Karen M. Swindler
CIK 1500297 · View on SEC EDGAR ↗
First SEC filing: Oct. 13, 2010 · Latest: Oct. 13, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 30, 2014 | LYB | F | 703 | $92.50 | $65,028 | 91,005 Direct | -0.77% | Disposed | -26.1% (price as of 2026-08-21) |
| April 30, 2013 | LYB | F | 704 | $60.70 | $42,733 | 91,653 Direct | -0.76% | Disposed | 12.7% (price as of 2026-08-21) |
| Dec. 17, 2012 | LYB | J | 55 | $17.61 | $969 | 92,412 Direct | +0.06% | Acquired | 288.3% (price as of 2026-08-21) |
| Dec. 11, 2012 | LYB | A | 5,149 | $54.05 | $278,303 | 92,357 Direct | +5.90% | Acquired | 26.5% (price as of 2026-08-21) |
| Dec. 16, 2011 | LYB | D | 151,786 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Dec. 16, 2011 | LYB | A | 151,786 | — | — | 151,786 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 16, 2011 | LYB | Opt - Stock Option | Class A ordinary shares (151,786) | $17.61 | April 30, 2020 | 151,786 | Disposed |
| Dec. 16, 2011 | LYB | Opt - Stock Option | Class A ordinary shares (151,786) | $13.11 | April 30, 2020 | 151,786 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.