Kathleen T Ellis

Insider

First SEC filing: Nov. 16, 2017 · Latest: Nov. 16, 2017

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NJR selling Oct. 15, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 99 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

99 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 14, 2017	NJR	M	2,267	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 14, 2017	NJR	M	2,460	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 14, 2017	NJR	A	2,222	—	—	106,281 Direct	+2.14%	Acquired	(price as of 2026-08-20)
Nov. 14, 2017	NJR	F	1,176	$45.00	$52,920	104,059 Direct	-1.12%	Disposed	23.1% (price as of 2026-08-20)
Nov. 14, 2017	NJR	M	2,267	—	—	105,235 Direct	+2.20%	Acquired	(price as of 2026-08-20)
Nov. 14, 2017	NJR	F	1,276	$45.00	$57,420	102,968 Direct	-1.22%	Disposed	23.1% (price as of 2026-08-20)
Nov. 14, 2017	NJR	M	2,460	—	—	104,244 Direct	+2.42%	Acquired	(price as of 2026-08-20)
Oct. 15, 2017	NJR	M	15,472	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2017	NJR	F	9,902	$43.30	$428,757	101,784 Direct	-8.87%	Disposed	28.0% (price as of 2026-08-20)
Oct. 15, 2017	NJR	S	15,472	—	—	111,685 Direct	+16.08%	Acquired	(price as of 2026-08-20)
Oct. 15, 2017	NJR	M	15,472	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 15, 2017	NJR	F	9,902	$43.30	$428,757	101,784 Direct	-8.87%	Disposed	28.0% (price as of 2026-08-20)
Oct. 15, 2017	NJR	A	15,472	—	—	111,685 Direct	+16.08%	Acquired	(price as of 2026-08-20)
Nov. 15, 2016	NJR	M	3,052	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2016	NJR	M	4,180	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2016	NJR	A	3,170	—	—	96,213 Direct	+3.41%	Acquired	(price as of 2026-08-20)
Nov. 15, 2016	NJR	F	2,604	$34.55	$89,968	93,043 Direct	-2.72%	Disposed	60.4% (price as of 2026-08-20)
Nov. 15, 2016	NJR	M	5,022	—	—	95,647 Direct	+5.54%	Acquired	(price as of 2026-08-20)
Nov. 15, 2016	NJR	F	2,021	$34.45	$69,623	90,626 Direct	-2.18%	Disposed	60.8% (price as of 2026-08-20)
Nov. 15, 2016	NJR	M	3,897	—	—	92,647 Direct	+4.39%	Acquired	(price as of 2026-08-20)
Oct. 15, 2016	NJR	F	616	—	—	88,749 Direct	-0.69%	Disposed	(price as of 2026-08-20)
Oct. 15, 2016	NJR	F	680	—	—	89,365 Direct	-0.76%	Disposed	(price as of 2026-08-20)
Oct. 15, 2016	NJR	F	843	—	—	90,045 Direct	-0.93%	Disposed	(price as of 2026-08-20)
Dec. 14, 2015	NJR	A	1,763	—	—	1,763 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2015	NJR	A	2,098	—	—	2,098 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2015	NJR	A	2,498	—	—	2,498 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2015	NJR	A	3,525	—	—	90,432 Direct	+4.06%	Acquired	(price as of 2026-08-20)
Nov. 10, 2015	NJR	M	6,826	—	—	— Direct	—	Disposed	(price as of 2026-08-20)
Nov. 10, 2015	NJR	F	3,119	—	—	86,907 Direct	-3.46%	Disposed	(price as of 2026-08-20)
Nov. 10, 2015	NJR	M	8,191	—	—	90,026 Direct	+10.01%	Acquired	(price as of 2026-08-20)
Oct. 15, 2015	NJR	M	7,162	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2015	NJR	F	411	—	—	80,948 Direct	-0.51%	Disposed	(price as of 2026-08-20)
