Juliet S Ellis

Insider

First SEC filing: Oct. 15, 2018 · Latest: Oct. 15, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2026	APA	A	1,535	—	—	89,323 Direct	+1.75%	Acquired	(price as of 2026-08-21)
May 13, 2026	DFIN	A	4,265	—	—	64,734 Direct	+7.05%	Acquired	(price as of 2026-08-21)
May 14, 2025	DFIN	A	4,251	—	—	60,469 Direct	+7.56%	Acquired	(price as of 2026-08-21)
May 15, 2024	DFIN	A	2,790	—	—	56,218 Direct	+5.22%	Acquired	(price as of 2026-08-21)
Aug. 22, 2023	APA	J	282	$42.61	$12,016	48,403 Direct	+0.59%	Acquired	3.9% (price as of 2026-08-21)
May 22, 2023	APA	J	346	$33.47	$11,581	46,658 Direct	+0.75%	Acquired	32.3% (price as of 2026-08-21)
May 17, 2023	DFIN	A	4,036	—	—	53,428 Direct	+8.17%	Acquired	(price as of 2026-08-21)
Feb. 22, 2023	APA	J	295	$37.86	$11,169	44,926 Direct	+0.66%	Acquired	17.0% (price as of 2026-08-21)
Dec. 31, 2022	APA	M	1,071	—	—	44,631 Direct	+2.46%	Acquired	(price as of 2026-08-21)
Dec. 31, 2022	APA	A	1,071	—	—	1,071 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2022	APA	M	1,071	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2022	APA	J	226	$47.78	$10,798	43,560 Direct	+0.52%	Acquired	-7.3% (price as of 2026-08-21)
Aug. 22, 2022	APA	J	142	$36.79	$5,224	41,872 Direct	+0.34%	Acquired	20.4% (price as of 2026-08-21)
June 30, 2022	APA	M	1,432	—	—	41,730 Direct	+3.55%	Acquired	(price as of 2026-08-21)
June 30, 2022	APA	A	1,432	—	—	1,432 Direct	—	Acquired	(price as of 2026-08-21)
June 30, 2022	APA	M	1,432	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 23, 2022	APA	J	114	$44.15	$5,033	40,298 Direct	+0.28%	Acquired	0.3% (price as of 2026-08-21)
May 18, 2022	DFIN	A	6,178	—	—	49,392 Direct	+14.30%	Acquired	(price as of 2026-08-21)
March 31, 2022	APA	M	1,209	—	—	40,184 Direct	+3.10%	Acquired	(price as of 2026-08-21)
March 31, 2022	APA	A	1,209	—	—	1,209 Direct	—	Acquired	(price as of 2026-08-21)
March 31, 2022	APA	M	1,209	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 22, 2022	APA	J	156	$31.04	$4,842	38,975 Direct	+0.40%	Acquired	42.7% (price as of 2026-08-21)
Dec. 31, 2021	APA	M	1,859	—	—	38,819 Direct	+5.03%	Acquired	(price as of 2026-08-21)
Dec. 31, 2021	APA	A	1,859	—	—	1,859 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2021	APA	M	1,859	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2021	APA	J	87	$26.53	$2,308	36,960 Direct	+0.24%	Acquired	66.9% (price as of 2026-08-21)
Sept. 30, 2021	APA	M	2,333	—	—	36,873 Direct	+6.75%	Acquired	(price as of 2026-08-21)
Sept. 30, 2021	APA	A	2,333	—	—	2,333 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 30, 2021	APA	M	2,333	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 23, 2021	APA	J	49	$17.29	$847	34,540 Direct	+0.14%	Acquired	156.1% (price as of 2026-08-21)
June 30, 2021	APA	M	2,311	—	—	34,491 Direct	+7.18%	Acquired	(price as of 2026-08-21)
June 30, 2021	APA	A	2,311	—	—	2,311 Direct	—	Acquired	(price as of 2026-08-21)
June 30, 2021	APA	M	2,311	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 21, 2021	APA	J	39	$20.89	$815	32,180 Direct	+0.12%	Acquired	112.0% (price as of 2026-08-21)
May 13, 2021	DFIN	A	5,890	—	—	43,214 Direct	+15.78%	Acquired	(price as of 2026-08-21)
March 31, 2021	APA	M	2,793	—	—	32,141 Direct	+9.52%	Acquired	(price as of 2026-08-21)
