Kathleen M. Gutmann

CIK 1611542 · View on SEC EDGAR ↗

Insider

First SEC filing: June 24, 2014 · Latest: Jan. 27, 2023

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 95 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

95 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 2, 2023 UPS S 11,081 $189.65 $2,101,512 44,493 Direct -19.94% Disposed -45.5% (price as of 2026-08-21)
Feb. 2, 2023 UPS S 11,300 $187.35 $2,117,055 33,193 Direct -25.40% Disposed -44.9% (price as of 2026-08-21)
Feb. 2, 2023 UPS S 14,800 $186.72 $2,763,456 18,393 Direct -44.59% Disposed -44.7% (price as of 2026-08-21)
Feb. 2, 2023 UPS S 18,393 $188.64 $3,469,656 0 Direct -100.00% Disposed -45.2% (price as of 2026-08-21)
Aug. 11, 2022 UPS S 21,307 $204.51 $4,357,495 102,591 Direct -17.20% Disposed -49.5% (price as of 2026-08-21)

Showing latest 100 of 277 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 15, 2026 UPS Restricted Stock Units Class A Common Stock (3,552) — — 3,552 Disposed
May 6, 2026 UPS Restricted Stock Units 2026 Class A Common Stock (13,889) — May 6, 2029 13,889 Acquired
Feb. 13, 2026 UPS Restricted Performance Units Class A Common Stock (1,831) — — 1,831 Disposed
Feb. 4, 2026 UPS Option to Purchase Class A Common Class A Common Stock (51,376) $116.74 Feb. 4, 2036 51,376 Acquired
Feb. 4, 2026 UPS Restricted Performance Units Class A Common Stock (1,831) — — 1,831 Acquired
May 9, 2025 UPS Option to Purchase Class A Common Class A Common Stock (25,208) $95.89 May 9, 2035 25,208 Acquired
May 9, 2025 UPS Restricted Stock Units Class A Common Stock (13,288) — May 9, 2028 13,288 Acquired
Feb. 14, 2025 UPS Restricted Performance Units Class A Common Stock (7,430) — — 7,430 Disposed
Feb. 5, 2025 UPS Restricted Performance Units Class A Common Stock (7,430) — — 7,430 Acquired
March 25, 2024 UPS Restricted Stock Units Class A Common Stock — March 25, 2024 591 Disposed
March 20, 2024 UPS Option to Purchase Class A Common Class A Common Stock (12,204) $154.76 March 20, 2034 12,204 Acquired
Feb. 16, 2024 UPS Restricted Performance Units Class A Common Stock (16,446) — — 16,446 Disposed
Feb. 16, 2024 UPS Restricted Units 2023 Class A Common Stock — — 4,063 Disposed
Feb. 7, 2024 UPS Restricted Performance Units Class A Common Stock (16,446) — — 16,446 Acquired
May 15, 2023 UPS Restricted Stock Units Class A Common Stock (17,965) — May 13, 2023 17,965 Disposed
March 27, 2023 UPS Restricted Stock Units Class A Common Stock (283) — March 25, 2024 283 Disposed
March 22, 2023 UPS Option to Purchase Class A Common Class A Common Stock (9,930) $185.54 March 22, 2033 9,930 Acquired
Feb. 17, 2023 UPS Restricted Performance Units Class A Common Stock (42,657) — — 42,657 Disposed
Feb. 17, 2023 UPS Restricted Units 2022 Class A Common Stock — — 4,691 Disposed
Feb. 8, 2023 UPS Restricted Performance Units Class A Common Stock (42,657) — — 42,657 Acquired
Feb. 8, 2023 UPS Restricted Units 2023 Class A Common Stock (3,910) — — 3,910 Acquired
Jan. 25, 2023 UPS Restricted Units 2018 Class A Common Stock (993) — — 993 Disposed
Aug. 11, 2022 UPS Option to Purchase UPS Class A Common Class A Common Stock (10,198) $106.87 March 1, 2027 10,198 Disposed
Aug. 11, 2022 UPS Option to Purchase UPS Class A Common Class A Common Stock (6,974) $101.93 March 2, 2025 6,974 Disposed
Aug. 11, 2022 UPS Option to Purchase UPS Class A Common Class A Common Stock (7,603) $98.77 March 2, 2026 7,603 Disposed
Aug. 11, 2022 UPS Option to Purchase UPS Class A Common Class A Common Stock (2,726) $96.98 March 4, 2024 2,726 Disposed
May 13, 2022 UPS Restricted Stock Units Class A Common Stock (8,693) — May 13, 2023 8,693 Disposed
March 25, 2022 UPS Restricted Stock Units Class A Common Stock (273) — March 25, 2024 273 Disposed
