Insider at

04

Insider transactions

05
0 buys (P) 8 sells (S) Net: $-1,000,841 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 2, 2026 MIAX S 5,545 $41.58 $230,561 81,000 Indirect -6.41% Disposed -20.6% (price as of 2026-10-02)
Sept. 2, 2026 MIAX S 10b5-1 3,000 $40.89 $122,670 69,251 Direct -4.15% Disposed -19.3% (price as of 2026-10-02)
Aug. 4, 2026 MIAX S 10b5-1 3,000 $45.79 $137,370 72,251 Direct -3.99% Disposed -27.9% (price as of 2026-10-02)
July 2, 2026 MIAX S 10b5-1 3,000 $40.00 $120,000 75,251 Direct -3.83% Disposed -17.5% (price as of 2026-10-02)
June 2, 2026 MIAX S 10b5-1 3,000 $42.78 $128,340 71,014 Direct -4.05% Disposed -22.8% (price as of 2026-10-02)
May 4, 2026 MIAX S 10b5-1 3,000 $47.30 $141,900 56,338 Direct -5.06% Disposed -30.2% (price as of 2026-10-02)
April 2, 2026 MIAX S 10b5-1 2,700 $40.00 $108,000 59,338 Direct -4.35% Disposed -17.5% (price as of 2026-10-02)
March 25, 2026 MIAX S 10b5-1 300 $40.00 $12,000 62,038 Direct -0.48% Disposed -17.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 19, 2026 MIAX Stock Option (Right to Buy) Common Stock (22,667) $12.00 June 19, 2026 22,667 Disposed
Aug. 15, 2025 MIAX Series B Preferred Stock Common Stock (30,000) · · 30,000 Disposed
Aug. 15, 2025 MIAX Nonvoting Common Stock Common Stock (31,242) · · 31,242 Disposed
Aug. 15, 2025 MIAX Series B Preferred Stock Common Stock (30,000) · · 30,000 Disposed
Aug. 15, 2025 MIAX Nonvoting Common Stock Common Stock (38,131) · · 38,131 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (22,667) · June 19, 2026 22,667 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Common Stock (22,667) · June 19, 2026 22,667 Acquired
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (13,500) · May 31, 2027 13,500 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Common Stock (13,500) · May 31, 2027 13,500 Acquired
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (12,833) · April 30, 2028 12,833 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (12,833) · April 30, 2028 12,833 Acquired
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (12,500) · May 31, 2029 12,500 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Common Stock (12,500) · May 31, 2029 12,500 Acquired
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (5,000) · June 30, 2029 5,000 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Common Stock (5,000) · June 30, 2029 5,000 Acquired
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (28,125) · June 30, 2030 28,125 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Common Stock (28,125) · June 30, 2030 28,125 Acquired
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Nonvoting Common Stock (20,556) · May 31, 2031 20,556 Disposed
Aug. 15, 2025 MIAX Stock Option (Right to Buy) Common Stock (20,556) · May 31, 2031 20,556 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 13, 2025 MIAX Common Stock 1,096 Direct
Aug. 13, 2025 MIAX Common Stock 18,414 Indirect
Aug. 13, 2025 MIAX Common Stock 57,219 Indirect
Aug. 13, 2025 MIAX Common Stock 149,744 Indirect
Aug. 13, 2025 MIAX Common Stock 18,639 Indirect
Aug. 13, 2025 MIAX Series B Preferred Stock→ Common Stock (30,000) 30,000 Direct
Aug. 13, 2025 MIAX Nonvoting Common Stock→ Common Stock (31,242) 31,242 Direct
Aug. 13, 2025 MIAX Series B Preferred Stock→ Common Stock · Indirect
Aug. 13, 2025 MIAX Nonvoting Common Stock→ Common Stock · Indirect
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (22,667) 22,667 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (13,500) 13,500 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (12,833) 12,833 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (12,500) 12,500 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (5,000) 5,000 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (28,125) 28,125 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Nonvoting Common Stock (20,556) 20,556 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Common Stock (9,247) 9,247 Direct
Aug. 13, 2025 MIAX Stock Option (Right to Buy)→ Common Stock (5,783) 5,783 Direct