Kathleen M. Nelson

Insider

First SEC filing: May 7, 2009 · Latest: May 7, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 25, 2020	AIV	S	3,000	$30.00	$90,000	45,129 Direct	-6.23%	Disposed	-34.6% (price as of 2026-08-21)
March 4, 2020	AIV	M	3,000	$21.67	$65,010	48,129 Direct	+6.65%	Acquired	-9.5% (price as of 2026-08-21)
March 4, 2020	AIV	M	3,000	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 28, 2020	AIV	A	3,200	—	—	45,129 Direct	+7.63%	Acquired	(price as of 2026-08-21)
Jan. 6, 2020	CBL	A	96,154	—	—	187,085 Direct	+105.74%	Acquired	(price as of 2026-08-21)
Jan. 29, 2019	AIV	A	3,200	—	—	46,882 Direct	+7.33%	Acquired	(price as of 2026-08-21)
Jan. 2, 2019	CBL	A	50,126	—	—	90,931 Direct	+122.84%	Acquired	(price as of 2026-08-21)
May 11, 2018	AIV	S	1,218	$41.12	$50,084	43,782 Direct	-2.71%	Disposed	-52.3% (price as of 2026-08-21)
May 11, 2018	AIV	S	100	$41.13	$4,113	43,682 Direct	-0.23%	Disposed	-52.3% (price as of 2026-08-21)
Jan. 30, 2018	AIV	A	3,200	—	—	45,000 Direct	+7.66%	Acquired	(price as of 2026-08-21)
Jan. 2, 2018	CBL	A	17,271	—	—	40,805 Direct	+73.39%	Acquired	(price as of 2026-08-21)
Nov. 8, 2017	AIV	A	1,170	$45.33	$53,036	41,800 Direct	+2.88%	Acquired	-56.7% (price as of 2026-08-21)
May 1, 2017	AIV	S	1,220	$43.59	$53,180	40,630 Direct	-2.92%	Disposed	-55.0% (price as of 2026-08-21)
Jan. 31, 2017	AIV	A	3,000	—	—	41,850 Direct	+7.72%	Acquired	(price as of 2026-08-21)
Jan. 3, 2017	CBL	A	4,000	—	—	23,534 Direct	+20.48%	Acquired	(price as of 2026-08-21)
Jan. 26, 2016	AIV	A	4,600	—	—	38,850 Direct	+13.43%	Acquired	(price as of 2026-08-21)
Jan. 4, 2016	CBL	A	4,000	—	—	19,534 Direct	+25.75%	Acquired	(price as of 2026-08-21)
Jan. 26, 2015	AIV	A	4,500	—	—	34,250 Direct	+15.13%	Acquired	(price as of 2026-08-21)
Jan. 2, 2015	CBL	A	4,000	—	—	15,534 Direct	+34.68%	Acquired	(price as of 2026-08-21)
Jan. 28, 2014	AIV	A	5,500	—	—	29,750 Direct	+22.68%	Acquired	(price as of 2026-08-21)
Jan. 7, 2014	CBL	A	1,500	—	—	11,534 Direct	+14.95%	Acquired	(price as of 2026-08-21)
Jan. 2, 2014	CBL	A	2,500	—	—	10,034 Direct	+33.18%	Acquired	(price as of 2026-08-21)
Jan. 29, 2013	AIV	A	5,500	—	—	24,250 Direct	+29.33%	Acquired	(price as of 2026-08-21)
Dec. 31, 2012	CBL	A	2,500	—	—	7,534 Direct	+49.66%	Acquired	(price as of 2026-08-21)
Jan. 31, 2012	AIV	A	6,000	—	—	18,750 Direct	+47.06%	Acquired	(price as of 2026-08-21)
Jan. 3, 2012	CBL	A	2,500	—	—	5,034 Direct	+98.66%	Acquired	(price as of 2026-08-21)
Feb. 1, 2011	AIV	A	6,000	—	—	12,750 Direct	+88.89%	Acquired	(price as of 2026-08-21)
Jan. 3, 2011	CBL	A	750	—	—	2,534 Direct	+42.04%	Acquired	(price as of 2026-08-21)
April 27, 2010	AIV	A	6,750	—	—	6,750 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2010	AIV	A	3,000	—	—	3,000 Direct	—	Acquired	(price as of 2026-08-21)
April 19, 2010	CBL	J	24	$14.42	$346	1,784 Direct	+1.36%	Acquired	295.4% (price as of 2026-08-21)
Jan. 15, 2010	CBL	J	5	$10.45	$52	1,760 Direct	+0.28%	Acquired	445.6% (price as of 2026-08-21)
Jan. 4, 2010	CBL	A	750	—	—	1,755 Direct	+74.63%	Acquired	(price as of 2026-08-21)
Oct. 15, 2009	CBL	J	5	$9.71	$49	1,005 Direct	+0.50%	Acquired	487.1% (price as of 2026-08-21)
May 5, 2009	CBL	A	1,000	—	—	1,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 4, 2020	AIV	Stock Option (right to buy)	Class A Common Stock (3,000)	$21.67	April 27, 2020	3,000	Acquired
April 27, 2010	AIV	Stock Option (right to buy)	Class A Common Stock (3,000)	$21.67	April 27, 2021	3,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 7, 2009	CBL	No Securities Owned	0	Direct