Katherine H Larson

CIK 2034572 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 8, 2024 · Latest: Oct. 8, 2024

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

RJF selling Dec. 3, 2024

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 5, 2025	RJF	A	323	—	—	323 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 2, 2025	RJF	M	93	—	—	1,997 Direct	+4.88%	Acquired	(price as of 2026-08-20)
Dec. 2, 2025	RJF	F	22	$155.83	$3,428	1,975 Direct	-1.10%	Disposed	13.2% (price as of 2026-08-20)
Dec. 2, 2025	RJF	M	93	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	863	—	—	1,465 Direct	+143.36%	Acquired	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	525	—	—	1,990 Direct	+35.84%	Acquired	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	332	—	—	2,322 Direct	+16.68%	Acquired	(price as of 2026-08-20)
Nov. 30, 2025	RJF	F	80	$156.54	$12,523	2,242 Direct	-3.45%	Disposed	12.7% (price as of 2026-08-20)
Nov. 30, 2025	RJF	F	128	$156.54	$20,037	2,114 Direct	-5.71%	Disposed	12.7% (price as of 2026-08-20)
Nov. 30, 2025	RJF	F	210	$156.54	$32,873	1,904 Direct	-9.93%	Disposed	12.7% (price as of 2026-08-20)
Nov. 30, 2025	RJF	M	525	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	332	—	—	332 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	863	—	—	576 Direct	-59.97%	Disposed	(price as of 2026-08-20)
Nov. 21, 2025	RJF	A	1,652	—	—	1,652 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2024	RJF	A	122	—	—	122 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 3, 2024	RJF	G	60	—	—	2,094 Direct	-2.79%	Disposed	(price as of 2026-08-20)
Dec. 3, 2024	RJF	S	1,492	$166.01	$247,687	602 Direct	-71.25%	Disposed	6.3% (price as of 2026-08-20)
Nov. 30, 2024	RJF	M	996	—	—	1,999 Direct	+99.30%	Acquired	(price as of 2026-08-20)
Nov. 30, 2024	RJF	M	525	—	—	2,524 Direct	+26.26%	Acquired	(price as of 2026-08-20)
Nov. 30, 2024	RJF	F	128	$169.28	$21,668	2,396 Direct	-5.07%	Disposed	4.2% (price as of 2026-08-20)
Nov. 30, 2024	RJF	F	242	$169.28	$40,966	2,154 Direct	-10.10%	Disposed	4.2% (price as of 2026-08-20)
Nov. 30, 2024	RJF	M	525	—	—	525 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2024	RJF	M	996	—	—	664 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Nov. 25, 2024	RJF	A	1,392	—	—	1,392 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 22, 2024	RJF	M	450	—	—	1,112 Direct	+67.98%	Acquired	(price as of 2026-08-20)
Nov. 22, 2024	RJF	F	109	$163.78	$17,852	1,003 Direct	-9.80%	Disposed	7.7% (price as of 2026-08-20)
Nov. 22, 2024	RJF	M	450	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 5, 2025	RJF	Restricted Stock Units	Common Stock (323)	—	Dec. 5, 2028	323	Acquired
Dec. 2, 2025	RJF	Restricted Stock Units	Common Stock (93)	—	Dec. 2, 2025	93	Disposed
Nov. 30, 2025	RJF	Restricted Stock Units	Common Stock (525)	—	Nov. 30, 2025	525	Disposed
Nov. 30, 2025	RJF	Restricted Stock Units	Common Stock (332)	—	Nov. 30, 2026	332	Disposed
Nov. 30, 2025	RJF	Restricted Stock Units	Common Stock (863)	—	Nov. 30, 2027	863	Disposed
Nov. 21, 2025	RJF	Restricted Stock Units	Common Stock (1,652)	—	Nov. 30, 2030	1,652	Acquired
Dec. 6, 2024	RJF	Restricted Stock Units	Common Stock (122)	—	Dec. 6, 2027	122	Acquired
Nov. 30, 2024	RJF	Restricted Stock Units	Common Stock (525)	—	Nov. 30, 2025	525	Disposed
Nov. 30, 2024	RJF	Restricted Stock Units	Common Stock (996)	—	Nov. 30, 2026	996	Disposed
Nov. 25, 2024	RJF	Restricted Stock Units	Common Stock (1,392)	—	Nov. 30, 2029	1,392	Acquired
Nov. 22, 2024	RJF	Restricted Stock Units	Common Stock (450)	—	Nov. 22, 2024	450	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 8, 2024	RJF	Common Stock	662	Direct
Oct. 8, 2024	RJF	Common Stock	161	Indirect
Oct. 8, 2024	RJF	Common Stock	444	Indirect
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock	—	Direct
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock	—	Direct
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock (1,660)	1,660	Direct
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock (1,439)	1,439	Direct
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock (1,677)	1,677	Direct
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock	—	Direct
Oct. 8, 2024	RJF	Restricted Stock Units→ Common Stock	—	Direct