March 23, 2022 UPS Option to Purchase Class A Common Class A Common Stock (7,790) $214.58 March 23, 2032 7,790 Acquired
Feb. 18, 2022 UPS Restricted Performance Units Class A Common Stock (32,568) — — 32,568 Disposed
Feb. 18, 2022 UPS Restricted Units 2021 Class A Common Stock — — 5,048 Disposed
Feb. 9, 2022 UPS Restricted Performance Units Class A Common Stock (32,568) — — 32,568 Acquired
Feb. 9, 2022 UPS Restricted Units 2022 Class A Common Stock (4,546) — — 4,546 Acquired
Jan. 26, 2022 UPS Restricted Units 2017 Class A Common Stock — — 577 Disposed
Jan. 26, 2022 UPS Restricted Units 2018 Class A Common Stock — — 962 Disposed
May 13, 2021 UPS Restricted Stock Units Class A Common Stock (8,500) — May 13, 2023 8,500 Disposed
March 25, 2021 UPS Option to Purchase Class A Common Class A Common Stock (6,657) $163.25 March 25, 2031 6,657 Acquired
March 25, 2021 UPS Restricted Stock Units Class A Common Stock (1,072) — March 25, 2024 1,072 Acquired
Feb. 19, 2021 UPS Restricted Performance Units Class A Common Stock (25,022) — — 25,022 Disposed
Feb. 19, 2021 UPS Restricted Units Class A Common Stock (2,360) — — 2,360 Disposed
Feb. 10, 2021 UPS Option to Purchase Class A Common Class A Common Stock (9,129) $165.66 Feb. 10, 2031 9,129 Acquired
Feb. 10, 2021 UPS Option to Purchase Class A Common Class A Common Stock (15,214) $165.66 Feb. 10, 2031 15,214 Acquired
Feb. 10, 2021 UPS Restricted Performance Units Class A Common Stock (25,022) — — 25,022 Acquired
Feb. 10, 2021 UPS Restricted Units Class A Common Stock (4,942) — — 4,942 Acquired
Jan. 27, 2021 UPS Restricted Performance Units Class A Common Stock (957) — Jan. 15, 2021 957 Disposed
Jan. 27, 2021 UPS Restricted Performance Units Class A Common Stock (566) — Jan. 15, 2022 566 Disposed
Jan. 27, 2021 UPS Restricted Performance Units Class A Common Stock (941) — Jan. 15, 2023 941 Disposed
Aug. 13, 2020 UPS Option to Purchase UPS Class A Common Class A Common Stock (3,505) $76.89 March 1, 2022 3,505 Disposed
Aug. 13, 2020 UPS Option to Purchase UPS Class A Common Class A Common Stock (3,498) $82.87 March 1, 2023 3,498 Disposed
Aug. 13, 2020 UPS Option to Purchase UPS Class A Common Class A Common Stock (3,069) $74.25 May 4, 2021 3,069 Disposed
May 13, 2020 UPS Restricted Stock Units Class A Common Stock (33,062) — May 13, 2023 33,062 Acquired
Feb. 21, 2020 UPS Restricted Performance Units Class A Common Stock (14,910) — Feb. 12, 2020 14,910 Disposed
Feb. 21, 2020 UPS Restricted Performance Units Class A Common Stock (5,890) — Feb. 14, 2020 5,890 Disposed
Feb. 12, 2020 UPS Option to Purchase Class A Common Class A Common Stock (15,064) $105.54 Feb. 12, 2030 15,064 Acquired
Feb. 12, 2020 UPS Restricted Performance Units Class A Common Stock (2,283) — — 2,283 Acquired
Feb. 12, 2020 UPS Restricted Performance Units Class A Common Stock (14,910) — Feb. 12, 2020 14,910 Acquired
Jan. 22, 2020 UPS Restricted Performance Units Class A Common Stock (719) — Jan. 15, 2020 719 Disposed
Jan. 22, 2020 UPS Restricted Performance Units Class A Common Stock (927) — Jan. 15, 2021 927 Disposed
Jan. 22, 2020 UPS Restricted Performance Units Class A Common Stock (547) — Jan. 15, 2022 547 Disposed
Jan. 22, 2020 UPS Restricted Performance Units Class A Common Stock (911) — Jan. 15, 2023 911 Disposed
Feb. 25, 2019 UPS Restricted Performance Units Class A Common Stock (12,087) — Feb. 14, 2019 12,087 Disposed
Feb. 14, 2019 UPS Option to Purchase Class A Common Class A Common Stock (9,704) $111.80 Feb. 14, 2029 9,704 Acquired
Feb. 14, 2019 UPS Restricted Performance Units Class A Common Stock (12,087) — Feb. 14, 2019 12,087 Acquired
Feb. 14, 2019 UPS Restricted Performance Units Class A Common Stock (5,688) — Feb. 14, 2020 5,688 Acquired