Oct. 15, 2015	NJR	F	493	—	—	81,359 Direct	-0.60%	Disposed	(price as of 2026-08-20)
Oct. 15, 2015	NJR	F	1,899	—	—	81,852 Direct	-2.27%	Disposed	(price as of 2026-08-20)
Oct. 15, 2015	NJR	A	7,162	—	—	83,751 Direct	+9.35%	Acquired	(price as of 2026-08-20)
Dec. 18, 2014	NJR	A	877	—	—	877 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2014	NJR	A	1,044	—	—	1,044 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2014	NJR	A	7,250	—	—	7,250 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2014	NJR	A	1,753	$58.62	$102,761	38,071 Direct	+4.83%	Acquired	89.0% (price as of 2026-08-20)
Nov. 11, 2014	NJR	M	2,408	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 11, 2014	NJR	F	1,369	$58.62	$80,251	36,318 Direct	-3.63%	Disposed	89.0% (price as of 2026-08-20)
Nov. 11, 2014	NJR	M	3,984	—	—	37,687 Direct	+11.82%	Acquired	(price as of 2026-08-20)
Oct. 15, 2014	NJR	M	2,408	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2014	NJR	F	637	$52.78	$33,621	33,703 Direct	-1.85%	Disposed	109.9% (price as of 2026-08-20)
Oct. 15, 2014	NJR	A	2,408	$52.78	$127,094	34,340 Direct	+7.54%	Acquired	109.9% (price as of 2026-08-20)
Oct. 15, 2014	NJR	F	239	$52.78	$12,614	31,932 Direct	-0.74%	Disposed	109.9% (price as of 2026-08-20)
May 14, 2014	NJR	F	6,778	$50.51	$342,357	32,062 Direct	-17.45%	Disposed	119.4% (price as of 2026-08-20)
May 14, 2014	NJR	M	6,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2014	NJR	M	3,375	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2014	NJR	M	3,375	$30.37	$102,499	38,723 Direct	+9.55%	Acquired	264.9% (price as of 2026-08-20)
May 14, 2014	NJR	M	6,000	$28.99	$173,940	35,348 Direct	+20.44%	Acquired	282.2% (price as of 2026-08-20)
Dec. 19, 2013	NJR	A	1,526	—	—	1,526 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 19, 2013	NJR	A	2,090	—	—	2,090 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 19, 2013	NJR	A	2,034	$45.46	$92,466	29,348 Direct	+7.45%	Acquired	143.8% (price as of 2026-08-20)
Nov. 12, 2013	NJR	M	2,885	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2013	NJR	F	236	—	—	27,376 Direct	-0.85%	Disposed	(price as of 2026-08-20)
Dec. 29, 2012	NJR	A	3,413	—	—	3,413 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 29, 2012	NJR	A	3,581	—	—	3,581 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 13, 2012	NJR	M	1,761	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 13, 2012	NJR	M	1,286	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 13, 2012	NJR	F	452	$40.62	$18,360	27,558 Direct	-1.61%	Disposed	172.8% (price as of 2026-08-20)
Nov. 13, 2012	NJR	M	1,354	—	—	28,010 Direct	+5.08%	Acquired	(price as of 2026-08-20)
Nov. 13, 2012	NJR	F	324	$40.62	$13,161	26,656 Direct	-1.20%	Disposed	172.8% (price as of 2026-08-20)
Nov. 13, 2012	NJR	M	972	—	—	26,980 Direct	+3.74%	Acquired	(price as of 2026-08-20)
Oct. 15, 2012	NJR	F	157	$45.13	$7,085	26,118 Direct	-0.60%	Disposed	145.5% (price as of 2026-08-20)
Oct. 15, 2012	NJR	F	221	$45.13	$9,974	25,897 Direct	-0.85%	Disposed	145.5% (price as of 2026-08-20)
May 14, 2012	NJR	M	1,237	—	—	1,236 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2012	NJR	A	1,237	$43.52	$53,834	25,195 Direct	+5.16%	Acquired	154.6% (price as of 2026-08-20)
