Juen-Sheng (Andrew) Kang
CIK 1587423 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 25, 2013 · Latest: Sept. 25, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 31 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 14, 2013 | AAOI | A | 5,500 | — | — | 5,500 Direct | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 19,047 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 53,293 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 119,464 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 4,353 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 6,666 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 46,666 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 19,135 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 23,809 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 72,558 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 12,437 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 34,245 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 69,797 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 1,865 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 6,666 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 24,864 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 19,047 | — | — | 19,047 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 53,293 | — | — | 53,293 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 143,359 | — | — | 143,359 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 15,751 | — | — | 15,751 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 16,904 | — | — | 16,904 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 107,828 | — | — | 107,828 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 60,717 | — | — | 60,717 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 23,809 | — | — | 23,809 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 87,070 | — | — | 87,070 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 45,004 | — | — | 45,004 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 34,245 | — | — | 34,245 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 83,757 | — | — | 83,757 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 6,748 | — | — | 6,748 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 16,904 | — | — | 16,904 Indirect | — | Acquired | (price as of 2026-08-21) |
| Oct. 1, 2013 | AAOI | C | 57,452 | — | — | 57,452 Indirect | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2013 | AAOI | Series G Convertible Preferred Stock | Common Stock, $0.001 par value (19,047) | — | — | 19,047 | Disposed |
| Oct. 1, 2013 | AAOI | Series G Convertible Preferred Stock | Common Stock, $0.001 par value (53,293) | — | — | 53,293 | Disposed |
| Oct. 1, 2013 | AAOI | Series F Convertible Preferred Stock | Common Stock, $0.001 par value (143,359) | — | — | 119,464 | Disposed |
| Oct. 1, 2013 | AAOI | Series E Convertible Preferred Stock | Common Stock, $0.001 par value (15,751) | — | — | 4,353 | Disposed |
| Oct. 1, 2013 | AAOI | Series D Convertible Preferred Stock | Common Stock, $0.001 par value (16,904) | — | — | 6,666 | Disposed |
| Oct. 1, 2013 | AAOI | Series C Convertible Preferred Stock | Common Stock, $0.001 par value (107,828) | — | — | 46,666 | Disposed |
| Oct. 1, 2013 | AAOI | Series A Convertible Preferred Stock | Common Stock, $0.001 par value (60,717) | — | — | 19,135 | Disposed |
| Oct. 1, 2013 | AAOI | Series G Convertible Preferred Stock | Common Stock, $0.001 par value (23,809) | — | — | 23,809 | Disposed |
| Oct. 1, 2013 | AAOI | Series F Convertible Preferred Stock | Common Stock, $0.001 par value (87,070) | — | — | 72,558 | Disposed |
| Oct. 1, 2013 | AAOI | Series E Convertible Preferred Stock | Common Stock, $0.001 par value (45,004) | — | — | 12,437 | Disposed |
| Oct. 1, 2013 | AAOI | Series G Convertible Preferred Stock | Common Stock, $0.001 par value (34,245) | — | — | 34,245 | Disposed |
| Oct. 1, 2013 | AAOI | Series F Convertible Preferred Stock | Common Stock, $0.001 par value (83,757) | — | — | 69,797 | Disposed |
| Oct. 1, 2013 | AAOI | Series E Convertible Preferred Stock | Common Stock, $0.001 par value (6,748) | — | — | 1,865 | Disposed |
| Oct. 1, 2013 | AAOI | Series D Convertible Preferred Stock | Common Stock, $0.001 par value (16,904) | — | — | 6,666 | Disposed |
| Oct. 1, 2013 | AAOI | Series C Convertible Preferred Stock | Common Stock, $0.001 par value (57,452) | — | — | 24,864 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 22 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 25, 2013 | AAOI | Series C Convertible Preferred Stock→ Common Stock, $0.001 par value (57,452) | 57,452 | Indirect |
| Sept. 25, 2013 | AAOI | Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (16,904) | 16,904 | Indirect |
| Sept. 25, 2013 | AAOI | Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (6,748) | 6,748 | Indirect |
| Sept. 25, 2013 | AAOI | Series F Convertible Preferred Stock Convertible→ Common Stock, $0.001 par value (83,757) | 83,757 | Indirect |
| Sept. 25, 2013 | AAOI | Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (34,245) | 34,245 | Indirect |
| Sept. 25, 2013 | AAOI | Series G Convertible Warrant (Right to Buy)→ Common Stock, $0.001 par value (889) | 889 | Indirect |
| Sept. 25, 2013 | AAOI | Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (45,004) | 45,004 | Indirect |
| Sept. 25, 2013 | AAOI | Series F Convertible Preferred Stock→ Common Stock, $0.001 par value (87,070) | 87,070 | Indirect |
| Sept. 25, 2013 | AAOI | Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (23,809) | 23,809 | Indirect |
| Sept. 25, 2013 | AAOI | Series A Convertible Preferred Stock→ Common Stock, $0.001 par value (60,717) | 60,717 | Indirect |
| Sept. 25, 2013 | AAOI | Series C Convertible Preferred Stock→ Common Stock, $0.001 par value (107,828) | 107,828 | Indirect |
| Sept. 25, 2013 | AAOI | Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (16,904) | 16,904 | Indirect |
| Sept. 25, 2013 | AAOI | Series E Convertible Preferred Stock→ Common Stock, $0.001 par value (15,751) | 15,751 | Indirect |
| Sept. 25, 2013 | AAOI | Series F Convertible Preferred Stock→ Common Stock, $0.001 par value (143,359) | 143,359 | Indirect |
| Sept. 25, 2013 | AAOI | Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (53,293) | 53,293 | Indirect |
| Sept. 25, 2013 | AAOI | Series G Convertible Warrant (Right to Buy)→ Common Stock, $0.001 par value (889) | 889 | Indirect |
| Sept. 25, 2013 | AAOI | Series G Convertible Preferred Stock→ Common Stock, $0.001 par value (19,047) | 19,047 | Indirect |
| Sept. 25, 2013 | AAOI | Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (667) | 667 | Direct |
| Sept. 25, 2013 | AAOI | Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (278) | 278 | Direct |
| Sept. 25, 2013 | AAOI | Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,400) | 1,400 | Direct |
| Sept. 25, 2013 | AAOI | Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,600) | 1,600 | Direct |
| Sept. 25, 2013 | AAOI | Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,000) | 2,000 | Direct |