Jan. 23, 2019 UPS Restricted Performance Units Class A Common Stock (346) — Jan. 15, 2019 346 Disposed
Jan. 23, 2019 UPS Restricted Performance Units Class A Common Stock (694) — Jan. 15, 2020 694 Disposed
Jan. 23, 2019 UPS Restricted Performance Units Class A Common Stock (895) — Jan. 15, 2021 895 Disposed
Jan. 23, 2019 UPS Restricted Performance Units Class A Common Stock (528) — Jan. 15, 2022 528 Disposed
Jan. 23, 2019 UPS Restricted Performance Units Class A Common Stock (879) — Jan. 15, 2023 879 Disposed
March 14, 2018 UPS Restricted Performance Units Class A Common Stock — Dec. 31, 2017 10,223 Disposed
March 1, 2018 UPS Option to Purchase UPS Class A Common Class A Common Stock (10,083) $106.43 March 1, 2028 10,083 Acquired
March 1, 2018 UPS Restricted Performance Units Class A Common Stock (4,296) — Jan. 15, 2023 4,296 Acquired
March 1, 2018 UPS Restricted Performance Units Class A Common Stock — Dec. 31, 2017 10,138 Acquired
Jan. 24, 2018 UPS Restricted Performance Units Class A Common Stock (365) — Jan. 15, 2018 365 Disposed
Jan. 24, 2018 UPS Restricted Performance Units Class A Common Stock (335) — Jan. 15, 2019 335 Disposed
Jan. 24, 2018 UPS Restricted Performance Units Class A Common Stock (673) — Jan. 15, 2020 673 Disposed
Jan. 24, 2018 UPS Restricted Performance Units Class A Common Stock (866) — Jan. 15, 2021 866 Disposed
Jan. 24, 2018 UPS Restricted Performance Units Class A Common Stock (512) — Jan. 15, 2022 512 Disposed
March 14, 2017 UPS Restricted Performance Units Class A Common Stock (4,517) — Dec. 31, 2016 4,517 Disposed
March 1, 2017 UPS Option to Purchase UPS Class A Common Class A Common Stock (10,198) $106.87 March 1, 2027 10,198 Acquired
March 1, 2017 UPS Restricted Performance Units Class A Common Stock (2,503) — Jan. 15, 2022 2,503 Acquired
March 1, 2017 UPS Restricted Performance Units Class A Common Stock — Dec. 31, 2016 4,517 Acquired
Jan. 27, 2017 UPS Restricted Performance Units Class A Common Stock (842) — Jan. 15, 2021 842 Disposed
Jan. 27, 2017 UPS Restricted Performance Units Class A Common Stock (653) — Jan. 15, 2020 653 Disposed
Jan. 27, 2017 UPS Restricted Performance Units Class A Common Stock (325) — Jan. 15, 2019 325 Disposed
Jan. 27, 2017 UPS Restricted Performance Units Class A Common Stock (354) — Jan. 15, 2018 354 Disposed
Jan. 27, 2017 UPS Restricted Performance Units Class A Common Stock (485) — Jan. 15, 2017 485 Disposed
May 13, 2016 UPS Restricted Performance Units Class A Common Stock — May 4, 2016 456 Disposed
March 11, 2016 UPS Restricted Stock Units Class A Common Stock — Jan. 31, 2016 5,487 Disposed
March 2, 2016 UPS Restricted Stock Units Class A Common Stock (1,863) — Jan. 31, 2016 1,863 Acquired
March 2, 2016 UPS Restricted Performance Units Class A Common Stock (4,117) — Jan. 15, 2021 4,117 Acquired
March 2, 2016 UPS Option to Purchase UPS Class A Common Class A Common Stock (7,603) $98.77 March 2, 2026 7,603 Acquired
Jan. 29, 2016 UPS Restricted Performance Units Class A Common Stock (633) — Jan. 15, 2020 633 Disposed
Jan. 29, 2016 UPS Restricted Performance Units Class A Common Stock (315) — Jan. 15, 2019 315 Disposed
Jan. 29, 2016 UPS Restricted Performance Units Class A Common Stock (343) — Jan. 15, 2018 343 Disposed
Jan. 29, 2016 UPS Restricted Performance Units Class A Common Stock (472) — Jan. 15, 2017 472 Disposed
Oct. 30, 2015 UPS Restricted Stock Units Class A Common Stock (153) — Oct. 15, 2015 153 Disposed
May 15, 2015 UPS Restricted Performance Units Class A Common Stock (344) — May 5, 2015 344 Disposed
May 15, 2015 UPS Restricted Performance Units Class A Common Stock (442) — May 4, 2016 442 Disposed
March 13, 2015 UPS Restricted Stock Units Class A Common Stock — Jan. 31, 2015 5,146 Disposed

