Justin Cox
CIK 1696860 · View on SEC EDGAR ↗
First SEC filing: Feb. 2, 2017 · Latest: Feb. 2, 2017
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 21, 2023 | SMBC | A | 750 | — | — | 7,700 Direct | +10.79% | Acquired | (price as of 2026-08-20) |
| Feb. 21, 2023 | SMBC | A | 2,500 | — | — | 2,500 Direct | — | Acquired | (price as of 2026-08-20) |
| July 19, 2022 | SMBC | A | 750 | — | — | 7,700 Direct | +10.79% | Acquired | (price as of 2026-08-20) |
| July 19, 2022 | SMBC | A | 1,000 | — | — | 6,950 Direct | +16.81% | Acquired | (price as of 2026-08-20) |
| Feb. 3, 2022 | SMBC | A | 400 | — | — | 5,950 Direct | +7.21% | Acquired | (price as of 2026-08-20) |
| Feb. 3, 2022 | SMBC | A | 1,500 | — | — | 1,500 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2021 | SMBC | A | 3,000 | — | — | 3,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2021 | SMBC | A | 600 | — | — | 5,550 Direct | +12.12% | Acquired | (price as of 2026-08-20) |
| Feb. 18, 2020 | SMBC | A | 2,000 | — | — | 2,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 18, 2020 | SMBC | A | 600 | — | — | 4,950 Direct | +13.79% | Acquired | (price as of 2026-08-20) |
| Jan. 4, 2019 | SMBC | A | 2,000 | — | — | 2,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 4, 2019 | SMBC | A | 600 | — | — | 4,350 Direct | +16.00% | Acquired | (price as of 2026-08-20) |
| Jan. 16, 2018 | SMBC | A | 2,000 | — | — | 2,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 16, 2018 | SMBC | A | 500 | — | — | 3,750 Direct | +15.38% | Acquired | (price as of 2026-08-20) |
| May 16, 2017 | SMBC | A | 1,250 | — | — | 3,250 Direct | +62.50% | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 21, 2023 | SMBC | Stock Option (Right to Buy) | Common Stock (2,500) | $46.94 | Feb. 21, 2033 | 2,500 | Acquired |
| Feb. 3, 2022 | SMBC | Stock Option (Right to Buy) | Common Stock (1,500) | $53.82 | Feb. 3, 2032 | 1,500 | Acquired |
| Feb. 10, 2021 | SMBC | Stock Option (Right to buy) | Common Stock (3,000) | $34.91 | Feb. 10, 2031 | 3,000 | Acquired |
| Feb. 18, 2020 | SMBC | Stock Option (Right to buy) | Common Stock (2,000) | $37.40 | Feb. 18, 2030 | 2,000 | Acquired |
| Jan. 4, 2019 | SMBC | Stock Option (Right to Buy) | Common Stock (2,000) | $34.35 | Jan. 4, 2029 | 2,000 | Acquired |
| Jan. 16, 2018 | SMBC | Stock Option (Right to Buy) | Common Stock (2,000) | $37.31 | Jan. 16, 2028 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $220,692 | $37,525 | $22,440 | — | — | — | $38,192 | $336,469 |
| 2019 | $213,231 | $29,400 | $20,610 | — | — | — | $33,618 | $314,419 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.