Kathryn A Cassidy
CIK 1233155 · View on SEC EDGAR ↗
First SEC filing: Sept. 17, 2013 · Latest: Sept. 17, 2013
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 13, 2013 | GE | A | 225,000 | — | — | 225,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 12, 2013 | GE | M | 8,750 | — | — | 183,311 Direct | +5.01% | Acquired | (price as of 2026-08-20) |
| Sept. 12, 2013 | GE | F | 4,257 | $23.97 | $102,040 | 179,054 Direct | -2.32% | Disposed | 207.3% (price as of 2026-08-20) |
| Sept. 12, 2013 | GE | M | 8,750 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 9, 2013 | GE | M | 3,334 | — | — | 176,183 Direct | +1.93% | Acquired | (price as of 2026-08-20) |
| Sept. 9, 2013 | GE | F | 1,622 | $23.32 | $37,825 | 174,561 Direct | -0.92% | Disposed | 215.9% (price as of 2026-08-20) |
| Sept. 9, 2013 | GE | M | 3,334 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 5, 2013 | GE | M | 4,000 | — | — | 146,958 Direct | +2.80% | Acquired | (price as of 2026-08-20) |
| June 5, 2013 | GE | F | 1,946 | $23.39 | $45,517 | 145,012 Direct | -1.32% | Disposed | 214.9% (price as of 2026-08-20) |
| June 5, 2013 | GE | M | 4,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 9, 2012 | GE | M | 3,334 | — | — | 174,397 Direct | +1.95% | Acquired | (price as of 2026-08-20) |
| Sept. 9, 2012 | GE | F | 1,439 | $21.49 | $30,924 | 172,958 Direct | -0.83% | Disposed | 242.8% (price as of 2026-08-20) |
| Sept. 9, 2012 | GE | M | 3,334 | — | — | 3,334 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| Sept. 7, 2012 | GE | M | 2,334 | — | — | 172,071 Direct | +1.38% | Acquired | (price as of 2026-08-20) |
| Sept. 7, 2012 | GE | F | 1,008 | $21.45 | $21,622 | 171,063 Direct | -0.59% | Disposed | 243.4% (price as of 2026-08-20) |
| Sept. 7, 2012 | GE | M | 2,334 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 7, 2012 | GE | A | 350,000 | — | — | 350,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 5, 2012 | GE | M | 4,000 | — | — | 154,300 Direct | +2.66% | Acquired | (price as of 2026-08-20) |
| June 5, 2012 | GE | F | 1,726 | $18.16 | $31,344 | 152,574 Direct | -1.12% | Disposed | 305.6% (price as of 2026-08-20) |
| June 5, 2012 | GE | M | 4,000 | — | — | 4,000 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| Sept. 9, 2011 | GE | M | 3,333 | — | — | 119,161 Direct | +2.88% | Acquired | (price as of 2026-08-20) |
| Sept. 9, 2011 | GE | F | 1,439 | $15.24 | $21,930 | 117,722 Direct | -1.21% | Disposed | 383.4% (price as of 2026-08-20) |
| Sept. 9, 2011 | GE | M | 3,333 | — | — | 6,668 Direct | -33.33% | Disposed | (price as of 2026-08-20) |
| Sept. 8, 2011 | GE | M | 4,584 | — | — | 117,806 Direct | +4.05% | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2011 | GE | F | 1,978 | $15.67 | $30,995 | 115,828 Direct | -1.68% | Disposed | 370.1% (price as of 2026-08-20) |
| Sept. 8, 2011 | GE | M | 4,584 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 7, 2011 | GE | M | 2,334 | — | — | 114,230 Direct | +2.09% | Acquired | (price as of 2026-08-20) |
| Sept. 7, 2011 | GE | F | 1,008 | $15.65 | $15,775 | 113,222 Direct | -0.88% | Disposed | 370.7% (price as of 2026-08-20) |
| Sept. 7, 2011 | GE | M | 2,334 | — | — | 2,334 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| June 9, 2011 | GE | A | 350,000 | — | — | 350,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 5, 2011 | GE | M | 4,000 | — | — | 158,615 Direct | +2.59% | Acquired | (price as of 2026-08-20) |
| June 5, 2011 | GE | F | 1,718 | $18.73 | $32,178 | 156,897 Direct | -1.08% | Disposed | 293.3% (price as of 2026-08-20) |
| June 5, 2011 | GE | M | 4,000 | — | — | 8,000 Direct | -33.33% | Disposed | (price as of 2026-08-20) |
