Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 14, 2013 AAOI A 5,500 · · 5,500 Direct · Acquired
Oct. 1, 2013 AAOI C 57,452 · · 57,452 Indirect · Acquired
Oct. 1, 2013 AAOI C 16,904 · · 16,904 Indirect · Acquired
Oct. 1, 2013 AAOI C 6,748 · · 6,748 Indirect · Acquired
Oct. 1, 2013 AAOI C 83,757 · · 83,757 Indirect · Acquired
Oct. 1, 2013 AAOI C 34,245 · · 34,245 Indirect · Acquired
Oct. 1, 2013 AAOI C 45,004 · · 45,004 Indirect · Acquired
Oct. 1, 2013 AAOI C 87,070 · · 87,070 Indirect · Acquired
Oct. 1, 2013 AAOI C 23,809 · · 23,809 Indirect · Acquired
Oct. 1, 2013 AAOI C 60,717 · · 60,717 Indirect · Acquired
Oct. 1, 2013 AAOI C 107,828 · · 107,828 Indirect · Acquired
Oct. 1, 2013 AAOI C 16,904 · · 16,904 Indirect · Acquired
Oct. 1, 2013 AAOI C 15,751 · · 15,751 Indirect · Acquired
Oct. 1, 2013 AAOI C 143,359 · · 143,359 Indirect · Acquired
Oct. 1, 2013 AAOI C 53,293 · · 53,293 Indirect · Acquired
Oct. 1, 2013 AAOI C 19,047 · · 19,047 Indirect · Acquired
Oct. 1, 2013 AAOI C 24,864 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 6,666 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 1,865 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 69,797 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 34,245 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 12,437 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 72,558 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 23,809 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 19,135 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 46,666 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 6,666 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 4,353 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 119,464 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 53,293 · · 0 Indirect -100.00% Disposed
Oct. 1, 2013 AAOI C 19,047 · · 0 Indirect -100.00% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 1, 2013 AAOI Series C Convertible Preferred Stock Common Stock, $0.001 par value (57,452) · · 24,864 Disposed
Oct. 1, 2013 AAOI Series D Convertible Preferred Stock Common Stock, $0.001 par value (16,904) · · 6,666 Disposed
Oct. 1, 2013 AAOI Series E Convertible Preferred Stock Common Stock, $0.001 par value (6,748) · · 1,865 Disposed
Oct. 1, 2013 AAOI Series F Convertible Preferred Stock Common Stock, $0.001 par value (83,757) · · 69,797 Disposed
Oct. 1, 2013 AAOI Series G Convertible Preferred Stock Common Stock, $0.001 par value (34,245) · · 34,245 Disposed
Oct. 1, 2013 AAOI Series E Convertible Preferred Stock Common Stock, $0.001 par value (45,004) · · 12,437 Disposed
Oct. 1, 2013 AAOI Series F Convertible Preferred Stock Common Stock, $0.001 par value (87,070) · · 72,558 Disposed
Oct. 1, 2013 AAOI Series G Convertible Preferred Stock Common Stock, $0.001 par value (23,809) · · 23,809 Disposed
Oct. 1, 2013 AAOI Series A Convertible Preferred Stock Common Stock, $0.001 par value (60,717) · · 19,135 Disposed
Oct. 1, 2013 AAOI Series C Convertible Preferred Stock Common Stock, $0.001 par value (107,828) · · 46,666 Disposed
Oct. 1, 2013 AAOI Series D Convertible Preferred Stock Common Stock, $0.001 par value (16,904) · · 6,666 Disposed
Oct. 1, 2013 AAOI Series E Convertible Preferred Stock Common Stock, $0.001 par value (15,751) · · 4,353 Disposed
Oct. 1, 2013 AAOI Series F Convertible Preferred Stock Common Stock, $0.001 par value (143,359) · · 119,464 Disposed
Oct. 1, 2013 AAOI Series G Convertible Preferred Stock Common Stock, $0.001 par value (53,293) · · 53,293 Disposed
Oct. 1, 2013 AAOI Series G Convertible Preferred Stock Common Stock, $0.001 par value (19,047) · · 19,047 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 22 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 25, 2013 AAOI Series C Convertible Preferred Stock→ Common Stock, $0.001 par value (57,452) 57,452 Indirect
Sept. 25, 2013 AAOI Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (16,904) 16,904 Indirect
Sept. 25, 2013 AAOI Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (6,748) 6,748 Indirect
Sept. 25, 2013 AAOI Series F Convertible Preferred Stock Convertible→ Common Stock, $0.001 par value (83,757) 83,757 Indirect
Sept. 25, 2013 AAOI Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (34,245) 34,245 Indirect
Sept. 25, 2013 AAOI Series G Convertible Warrant (Right to Buy)→ Common Stock, $0.001 par value (889) 889 Indirect
Sept. 25, 2013 AAOI Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (45,004) 45,004 Indirect
Sept. 25, 2013 AAOI Series F Convertible Preferred Stock→ Common Stock, $0.001 par value (87,070) 87,070 Indirect
Sept. 25, 2013 AAOI Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (23,809) 23,809 Indirect
Sept. 25, 2013 AAOI Series A Convertible Preferred Stock→ Common Stock, $0.001 par value (60,717) 60,717 Indirect
Sept. 25, 2013 AAOI Series C Convertible Preferred Stock→ Common Stock, $0.001 par value (107,828) 107,828 Indirect
Sept. 25, 2013 AAOI Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (16,904) 16,904 Indirect
Sept. 25, 2013 AAOI Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (15,751) 15,751 Indirect
Sept. 25, 2013 AAOI Series F Convertible Preferred Stock→ Common Stock, $0.001 par value (143,359) 143,359 Indirect
Sept. 25, 2013 AAOI Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (53,293) 53,293 Indirect
Sept. 25, 2013 AAOI Series G Convertible Warrant (Right to Buy)→ Common Stock, $0.001 par value (889) 889 Indirect
Sept. 25, 2013 AAOI Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (19,047) 19,047 Indirect
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (667) 667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (278) 278 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,400) 1,400 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,600) 1,600 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,000) 2,000 Direct