March 31, 2021	APA	A	2,793	—	—	2,793 Direct	—	Acquired	(price as of 2026-08-21)
March 31, 2021	APA	M	2,793	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 12, 2021	APA	P	4,545	$22.05	$100,217	8,045 Direct	+129.86%	Acquired	100.8% (price as of 2026-08-21)
Dec. 10, 2020	DFIN	P	2,500	$18.25	$45,625	37,324 Direct	+7.18%	Acquired	166.8% (price as of 2026-08-21)
May 18, 2020	DFIN	A	20,690	—	—	34,824 Direct	+146.38%	Acquired	(price as of 2026-08-21)
May 30, 2019	DFIN	A	9,508	—	—	14,134 Direct	+205.53%	Acquired	(price as of 2026-08-21)
Oct. 11, 2018	DFIN	A	4,626	—	—	4,626 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 22, 2023	APA	Phantom Stock Units [F1]	Common Stock (282)	—	—	282	Acquired
May 22, 2023	APA	Phantom Stock Units [F1]	Common Stock (346)	—	—	346	Acquired
Feb. 22, 2023	APA	Phantom Stock Units [F1]	Common Stock (295)	—	—	295	Acquired
Dec. 31, 2022	APA	Phantom Stock Units	Common Stock (1,071)	—	—	1,071	Acquired
Dec. 31, 2022	APA	Restricted Stock / Units	Common Stock (1,071)	—	—	1,071	Acquired
Dec. 31, 2022	APA	Restricted Stock / Units	Common Stock (1,071)	—	—	1,071	Disposed
Nov. 22, 2022	APA	Phantom Stock Units [F1]	Common Stock (226)	—	—	226	Acquired
Aug. 22, 2022	APA	Phantom Stock Units [F1]	Common Stock (142)	—	—	142	Acquired
June 30, 2022	APA	Phantom Stock Units	Common Stock (1,432)	—	—	1,432	Acquired
June 30, 2022	APA	Restricted Stock / Units	Common Stock (1,432)	—	—	1,432	Acquired
June 30, 2022	APA	Restricted Stock / Units	Common Stock (1,432)	—	—	1,432	Disposed
May 23, 2022	APA	Phantom Stock Units [F1]	Common Stock (114)	—	—	114	Acquired
March 31, 2022	APA	Phantom Stock Units	Common Stock (1,209)	—	—	1,209	Acquired
March 31, 2022	APA	Restricted Stock / Units	Common Stock (1,209)	—	—	1,209	Acquired
March 31, 2022	APA	Restricted Stock / Units	Common Stock (1,209)	—	—	1,209	Disposed
Feb. 22, 2022	APA	Phantom Stock Units [F1]	Common Stock (156)	—	—	156	Acquired
Dec. 31, 2021	APA	Phantom Stock Units	Common Stock (1,859)	—	—	1,859	Acquired
Dec. 31, 2021	APA	Restricted Stock / Units	Common Stock (1,859)	—	—	1,859	Acquired
Dec. 31, 2021	APA	Restricted Stock / Units	Common Stock (1,859)	—	—	1,859	Disposed
Nov. 22, 2021	APA	Phantom Stock Units	Common Stock (87)	—	—	87	Acquired
Sept. 30, 2021	APA	Phantom Stock Units	Common Stock (2,333)	—	—	2,333	Acquired
Sept. 30, 2021	APA	Restricted Stock / Units	Common Stock (2,333)	—	—	2,333	Acquired
Sept. 30, 2021	APA	Restricted Stock / Units	Common Stock (2,333)	—	—	2,333	Disposed
Aug. 23, 2021	APA	Phantom Stock Units	Common Stock (49)	—	—	49	Acquired
June 30, 2021	APA	Phantom Stock Units	Common Stock (2,311)	—	—	2,311	Acquired
June 30, 2021	APA	Restricted Stock / Units	Common Stock (2,311)	—	—	2,311	Acquired
June 30, 2021	APA	Restricted Stock / Units	Common Stock (2,311)	—	—	2,311	Disposed
May 21, 2021	APA	Phantom Stock Units	Common Stock (39)	—	—	39	Acquired
March 31, 2021	APA	Phantom Stock Units	Common Stock (2,793)	—	—	2,793	Acquired
March 31, 2021	APA	Restricted Stock / Units	Common Stock (2,793)	—	—	2,793	Acquired
March 31, 2021	APA	Restricted Stock / Units	Common Stock (2,793)	—	—	2,793	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 15, 2018	DFIN	No securities owned	0	Direct