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Karen E Shaff
Insider
First SEC filing: Feb. 14, 2014 · Latest: Feb. 14, 2014
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 26, 2020 | PFG | A | 203 | · | · | 102,780 Direct | +0.20% | Acquired | (price as of 2026-10-02) |
| March 27, 2020 | PFG | A | 240 | · | · | 102,435 Direct | +0.23% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2020 | PFG | A | 50,015 | · | · | 50,015 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2020 | PFG | A | 7,330 | · | · | 101,567 Direct | +7.78% | Acquired | (price as of 2026-10-02) |
| Dec. 27, 2019 | PFG | A | 139 | · | · | 94,237 Direct | +0.15% | Acquired | (price as of 2026-10-02) |
| Sept. 27, 2019 | PFG | A | 131 | · | · | 94,001 Direct | +0.14% | Acquired | (price as of 2026-10-02) |
| June 28, 2019 | PFG | A | 127 | · | · | 93,778 Direct | +0.14% | Acquired | (price as of 2026-10-02) |
| March 29, 2019 | PFG | A | 145 | · | · | 93,564 Direct | +0.16% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2019 | PFG | A | 15,677 | · | · | 93,321 Direct | +20.19% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2019 | PFG | A | 48,215 | · | · | 48,215 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 28, 2018 | PFG | A | 165 | · | · | 77,644 Direct | +0.21% | Acquired | (price as of 2026-10-02) |
| Sept. 28, 2018 | PFG | A | 119 | · | · | 76,892 Direct | +0.16% | Acquired | (price as of 2026-10-02) |
| June 29, 2018 | PFG | A | 128 | · | · | 76,694 Direct | +0.17% | Acquired | (price as of 2026-10-02) |
| March 29, 2018 | PFG | A | 108 | · | · | 76,481 Direct | +0.14% | Acquired | (price as of 2026-10-02) |
| Feb. 26, 2018 | PFG | A | 32,465 | · | · | 32,465 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 26, 2018 | PFG | A | 9,865 | · | · | 76,300 Direct | +14.85% | Acquired | (price as of 2026-10-02) |
| Dec. 28, 2017 | PFG | A | 88 | · | · | 66,049 Direct | +0.13% | Acquired | (price as of 2026-10-02) |
| Dec. 7, 2017 | PFG | G | 3,800 | · | · | 65,905 Direct | -5.45% | Disposed | (price as of 2026-10-02) |
| Dec. 1, 2017 | PFG | M 10b5-1 | 40,755 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 1, 2017 | PFG | S 10b5-1 | 9,806 | $69.51 | $681,615 | 69,705 Direct | -12.33% | Disposed | 61.1% (price as of 2026-10-02) |
| Dec. 1, 2017 | PFG | S 10b5-1 | 40,755 | $69.51 | $2,832,880 | 79,511 Direct | -33.89% | Disposed | 61.1% (price as of 2026-10-02) |
| Dec. 1, 2017 | PFG | M 10b5-1 | 40,755 | $30.70 | $1,251,178 | 120,266 Direct | +51.26% | Acquired | 264.7% (price as of 2026-10-02) |
| Nov. 2, 2017 | PFG | G | 6,400 | · | · | 79,511 Direct | -7.45% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2017 | PFG | M 10b5-1 | 10,588 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2017 | PFG | S 10b5-1 | 10,588 | $68.01 | $720,090 | 85,911 Direct | -10.97% | Disposed | 64.6% (price as of 2026-10-02) |
| Oct. 19, 2017 | PFG | M 10b5-1 | 10,588 | $34.26 | $362,745 | 96,499 Direct | +12.32% | Acquired | 226.8% (price as of 2026-10-02) |
| Oct. 18, 2017 | PFG | M 10b5-1 | 17,082 | · | · | 10,588 Direct | -61.73% | Disposed | (price as of 2026-10-02) |
| Oct. 18, 2017 | PFG | S 10b5-1 | 17,082 | $68.00 | $1,161,576 | 85,911 Direct | -16.59% | Disposed | 64.6% (price as of 2026-10-02) |
| Oct. 18, 2017 | PFG | M 10b5-1 | 17,082 | $34.26 | $585,229 | 102,993 Direct | +19.88% | Acquired | 226.8% (price as of 2026-10-02) |
| Sept. 29, 2017 | PFG | A | 93 | · | · | 85,911 Direct | +0.11% | Acquired | (price as of 2026-10-02) |
