Karen E Shaff
CIK 1166872 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 14, 2014 · Latest: Feb. 14, 2014
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Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 84 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
84 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 1, 2017 | PFG | S 10b5-1 | 9,806 | $69.51 | $681,615 | 69,705 Direct | -12.33% | Disposed | 62.4% (price as of 2026-08-19) |
| Dec. 1, 2017 | PFG | S 10b5-1 | 40,755 | $69.51 | $2,832,880 | 79,511 Direct | -33.89% | Disposed | 62.4% (price as of 2026-08-19) |
| Oct. 19, 2017 | PFG | S 10b5-1 | 10,588 | $68.01 | $720,090 | 85,911 Direct | -10.97% | Disposed | 66.0% (price as of 2026-08-19) |
| Oct. 18, 2017 | PFG | S 10b5-1 | 17,082 | $68.00 | $1,161,576 | 85,911 Direct | -16.59% | Disposed | 66.0% (price as of 2026-08-19) |
| July 10, 2017 | PFG | S 10b5-1 | 30,500 | $65.00 | $1,982,500 | 85,760 Direct | -26.23% | Disposed | 73.6% (price as of 2026-08-19) |
| June 12, 2017 | PFG | S 10b5-1 | 38,105 | $65.05 | $2,478,730 | 85,612 Direct | -30.80% | Disposed | 73.5% (price as of 2026-08-19) |
| Feb. 9, 2017 | PFG | S 10b5-1 | 43,410 | $60.04 | $2,606,336 | 80,928 Direct | -34.91% | Disposed | 88.0% (price as of 2026-08-19) |
| Oct. 28, 2016 | PFG | S 10b5-1 | 12,832 | $55.00 | $705,760 | 81,484 Direct | -13.61% | Disposed | 105.2% (price as of 2026-08-19) |
| July 30, 2015 | PFG | S 10b5-1 | 39,165 | $55.25 | $2,163,866 | 83,966 Direct | -31.81% | Disposed | 104.3% (price as of 2026-08-19) |
| Aug. 21, 2014 | PFG | S 10b5-1 | 54,430 | $53.09 | $2,889,689 | 72,759 Direct | -42.79% | Disposed | 112.6% (price as of 2026-08-19) |
| July 22, 2013 | PFG | S 10b5-1 | 36,530 | $40.50 | $1,479,465 | 64,330 Direct | -36.22% | Disposed | 178.7% (price as of 2026-08-19) |
| April 11, 2013 | PFG | S 10b5-1 | 87,360 | $35.00 | $3,057,600 | 64,209 Direct | -57.64% | Disposed | 222.5% (price as of 2026-08-19) |
| Feb. 19, 2013 | PFG | S 10b5-1 | 3,125 | $32.00 | $100,000 | 40,275 Direct | -7.20% | Disposed | 252.7% (price as of 2026-08-19) |
| Jan. 22, 2013 | PFG | S 10b5-1 | 3,333 | $30.28 | $100,923 | 42,444 Direct | -7.28% | Disposed | 272.8% (price as of 2026-08-19) |
| Sept. 14, 2012 | PFG | S 10b5-1 | 3,448 | $29.00 | $99,992 | 45,494 Direct | -7.05% | Disposed | 289.2% (price as of 2026-08-19) |
| Sept. 6, 2012 | PFG | S 10b5-1 | 3,571 | $28.00 | $99,988 | 48,942 Direct | -6.80% | Disposed | 303.1% (price as of 2026-08-19) |
Showing latest 100 of 170 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2020 | PFG | Employee Stock Option (Right to Buy) | Common Stock (50,015) | $51.73 | Feb. 24, 2030 | 50,015 | Acquired |
| Feb. 25, 2019 | PFG | Employee Stock Option (Right to Buy) | Common Stock (48,215) | $53.09 | Feb. 25, 2029 | 48,215 | Acquired |
| Feb. 26, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (32,465) | $63.98 | Feb. 26, 2018 | 32,465 | Acquired |
| Dec. 1, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (40,755) | $30.70 | Feb. 25, 2023 | 40,755 | Disposed |
| Oct. 19, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,588) | $34.26 | Feb. 28, 2021 | 10,588 | Disposed |