Showing latest 100 of 112 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 24, 2014 UPS Class A Common Stock 18,794 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (1,327) 1,327 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (1,173) 1,173 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (3,069) 3,069 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (3,505) 3,505 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (1,123) 1,123 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (3,498) 3,498 Direct
June 24, 2014 UPS Option to Purchase UPS Class A Common→ Class A Common Stock (2,726) 2,726 Direct
June 24, 2014 UPS Phantom Stock Units→ Class A Common Stock (1,863) 1,863 Direct
June 24, 2014 UPS Restricted Performance Units→ Class A Common Stock (1,356) 1,356 Direct
June 24, 2014 UPS Restricted Performance Units→ Class A Common Stock (1,319) 1,319 Direct
June 24, 2014 UPS Restricted Performance Units→ Class A Common Stock (1,513) 1,513 Direct
June 24, 2014 UPS Restricted Performance Units→ Class A Common Stock (868) 868 Direct
June 24, 2014 UPS Restricted Performance Units→ Class A Common Stock (337) 337 Direct
June 24, 2014 UPS Restricted Stock Units→ Class A Common Stock (103) 103 Direct
June 24, 2014 UPS Restricted Stock Units→ Class A Common Stock (296) 296 Direct
June 24, 2014 UPS Restricted Stock Units→ Class A Common Stock (3,237) 3,237 Direct
June 24, 2014 UPS Restricted Stock Units→ Class A Common Stock (1,691) 1,691 Direct