| July 10, 2017 | PFG | M 10b5-1 | 30,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 10, 2017 | PFG | S 10b5-1 | 30,500 | $65.00 | $1,982,500 | 85,760 Direct | -26.23% | Disposed | 72.2% (price as of 2026-10-02) |
| July 10, 2017 | PFG | M 10b5-1 | 30,500 | $60.10 | $1,833,050 | 116,260 Direct | +35.56% | Acquired | 86.3% (price as of 2026-10-02) |
| June 30, 2017 | PFG | A | 91 | · | · | 85,760 Direct | +0.11% | Acquired | (price as of 2026-10-02) |
| June 12, 2017 | PFG | M 10b5-1 | 38,105 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 12, 2017 | PFG | S 10b5-1 | 38,105 | $65.05 | $2,478,730 | 85,612 Direct | -30.80% | Disposed | 72.1% (price as of 2026-10-02) |
| June 12, 2017 | PFG | M 10b5-1 | 38,105 | $27.46 | $1,046,363 | 123,717 Direct | +44.51% | Acquired | 307.7% (price as of 2026-10-02) |
| May 15, 2017 | PFG | G | 2,000 | · | · | 85,612 Direct | -2.28% | Disposed | (price as of 2026-10-02) |
| March 31, 2017 | PFG | A | 90 | · | · | 87,612 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| Feb. 27, 2017 | PFG | A | 31,035 | · | · | 31,035 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 27, 2017 | PFG | A | 5,930 | · | · | 87,465 Direct | +7.27% | Acquired | (price as of 2026-10-02) |
| Feb. 9, 2017 | PFG | M 10b5-1 | 43,410 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 9, 2017 | PFG | S 10b5-1 | 43,410 | $60.04 | $2,606,336 | 80,928 Direct | -34.91% | Disposed | 86.5% (price as of 2026-10-02) |
| Feb. 9, 2017 | PFG | M 10b5-1 | 43,410 | $22.21 | $964,136 | 124,338 Direct | +53.64% | Acquired | 404.1% (price as of 2026-10-02) |
| Dec. 27, 2016 | PFG | A | 91 | · | · | 80,928 Direct | +0.11% | Acquired | (price as of 2026-10-02) |
| Nov. 15, 2016 | PFG | G | 701 | · | · | 80,783 Direct | -0.86% | Disposed | (price as of 2026-10-02) |
| Oct. 28, 2016 | PFG | S 10b5-1 | 12,832 | $55.00 | $705,760 | 81,484 Direct | -13.61% | Disposed | 103.6% (price as of 2026-10-02) |
| Sept. 30, 2016 | PFG | A | 98 | · | · | 94,316 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| Aug. 31, 2016 | PFG | G | 1,635 | · | · | 94,161 Direct | -1.71% | Disposed | (price as of 2026-10-02) |
| June 24, 2016 | PFG | A | 120 | · | · | 95,796 Direct | +0.13% | Acquired | (price as of 2026-10-02) |
| March 25, 2016 | PFG | A | 118 | · | · | 95,603 Direct | +0.12% | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2016 | PFG | A | 52,540 | · | · | 52,540 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 22, 2016 | PFG | A | 11,761 | · | · | 95,416 Direct | +14.06% | Acquired | (price as of 2026-10-02) |
| Dec. 28, 2015 | PFG | A | 100 | · | · | 83,172 Direct | +0.12% | Acquired | (price as of 2026-10-02) |
| Sept. 25, 2015 | PFG | A | 94 | · | · | 83,018 Direct | +0.11% | Acquired | (price as of 2026-10-02) |
| July 30, 2015 | PFG | M 10b5-1 | 39,165 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 30, 2015 | PFG | G 10b5-1 | 1,094 | · | · | 82,872 Direct | -1.30% | Disposed | (price as of 2026-10-02) |
| July 30, 2015 | PFG | S 10b5-1 | 39,165 | $55.25 | $2,163,866 | 83,966 Direct | -31.81% | Disposed | 102.6% (price as of 2026-10-02) |
| July 30, 2015 | PFG | M 10b5-1 | 39,165 | $49.25 | $1,928,876 | 123,131 Direct | +46.64% | Acquired | 127.3% (price as of 2026-10-02) |
| June 26, 2015 | PFG | A | 86 | · | · | 83,966 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| March 27, 2015 | PFG | A | 84 | · | · | 84,906 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| March 13, 2015 | PFG | G | 1,080 | · | · | 84,764 Direct | -1.26% | Disposed | (price as of 2026-10-02) |