May 11, 2012	NJR	F	413	$43.52	$17,974	24,782 Direct	+1.69%	Acquired	154.6% (price as of 2026-08-20)
Feb. 11, 2012	NJR	M	1,237	—	—	2,473 Direct	+100.08%	Acquired	(price as of 2026-08-20)
Feb. 11, 2012	NJR	A	1,237	—	—	24,767 Direct	+5.26%	Acquired	(price as of 2026-08-20)
Feb. 11, 2012	NJR	F	466	$47.73	$22,242	24,301 Direct	-1.88%	Disposed	132.2% (price as of 2026-08-20)
Feb. 11, 2012	NJR	M	1,237	—	—	2,526 Direct	+95.97%	Acquired	(price as of 2026-08-20)
Dec. 27, 2011	NJR	A	2,408	—	—	2,408 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 27, 2011	NJR	A	2,408	—	—	2,408 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 11, 2011	NJR	F	413	$47.93	$19,795	22,929 Direct	-1.77%	Disposed	131.2% (price as of 2026-08-20)
Nov. 11, 2011	NJR	A	1,237	—	—	23,342 Direct	+5.60%	Acquired	(price as of 2026-08-20)
Nov. 11, 2011	NJR	A	1,237	—	—	23,342 Direct	+5.60%	Acquired	(price as of 2026-08-20)
Nov. 11, 2011	NJR	F	413	$47.93	$19,795	22,929 Direct	-1.77%	Disposed	131.2% (price as of 2026-08-20)
Nov. 11, 2011	NJR	M	1,237	—	—	3,710 Direct	-25.01%	Disposed	(price as of 2026-08-20)
Oct. 15, 2011	NJR	F	152	$44.67	$6,790	22,374 Direct	-0.67%	Disposed	148.1% (price as of 2026-08-20)
Oct. 15, 2011	NJR	F	214	$44.67	$9,559	22,160 Direct	-0.96%	Disposed	148.1% (price as of 2026-08-20)
Jan. 1, 2011	NJR	F	834	$43.11	$35,954	22,246 Direct	-3.61%	Disposed	157.0% (price as of 2026-08-20)
Dec. 28, 2010	NJR	A	1,875	$43.81	$82,144	23,011 Direct	+8.87%	Acquired	152.9% (price as of 2026-08-20)
Dec. 28, 2010	NJR	A	2,885	—	—	2,885 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 16, 2010	NJR	M	8,908	—	—	24,813 Direct	+56.01%	Acquired	(price as of 2026-08-20)
Nov. 16, 2010	NJR	F	3,625	$40.66	$147,392	21,188 Direct	-14.61%	Disposed	172.5% (price as of 2026-08-20)
Nov. 16, 2010	NJR	M	6,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2010	NJR	F	147	$40.69	$5,981	15,926 Direct	-0.91%	Disposed	172.3% (price as of 2026-08-20)
Feb. 1, 2010	NJR	F	279	$36.40	$10,156	15,939 Direct	-1.72%	Disposed	204.4% (price as of 2026-08-20)
Jan. 25, 2010	NJR	F	431	$36.44	$15,706	16,217 Direct	-2.59%	Disposed	204.1% (price as of 2026-08-20)
Jan. 1, 2010	NJR	F	848	$37.40	$31,715	16,472 Direct	-4.90%	Disposed	196.3% (price as of 2026-08-20)
Dec. 28, 2009	NJR	A	1,286	$36.38	$46,785	17,320 Direct	+8.02%	Acquired	204.6% (price as of 2026-08-20)
Dec. 28, 2009	NJR	A	1,286	—	—	1,286 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 28, 2009	NJR	A	1,761	—	—	1,761 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 17, 2009	NJR	F	1,247	$36.38	$45,366	15,491 Direct	-7.45%	Disposed	204.6% (price as of 2026-08-20)
Nov. 17, 2009	NJR	F	1,247	$36.38	$45,366	16,062 Direct	-7.20%	Disposed	204.6% (price as of 2026-08-20)
March 30, 2009	NJR	A	5,500	—	—	16,364 Direct	+50.63%	Acquired	(price as of 2026-08-20)
Jan. 26, 2009	NJR	F	418	$38.39	$16,047	10,863 Direct	-3.71%	Disposed	188.6% (price as of 2026-08-20)
Jan. 1, 2009	NJR	F	819	$39.35	$32,228	11,196 Direct	-6.82%	Disposed	181.6% (price as of 2026-08-20)

