Katherine Adkins

CIK 1870331 · View on SEC EDGAR ↗

Insider

First SEC filing: July 6, 2021 · Latest: July 6, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 1, 2026 AFRM M 1,401 1,403 Direct -49.96% Disposed (price as of 2026-08-20)
Aug. 1, 2026 AFRM F 634 $71.51 $45,337 146,640 Direct -0.43% Disposed 6.7% (price as of 2026-08-20)
Aug. 1, 2026 AFRM M 1,401 147,274 Direct +0.96% Acquired (price as of 2026-08-20)
July 1, 2026 AFRM M 1,402 2,804 Direct -33.33% Disposed (price as of 2026-08-20)
July 1, 2026 AFRM F 635 $83.85 $53,245 145,873 Direct -0.43% Disposed -9.0% (price as of 2026-08-20)
July 1, 2026 AFRM M 1,402 146,508 Direct +0.97% Acquired (price as of 2026-08-20)
June 1, 2026 AFRM M 1,622 14,598 Direct -10.00% Disposed (price as of 2026-08-20)
June 1, 2026 AFRM M 2,482 22,342 Direct -10.00% Disposed (price as of 2026-08-20)
June 1, 2026 AFRM M 5,085 25,429 Direct -16.66% Disposed (price as of 2026-08-20)
June 1, 2026 AFRM M 1,401 4,206 Direct -24.99% Disposed (price as of 2026-08-20)
June 1, 2026 AFRM F 4,793 $72.91 $349,458 145,106 Direct -3.20% Disposed 4.6% (price as of 2026-08-20)
June 1, 2026 AFRM M 10,590 149,899 Direct +7.60% Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 1, 2026 AFRM Restricted Stock Units Class A Common Stock (1,401) 1,401 Disposed
July 1, 2026 AFRM Restricted Stock Units Class A Common Stock (1,402) 1,402 Disposed
June 1, 2026 AFRM Restricted Stock Units Class A Common Stock (1,622) 1,622 Disposed
June 1, 2026 AFRM Restricted Stock Units Class A Common Stock (2,482) 2,482 Disposed
June 1, 2026 AFRM Restricted Stock Units Class A Common Stock (5,085) 5,085 Disposed
June 1, 2026 AFRM Restricted Stock Units Class A Common Stock (1,401) 1,401 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 6, 2021 AFRM Class A Common Stock 3,816 Direct
July 6, 2021 AFRM Restricted Stock Units→ Class A Common Stock (32,550) 32,550 Direct
July 6, 2021 AFRM Stock Option (Right to Buy)→ Class A Common Stock (128,000) 128,000 Direct
July 6, 2021 AFRM Stock Option (Right to Buy)→ Class A Common Stock (26,575) 26,575 Direct
July 6, 2021 AFRM Restricted Stock Units→ Class A Common Stock (7,946) 7,946 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $450,000 $1,749,975 $1,749,991 $379,931 $7,500 $4,337,397
2024 $425,000 $1,899,990 $1,899,993 $332,444 $4,557,427
2023 $425,000 $1,499,987 $1,499,999 $3,424,986

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.