| Feb. 23, 2015 | PFG | A | 22,570 | · | · | 22,570 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2015 | PFG | A | 12,832 | · | · | 85,844 Direct | +17.58% | Acquired | (price as of 2026-10-02) |
| Dec. 26, 2014 | PFG | A | 75 | · | · | 73,012 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| Sept. 26, 2014 | PFG | A | 74 | · | · | 72,885 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| Aug. 21, 2014 | PFG | M 10b5-1 | 54,430 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 21, 2014 | PFG | S 10b5-1 | 54,430 | $53.09 | $2,889,689 | 72,759 Direct | -42.79% | Disposed | 110.9% (price as of 2026-10-02) |
| Aug. 21, 2014 | PFG | M 10b5-1 | 54,430 | $39.02 | $2,123,859 | 127,189 Direct | +74.81% | Acquired | 186.9% (price as of 2026-10-02) |
| June 27, 2014 | PFG | A | 73 | · | · | 72,759 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| March 28, 2014 | PFG | A | 70 | · | · | 72,635 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | PFG | A | 25,500 | · | · | 25,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 24, 2014 | PFG | A | 9,806 | · | · | 72,516 Direct | +15.64% | Acquired | (price as of 2026-10-02) |
| Dec. 27, 2013 | PFG | A | 60 | · | · | 63,299 Direct | +0.09% | Acquired | (price as of 2026-10-02) |
| Sept. 27, 2013 | PFG | A | 68 | · | · | 64,449 Direct | +0.11% | Acquired | (price as of 2026-10-02) |
| July 23, 2013 | PFG | I 10b5-1 | 2,495 | $40.41 | $100,823 | 0 Direct | -100.00% | Disposed | 177.1% (price as of 2026-10-02) |
| July 23, 2013 | PFG | I 10b5-1 | 620 | $41.53 | $25,749 | 0 Indirect | -100.00% | Disposed | 169.6% (price as of 2026-10-02) |
| July 23, 2013 | PFG | I 10b5-1 | 5,793 | $40.53 | $234,790 | 620 Indirect | -90.33% | Disposed | 176.2% (price as of 2026-10-02) |
| July 22, 2013 | PFG | M 10b5-1 | 36,530 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 22, 2013 | PFG | S 10b5-1 | 36,530 | $40.50 | $1,479,465 | 64,330 Direct | -36.22% | Disposed | 176.4% (price as of 2026-10-02) |
| July 22, 2013 | PFG | M 10b5-1 | 36,530 | $36.30 | $1,326,039 | 100,860 Direct | +56.79% | Acquired | 208.4% (price as of 2026-10-02) |
| June 28, 2013 | PFG | A | 69 | · | · | 64,330 Direct | +0.11% | Acquired | (price as of 2026-10-02) |
| June 28, 2013 | PFG | A | 15 | $37.45 | $562 | 2,495 Direct | +0.60% | Acquired | 199.0% (price as of 2026-10-02) |
| April 11, 2013 | PFG | M 10b5-1 | 87,360 | $11.07 | $967,075 | 151,569 Direct | +136.06% | Acquired | 911.4% (price as of 2026-10-02) |
| April 11, 2013 | PFG | S 10b5-1 | 87,360 | $35.00 | $3,057,600 | 64,209 Direct | -57.64% | Disposed | 219.9% (price as of 2026-10-02) |
| April 11, 2013 | PFG | M | 87,360 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 29, 2013 | PFG | A | 17 | $33.64 | $572 | 2,479 Direct | +0.69% | Acquired | 232.8% (price as of 2026-10-02) |
| March 29, 2013 | PFG | A | 76 | · | · | 64,209 Direct | +0.12% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2013 | PFG | A | 53,685 | · | · | 53,685 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2013 | PFG | A | 23,801 | · | · | 64,076 Direct | +59.10% | Acquired | (price as of 2026-10-02) |
| Feb. 19, 2013 | PFG | S 10b5-1 | 3,125 | $32.00 | $100,000 | 40,275 Direct | -7.20% | Disposed | 249.9% (price as of 2026-10-02) |
| Jan. 22, 2013 | PFG | S 10b5-1 | 3,333 | $30.28 | $100,923 | 42,444 Direct | -7.28% | Disposed | 269.7% (price as of 2026-10-02) |
| Dec. 28, 2012 | PFG | A | 18 | $28.08 | $505 | 2,462 Direct | +0.74% | Acquired | 298.7% (price as of 2026-10-02) |
| Dec. 28, 2012 | PFG | A | 83 | · | · | 45,777 Direct | +0.18% | Acquired | (price as of 2026-10-02) |