Showing latest 100 of 121 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 14, 2017	NJR	Performance Shares	Common Stock	—	—	2,267	Disposed
Nov. 14, 2017	NJR	Performance Shares	Common Stock	—	—	2,460	Disposed
Oct. 15, 2017	NJR	Deferred Stock Units	Common Stock	—	—	15,472	Disposed
Oct. 15, 2017	NJR	Deferred Stock Units	Common Stock	—	—	15,472	Acquired
Nov. 15, 2016	NJR	Performance Shares	Common Stock	—	Sept. 30, 2016	3,052	Disposed
Nov. 15, 2016	NJR	Performance Shares	Common Stock	—	Sept. 30, 2016	4,180	Disposed
Dec. 14, 2015	NJR	Performance Shares	Common Stock (1,763)	—	—	1,763	Acquired
Dec. 14, 2015	NJR	Performance Shares	Common Stock (2,098)	—	—	2,098	Acquired
Dec. 14, 2015	NJR	Deferred Stock Units	Common Stock (2,498)	—	—	2,498	Acquired
Nov. 10, 2015	NJR	Common Stock	Performance Shares (6,826)	—	Nov. 10, 2015	6,826	Disposed
Oct. 15, 2015	NJR	Deferred Stock Units	Common Stock	—	—	7,162	Disposed
Dec. 18, 2014	NJR	Performance Shares	Common Stock (877)	—	—	877	Acquired
Dec. 18, 2014	NJR	Performance Shares	Common Stock (1,044)	—	—	1,044	Acquired
Dec. 18, 2014	NJR	Deferred Stock Units	Common Stock (7,250)	—	—	7,250	Acquired
Nov. 11, 2014	NJR	Performance Shares	Common Stock (2,408)	—	—	2,408	Disposed
Oct. 15, 2014	NJR	Deferred Stock	Common Stock (2,408)	—	—	2,408	Disposed
May 14, 2014	NJR	Options to Buy Stock	Common Stock (6,000)	$28.99	Dec. 16, 2014	6,000	Disposed
May 14, 2014	NJR	Options to Buy Stock	Common Stock (3,375)	$30.37	May 18, 2015	3,375	Disposed
Dec. 19, 2013	NJR	Performance Shares	Common Stock (1,526)	—	Sept. 30, 2016	1,526	Acquired
Dec. 19, 2013	NJR	Performance Shares	Common Stock (2,090)	—	Sept. 30, 2016	2,090	Acquired
Nov. 12, 2013	NJR	Performance Shares	Performance Shares (2,885)	$0.00	Nov. 12, 2013	2,885	Disposed
Dec. 29, 2012	NJR	Performance Shares	Common Stock (3,413)	—	—	3,413	Acquired
Dec. 29, 2012	NJR	Deferred Stock Units	Common Stock (3,581)	—	—	3,581	Acquired
Nov. 13, 2012	NJR	Performance Shares	Common Stock (1,761)	—	—	1,761	Disposed
Nov. 13, 2012	NJR	Performance Shares	Common Stock (1,286)	—	—	1,286	Disposed
May 14, 2012	NJR	Deferred Stock	Common Stock (1,237)	—	—	1,237	Acquired
Feb. 11, 2012	NJR	Deferred Stock	Common Stock (1,237)	—	—	1,237	Acquired
Feb. 11, 2012	NJR	Deferred Stock	Common Stock (1,237)	—	—	1,237	Acquired
Dec. 27, 2011	NJR	Deferred Stock Units	Common Stock (2,408)	—	—	2,408	Acquired
Dec. 27, 2011	NJR	Performance Shares	Common Stock (2,408)	—	—	2,408	Acquired
Nov. 11, 2011	NJR	Deferred Stock	Common Stock (1,237)	—	—	1,237	Disposed
Dec. 28, 2010	NJR	Performance Shares	Common Stock (2,885)	—	Sept. 30, 2013	2,885	Acquired
Nov. 16, 2010	NJR	Performance Shares	Common Stock (6,000)	—	—	6,000	Disposed
Dec. 28, 2009	NJR	Performance Shares	Common Stock (1,286)	—	Sept. 30, 2012	1,286	Acquired
Dec. 28, 2009	NJR	Performance Shares	Common Stock (1,761)	—	Sept. 30, 2012	1,761	Acquired
Dec. 8, 2008	NJR	Option (Right-to-Buy)	Common Stock (18,000)	—	Dec. 16, 2014	18,000	Disposed
Dec. 8, 2008	NJR	Option (Right-to-Buy)	Common Stock (10,125)	—	May 17, 2015	10,125	Disposed
Nov. 11, 2008	NJR	Deferred Stock	Common Stock (4,947)	—	—	4,947	Acquired
Jan. 1, 2008	NJR	Performance Shares	Common Stock (4,000)	—	Sept. 30, 2010	4,000	Acquired
Nov. 13, 2007	NJR	Performance Units	Common Stock (1,125)	—	—	1,125	Acquired
May 18, 2005	NJR	Stock Option (Right-to-Buy)	Common Stock (9,000)	$45.55	May 18, 2015	9,000	Acquired
Dec. 16, 2004	NJR	Stock Option (Right-to-Buy)	Common Stock (16,000)	$43.49	Dec. 16, 2014	16,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NJR

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$364,144	—	—	—	$227,136	$225,359	$39,990	$1,139,447
2013	$327,850	—	—	—	$215,150	$17,442	—	$838,790
2012	$316,796	—	—	—	$207,545	$183,994	—	$963,404

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.