| Oct. 18, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (17,082) | $34.26 | Feb. 28, 2021 | 17,082 | Disposed |
| July 10, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (30,500) | $60.10 | Feb. 26, 2018 | 30,500 | Disposed |
| June 12, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (38,105) | $27.46 | Feb. 27, 2022 | 38,105 | Disposed |
| Feb. 27, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (31,035) | $62.78 | Feb. 27, 2027 | 31,035 | Acquired |
| Feb. 9, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (43,410) | $22.21 | Feb. 23, 2020 | 43,410 | Disposed |
| Feb. 22, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (52,540) | $37.38 | Feb. 22, 2026 | 52,540 | Acquired |
| July 30, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (39,165) | $49.25 | Feb. 27, 2016 | 39,165 | Disposed |
| Feb. 23, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock (22,570) | $51.33 | Feb. 23, 2025 | 22,570 | Acquired |
| Aug. 21, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (54,430) | $39.02 | Feb. 28, 2015 | 54,430 | Disposed |
| Feb. 24, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock (25,500) | $44.88 | Feb. 24, 2024 | 25,500 | Acquired |
| July 23, 2013 | PFG | Phantom Stock Units | Common Stock (2,495) | — | — | 2,495 | Disposed |
| July 22, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (36,530) | $36.30 | Feb. 24, 2014 | 36,530 | Disposed |
| June 28, 2013 | PFG | Phantom Stock Units | Common Stock (15) | — | — | 15 | Acquired |
| April 11, 2013 | PFG | Phantom Stock Units | Common Stock (87,360) | $11.07 | Feb. 24, 2019 | 87,360 | Disposed |
| March 29, 2013 | PFG | Phantom Stock Units | Common Stock (17) | — | — | 17 | Acquired |
| Feb. 25, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock (53,685) | $30.70 | Feb. 25, 2023 | 53,685 | Acquired |
| Dec. 28, 2012 | PFG | Phantom Stock Units | Common Stock (18) | — | — | 18 | Acquired |
| Sept. 28, 2012 | PFG | Phantom Stock Units | Common Stock (19) | — | — | 19 | Acquired |
| June 29, 2012 | PFG | Phantom Stock Units | Common Stock (16) | — | — | 16 | Acquired |
| March 30, 2012 | PFG | Phantom Stock Units | Common Stock (15) | — | — | 15 | Acquired |
| Feb. 27, 2012 | PFG | Employee Stock Option (Right to Buy) | Common Stock (38,105) | $27.46 | Feb. 27, 2022 | 38,105 | Acquired |
| Dec. 2, 2011 | PFG | Phantom Stock Units | Common Stock (67) | — | — | 67 | Acquired |
| Feb. 28, 2011 | PFG | Employee Stock Option (Right to Buy) | Common Stock (27,670) | $34.26 | Feb. 28, 2021 | 27,670 | Acquired |
| Dec. 3, 2010 | PFG | Phantom Stock Units | Common Stock (42) | — | — | 42 | Acquired |
| Feb. 23, 2010 | PFG | Employee Stock Option (Right to Buy) | Common Stock (43,410) | $22.21 | Feb. 23, 2020 | 43,410 | Acquired |
| Dec. 4, 2009 | PFG | Phantom Stock Units | Common Stock (46) | — | — | 46 | Acquired |
| Feb. 24, 2009 | PFG | Employee Stock Option (Right to Buy) | Common Stock (87,360) | $11.07 | Feb. 24, 2019 | 87,360 | Acquired |
| Dec. 5, 2008 | PFG | Phantom Stock Units | Common Stock (51) | — | — | 51 | Acquired |