| Sept. 28, 2012 | PFG | A | 19 | $26.94 | $512 | 2,444 Direct | +0.78% | Acquired | 315.6% (price as of 2026-10-02) |
| Sept. 28, 2012 | PFG | A | 86 | · | · | 45,639 Direct | +0.19% | Acquired | (price as of 2026-10-02) |
| Sept. 14, 2012 | PFG | S 10b5-1 | 3,448 | $29.00 | $99,992 | 45,494 Direct | -7.05% | Disposed | 286.1% (price as of 2026-10-02) |
| Sept. 6, 2012 | PFG | S 10b5-1 | 3,571 | $28.00 | $99,988 | 48,942 Direct | -6.80% | Disposed | 299.9% (price as of 2026-10-02) |
| June 29, 2012 | PFG | A | 16 | $26.23 | $420 | 2,425 Direct | +0.66% | Acquired | 326.8% (price as of 2026-10-02) |
| June 29, 2012 | PFG | A | 75 | · | · | 52,513 Direct | +0.14% | Acquired | (price as of 2026-10-02) |
Showing latest 100 of 170 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2020 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $51.73 | Feb. 24, 2030 | 50,015 | Acquired |
| Feb. 25, 2019 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $53.09 | Feb. 25, 2029 | 48,215 | Acquired |
| Feb. 26, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $63.98 | Feb. 26, 2018 | 32,465 | Acquired |
| Dec. 1, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $30.70 | Feb. 25, 2023 | 40,755 | Disposed |
| Oct. 19, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $34.26 | Feb. 28, 2021 | 10,588 | Disposed |
| Oct. 18, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $34.26 | Feb. 28, 2021 | 17,082 | Disposed |
| July 10, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $60.10 | Feb. 26, 2018 | 30,500 | Disposed |
| June 12, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.46 | Feb. 27, 2022 | 38,105 | Disposed |
| Feb. 27, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $62.78 | Feb. 27, 2027 | 31,035 | Acquired |
| Feb. 9, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $22.21 | Feb. 23, 2020 | 43,410 | Disposed |
| Feb. 22, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $37.38 | Feb. 22, 2026 | 52,540 | Acquired |
| July 30, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $49.25 | Feb. 27, 2016 | 39,165 | Disposed |
| Feb. 23, 2015 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $51.33 | Feb. 23, 2025 | 22,570 | Acquired |
| Aug. 21, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $39.02 | Feb. 28, 2015 | 54,430 | Disposed |
| Feb. 24, 2014 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $44.88 | Feb. 24, 2024 | 25,500 | Acquired |
| July 23, 2013 | PFG | Phantom Stock Units | Common Stock | · | · | 2,495 | Disposed |
| July 22, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $36.30 | Feb. 24, 2014 | 36,530 | Disposed |
| June 28, 2013 | PFG | Phantom Stock Units | Common Stock | · | · | 15 | Acquired |
| April 11, 2013 | PFG | Phantom Stock Units | Common Stock | $11.07 | Feb. 24, 2019 | 87,360 | Disposed |
| March 29, 2013 | PFG | Phantom Stock Units | Common Stock | · | · | 17 | Acquired |
| Feb. 25, 2013 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $30.70 | Feb. 25, 2023 | 53,685 | Acquired |
| Dec. 28, 2012 | PFG | Phantom Stock Units | Common Stock | · | · | 18 | Acquired |
| Sept. 28, 2012 | PFG | Phantom Stock Units | Common Stock | · | · | 19 | Acquired |
| June 29, 2012 | PFG | Phantom Stock Units | Common Stock | · | · | 16 | Acquired |
| March 30, 2012 | PFG | Phantom Stock Units | Common Stock | · | · | 15 | Acquired |
| Feb. 27, 2012 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.46 | Feb. 27, 2022 | 38,105 | Acquired |
| Dec. 2, 2011 | PFG | Phantom Stock Units | Common Stock | · | · | 67 | Acquired |
