Karen L. Keegans

Insider

First SEC filing: Jan. 10, 2019 · Latest: Jan. 10, 2019

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 19, 2020	ROK	M	4,100	$155.85	$638,985	6,970 Direct	+142.86%	Acquired	180.1% (price as of 2026-08-21)
May 19, 2020	ROK	S	4,100	$205.20	$841,320	2,870 Direct	-58.82%	Disposed	112.8% (price as of 2026-08-21)
May 19, 2020	ROK	M	4,100	—	—	8,200 Direct	-33.33%	Disposed	(price as of 2026-08-21)
Dec. 5, 2019	ROK	A	620	—	—	2,870 Direct	+27.56%	Acquired	(price as of 2026-08-21)
Dec. 5, 2019	ROK	A	10,100	—	—	10,100 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 11, 2019	ROK	A	2,250	—	—	2,250 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 11, 2019	ROK	A	12,300	—	—	12,300 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 3, 2018	PNR	F	504	$70.80	$35,683	1,325 Direct	-27.56%	Disposed	35.0% (price as of 2026-08-21)
June 15, 2017	PNR	F	301	$66.35	$19,971	535 Direct	-36.00%	Disposed	44.1% (price as of 2026-08-21)
Jan. 3, 2017	PNR	A	18,225	—	—	18,225 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 3, 2017	PNR	A	3,883	—	—	27,295 Direct	+16.59%	Acquired	(price as of 2026-08-21)
June 15, 2016	PNR	A	25,674	—	—	25,674 Direct	—	Acquired	(price as of 2026-08-21)
June 15, 2016	PNR	A	5,017	—	—	23,412 Direct	+27.27%	Acquired	(price as of 2026-08-21)
June 15, 2016	PNR	A	18,395	—	—	18,395 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 19, 2020	ROK	Employee stock option (right to buy)	Common Stock (4,100)	$155.85	Jan. 11, 2029	4,100	Disposed
Dec. 5, 2019	ROK	Employee stock option (right to buy)	Common Stock (10,100)	$196.43	Dec. 5, 2029	10,100	Acquired
Jan. 11, 2019	ROK	Employee stock option (right to buy)	Common Stock (12,300)	$155.85	Jan. 11, 2029	12,300	Acquired
Jan. 3, 2017	PNR	Employee Stock Option (right to buy)	Common Shares (18,225)	$57.95	Jan. 3, 2027	18,225	Acquired
June 15, 2016	PNR	Employee Stock Option (right to buy)	Common Shares (25,674)	$59.80	June 15, 2026	25,674	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 10, 2019	ROK	No securities are beneficially owned	0	Direct