| Feb. 26, 2008 | PFG | Employee Stock Option (Right to Buy) | Common Stock (30,500) | $60.10 | Feb. 26, 2018 | 30,500 | Acquired |
| Dec. 7, 2007 | PFG | Phantom Stock Units | Common Stock (29) | — | — | 29 | Acquired |
| Feb. 26, 2007 | PFG | Employee Stock Option (Right to Buy) | Common Stock (30,440) | $62.63 | Feb. 26, 2017 | 30,440 | Acquired |
| Jan. 11, 2007 | PFG | Employee StockOption - Right to Buy | Common Stock (10,485) | $27.57 | Feb. 25, 2013 | 10,485 | Disposed |
| Dec. 15, 2006 | PFG | Phantom Stock Units | Common Stock (29) | — | — | 29 | Acquired |
| Nov. 8, 2006 | PFG | Employee Stock Option (Right to Buy) | Common Stock (11,000) | $27.57 | Feb. 25, 2013 | 11,000 | Disposed |
| Oct. 24, 2006 | PFG | Employee Stock Option (Right to Buy) | Common Stock (11,000) | $27.57 | Feb. 25, 2013 | 11,000 | Disposed |
| Feb. 27, 2006 | PFG | Employee Stock Option (Right to Buy) | Common Stock (39,165) | $49.25 | Feb. 27, 2016 | 39,165 | Acquired |
| Dec. 16, 2005 | PFG | Phantom Stock Units | Common Stock (28) | — | — | 28 | Acquired |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,535) | $27.57 | Feb. 25, 2013 | 5,535 | Disposed |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock (14,465) | $27.48 | April 29, 2012 | 14,465 | Disposed |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.57 | Feb. 25, 2013 | 5,535 | Acquired |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.48 | April 29, 2012 | 14,465 | Acquired |
| Feb. 28, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock (54,430) | $39.02 | Feb. 28, 2015 | 54,430 | Acquired |
| Feb. 28, 2005 | PFG | Performance Units | Common Stock (8,614) | — | Feb. 28, 2005 | 8,614 | Disposed |
| Dec. 17, 2004 | PFG | Performance Units | Common Stock (117) | — | — | 117 | Acquired |
| Dec. 17, 2004 | PFG | Phantom Stock Units | Common Stock (29) | — | — | 29 | Acquired |
| Feb. 24, 2004 | PFG | Employee Stock Option (Right to Buy) | Common Stock (36,530) | $36.30 | Feb. 24, 2014 | 36,530 | Acquired |
| Feb. 24, 2004 | PFG | Performance Units | Common Stock (5,160) | — | — | 5,160 | Acquired |
| Dec. 19, 2003 | PFG | Phantom Stock Units | — | — | — | 43 | Acquired |
| Dec. 8, 2003 | PFG | Phantom Stock Units | Common Stock (25) | — | — | 25 | Acquired |
| Dec. 8, 2003 | PFG | Performance Units | Co mmon Stock (43) | — | — | 43 | Acquired |
| Dec. 5, 2003 | PFG | Phantom Stock Units | — | — | — | 42 | Acquired |
| Nov. 21, 2003 | PFG | Phantom Stock Units | — | — | — | 45 | Acquired |
| Nov. 7, 2003 | PFG | Phantom Stock Units | — | — | — | 46 | Acquired |
| Oct. 24, 2003 | PFG | Phantom Stock Units | — | — | — | 45 | Acquired |
| Oct. 10, 2003 | PFG | Phantom Stock Units | — | — | — | 45 | Acquired |
| Sept. 26, 2003 | PFG | Phantom Stock Units | — | — | — | 47 | Acquired |
| Sept. 12, 2003 | PFG | Phantom Stock Units | — | — | — | 45 | Acquired |
| Aug. 29, 2003 | PFG | Phantom Stock Units | — | — | — | 45 | Acquired |
| Aug. 15, 2003 | PFG | Phantom Stock Units | — | — | — | 44 | Acquired |
| Aug. 1, 2003 | PFG | Phantom Stock Units | — | — | — | 44 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).