| Feb. 28, 2011 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $34.26 | Feb. 28, 2021 | 27,670 | Acquired |
| Dec. 3, 2010 | PFG | Phantom Stock Units | Common Stock | · | · | 42 | Acquired |
| Feb. 23, 2010 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $22.21 | Feb. 23, 2020 | 43,410 | Acquired |
| Dec. 4, 2009 | PFG | Phantom Stock Units | Common Stock | · | · | 46 | Acquired |
| Feb. 24, 2009 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $11.07 | Feb. 24, 2019 | 87,360 | Acquired |
| Dec. 5, 2008 | PFG | Phantom Stock Units | Common Stock | · | · | 51 | Acquired |
| Feb. 26, 2008 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $60.10 | Feb. 26, 2018 | 30,500 | Acquired |
| Dec. 7, 2007 | PFG | Phantom Stock Units | Common Stock | · | · | 29 | Acquired |
| Feb. 26, 2007 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $62.63 | Feb. 26, 2017 | 30,440 | Acquired |
| Jan. 11, 2007 | PFG | Employee StockOption - Right to Buy | Common Stock | $27.57 | Feb. 25, 2013 | 10,485 | Disposed |
| Dec. 15, 2006 | PFG | Phantom Stock Units | Common Stock | · | · | 29 | Acquired |
| Nov. 8, 2006 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.57 | Feb. 25, 2013 | 11,000 | Disposed |
| Oct. 24, 2006 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.57 | Feb. 25, 2013 | 11,000 | Disposed |
| Feb. 27, 2006 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $49.25 | Feb. 27, 2016 | 39,165 | Acquired |
| Dec. 16, 2005 | PFG | Phantom Stock Units | Common Stock | · | · | 28 | Acquired |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.57 | Feb. 25, 2013 | 5,535 | Disposed |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.48 | April 29, 2012 | 14,465 | Disposed |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.57 | Feb. 25, 2013 | 5,535 | Acquired |
| Oct. 19, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $27.48 | April 29, 2012 | 14,465 | Acquired |
| Feb. 28, 2005 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $39.02 | Feb. 28, 2015 | 54,430 | Acquired |
| Feb. 28, 2005 | PFG | Performance Units | Common Stock | · | Feb. 28, 2005 | 8,614 | Disposed |
| Dec. 17, 2004 | PFG | Performance Units | Common Stock | · | · | 117 | Acquired |
| Dec. 17, 2004 | PFG | Phantom Stock Units | Common Stock | · | · | 29 | Acquired |
| Feb. 24, 2004 | PFG | Employee Stock Option (Right to Buy) | Common Stock | $36.30 | Feb. 24, 2014 | 36,530 | Acquired |
| Feb. 24, 2004 | PFG | Performance Units | Common Stock | · | · | 5,160 | Acquired |
| Dec. 19, 2003 | PFG | Phantom Stock Units | · | · | · | 43 | Acquired |
| Dec. 8, 2003 | PFG | Phantom Stock Units | Common Stock | · | · | 25 | Acquired |
| Dec. 8, 2003 | PFG | Performance Units | Co mmon Stock | · | · | 43 | Acquired |
| Dec. 5, 2003 | PFG | Phantom Stock Units | · | · | · | 42 | Acquired |
| Nov. 21, 2003 | PFG | Phantom Stock Units | · | · | · | 45 | Acquired |
| Nov. 7, 2003 | PFG | Phantom Stock Units | · | · | · | 46 | Acquired |
| Oct. 24, 2003 | PFG | Phantom Stock Units | · | · | · | 45 | Acquired |
| Oct. 10, 2003 | PFG | Phantom Stock Units | · | · | · | 45 | Acquired |
| Sept. 26, 2003 | PFG | Phantom Stock Units | · | · | · | 47 | Acquired |
| Sept. 12, 2003 | PFG | Phantom Stock Units | · | · | · | 45 | Acquired |
| Aug. 29, 2003 | PFG | Phantom Stock Units | · | · | · | 45 | Acquired |
| Aug. 15, 2003 | PFG | Phantom Stock Units | · | · | · | 44 | Acquired |
| Aug. 1, 2003 | PFG | Phantom Stock Units | · | · | · | 44 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).