Juan Otero — SEC Insider Profile, Roles & Companies

Insider at

04

AVNW selling Feb. 5, 2007 ERII buying Dec. 15, 2015

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 8, 2016	ERII	A	14,241	·	·	20,956 Direct	+212.08%	Acquired
March 8, 2016	ERII	A	23,623	·	·	255,280 Direct	+10.20%	Acquired
Dec. 15, 2015	ERII	P	6,715	$7.04	$47,274	6,715 Direct	·	Acquired	-5.1% (price as of 2026-10-23)
March 10, 2015	ERII	A	106,396	·	·	231,657 Direct	+84.94%	Acquired
March 12, 2014	ERII	A	56,000	·	·	125,261 Direct	+80.85%	Acquired
March 14, 2013	ERII	A	49,261	·	·	69,261 Direct	+246.31%	Acquired
Nov. 5, 2008	AVNW	A	14,886	·	·	28,185 Direct	+111.93%	Acquired
Nov. 5, 2008	AVNW	A	14,886	·	·	28,185 Direct	+111.93%	Acquired
Nov. 5, 2008	AVNW	A	28,628	·	·	78,553 Direct	+57.34%	Acquired
Nov. 5, 2008	AVNW	A	14,886	·	·	28,185 Direct	+111.93%	Acquired
Nov. 5, 2008	AVNW	A	28,628	·	·	78,553 Direct	+57.34%	Acquired
Feb. 28, 2007	AVNW	A	4,200	·	·	13,299 Direct	+46.16%	Acquired
Feb. 28, 2007	AVNW	A	8,600	·	·	8,600 Direct	·	Acquired
Feb. 5, 2007	AVNW	S	397	$20.90	$8,297	9,099 Direct	-4.18%	Disposed	-84.7% (price as of 2026-10-23)
Jan. 26, 2007	AVNW	A	9,496	·	·	9,496 Direct	·	Acquired
Jan. 26, 2007	AVNW	A	6,250	·	·	6,250 Direct	·	Acquired
Jan. 26, 2007	AVNW	A	3,575	·	·	3,575 Direct	·	Acquired
Jan. 26, 2007	AVNW	A	5,500	·	·	5,500 Direct	·	Acquired
Jan. 26, 2007	AVNW	A	2,500	·	·	2,500 Direct	·	Acquired
Jan. 26, 2007	AVNW	A	7,250	·	·	7,250 Direct	·	Acquired
Jan. 26, 2007	AVNW	A	16,250	·	·	16,250 Direct	·	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 8, 2016	ERII	Stock Option (Right to Buy)	Common Stock (23,623)	$8.52	March 8, 2026	23,623	Acquired
March 10, 2015	ERII	Stock Option (Right to Buy)	Common Stock (106,396)	$2.75	March 9, 2015	106,396	Acquired
March 12, 2014	ERII	Stock Option (Right to Buy)	Common Stock (56,000)	$6.00	March 11, 2024	56,000	Acquired
March 14, 2013	ERII	Stock Option (Right to Buy)	Common Stock (49,261)	$3.92	March 14, 2023	49,261	Acquired
Nov. 5, 2008	AVNW	Non-Qualified Stock Option (right to buy)	Class A Common Stock	$5.97	Nov. 5, 2015	28,628	Acquired
Nov. 5, 2008	AVNW	Non-Qualified Stock Option (right to buy)	Class A Common Stock (14,886)	$5.97	Nov. 5, 2015	28,628	Acquired
Feb. 28, 2007	AVNW	Non-Qualified Stock Option (right to buy)	Class A Common Stock (8,600)	$20.40	Feb. 28, 2014	8,600	Acquired
Jan. 26, 2007	AVNW	Employee Stock Option (right to buy)	Class A Common Stock (6,250)	$8.08	March 10, 2013	6,250	Acquired
Jan. 26, 2007	AVNW	Non-qualified Stock Option (right to buy)	Class A Common Stock (3,575)	$8.20	June 6, 2013	3,575	Acquired
Jan. 26, 2007	AVNW	Non-qualified Stock Option (right to buy)	Class A Common Stock (5,500)	$17.52	March 30, 2011	5,500	Acquired
Jan. 26, 2007	AVNW	Employee Stock Option (right to buy)	Class A Common Stock (2,500)	$11.00	July 1, 2011	2,500	Acquired
Jan. 26, 2007	AVNW	Non-qualified Stock Option (right to buy)	Class A Common Stock (7,250)	$6.88	June 30, 2012	7,250	Acquired
Jan. 26, 2007	AVNW	Non-qualified Stock Option (right to buy)	Class A Common Stock (16,250)	$16.04	June 6, 2013	16,250	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 8, 2013	ERII	Employee Stock Option (Right to Buy)→ Common Stock (20,000)	20,000	Direct
Jan. 26, 2007	AVNW	No Securities Beneficially Owned	0	Direct

Compensation (DEF 14A)

10

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ERII

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$246,692	$45,000	·	·	$100,500	·	·	$541,190

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.