,000 | Disposed |
| March 31, 2010 | CAT | Phantom Stock Units | Common (275) | — | — | 275 | Acquired |
| Feb. 26, 2010 | CAT | Phantom Stock Units | Common (369) | — | — | 369 | Acquired |
| Jan. 29, 2010 | CAT | Phantom Stock Units | Common (328) | — | — | 328 | Acquired |
| Dec. 31, 2009 | CAT | Phantom Stock Units | Common (301) | — | — | 301 | Acquired |
| Nov. 30, 2009 | CAT | Phantom Stock Units | Common (356) | — | — | 356 | Acquired |
| Oct. 30, 2009 | CAT | Phantom Stock Units | Common (308) | — | — | 308 | Acquired |
| Sept. 30, 2009 | CAT | Phantom Stock Units | Common (337) | — | — | 337 | Acquired |
| Aug. 31, 2009 | CAT | Phantom Stock Units | Common (444) | — | — | 444 | Acquired |
Showing latest 100 of 150 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).