| May 1, 2011 | GE | F | 1,074 | $20.56 | $22,081 | 151,288 Direct | -0.70% | Disposed | 258.3% (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 834 | — | — | 152,122 Direct | +0.55% | Acquired | (price as of 2026-08-20) |
| May 1, 2011 | GE | F | 359 | $20.56 | $7,381 | 151,763 Direct | -0.24% | Disposed | 258.3% (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 2,917 | — | — | 154,680 Direct | +1.92% | Acquired | (price as of 2026-08-20) |
| May 1, 2011 | GE | F | 1,253 | $20.56 | $25,762 | 153,427 Direct | -0.81% | Disposed | 258.3% (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 2,084 | — | — | 155,511 Direct | +1.36% | Acquired | (price as of 2026-08-20) |
| May 1, 2011 | GE | F | 896 | $20.56 | $18,422 | 154,615 Direct | -0.58% | Disposed | 258.3% (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 2,500 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 834 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 2,917 | — | — | 8,750 Direct | -25.00% | Disposed | (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 2,084 | — | — | 6,250 Direct | -25.01% | Disposed | (price as of 2026-08-20) |
| May 1, 2011 | GE | M | 2,500 | — | — | 152,362 Direct | +1.67% | Acquired | (price as of 2026-08-20) |
| Sept. 16, 2010 | GE | M | 2,667 | — | — | 123,586 Direct | +2.21% | Acquired | (price as of 2026-08-20) |
| Sept. 16, 2010 | GE | F | 1,146 | $16.21 | $18,577 | 122,440 Direct | -0.93% | Disposed | 354.4% (price as of 2026-08-20) |
| Sept. 16, 2010 | GE | M | 2,667 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 9, 2010 | GE | M | 3,333 | — | — | 122,351 Direct | +2.80% | Acquired | (price as of 2026-08-20) |
| Sept. 9, 2010 | GE | F | 1,432 | $15.91 | $22,783 | 120,919 Direct | -1.17% | Disposed | 363.0% (price as of 2026-08-20) |
| Sept. 9, 2010 | GE | M | 3,333 | — | — | 10,001 Direct | -25.00% | Disposed | (price as of 2026-08-20) |
| Sept. 7, 2010 | GE | M | 2,333 | — | — | 120,021 Direct | +1.98% | Acquired | (price as of 2026-08-20) |
| Sept. 7, 2010 | GE | F | 1,003 | $15.35 | $15,396 | 119,018 Direct | -0.84% | Disposed | 379.9% (price as of 2026-08-20) |
| Sept. 7, 2010 | GE | M | 2,333 | — | — | 4,668 Direct | -33.32% | Disposed | (price as of 2026-08-20) |
| June 10, 2010 | GE | A | 350,000 | — | — | 350,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 5, 2010 | GE | M | 4,000 | — | — | 119,406 Direct | +3.47% | Acquired | (price as of 2026-08-20) |
| June 5, 2010 | GE | F | 1,718 | $15.68 | $26,938 | 117,688 Direct | -1.44% | Disposed | 369.8% (price as of 2026-08-20) |
| June 5, 2010 | GE | M | 4,000 | — | — | 12,000 Direct | -25.00% | Disposed | (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 2,500 | — | — | 113,153 Direct | +2.26% | Acquired | (price as of 2026-08-20) |
| May 1, 2010 | GE | F | 1,074 | $19.20 | $20,621 | 112,079 Direct | -0.95% | Disposed | 283.7% (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 833 | — | — | 112,912 Direct | +0.74% | Acquired | (price as of 2026-08-20) |
| May 1, 2010 | GE | F | 358 | $19.20 | $6,874 | 112,554 Direct | -0.32% | Disposed | 283.7% (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 2,917 | — | — | 115,471 Direct | +2.59% | Acquired | (price as of 2026-08-20) |
| May 1, 2010 | GE | F | 1,253 | $19.20 | $24,058 | 114,218 Direct | -1.09% | Disposed | 283.7% (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 2,083 | — | — | 116,301 Direct | +1.82% | Acquired | (price as of 2026-08-20) |
| May 1, 2010 | GE | F | 895 | $19.20 | $17,184 | 115,406 Direct | -0.77% | Disposed | 283.7% (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 2,500 | — | — | 2,500 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 833 | — | — | 834 Direct | -49.97% | Disposed | (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 2,917 | — | — | 11,667 Direct | -20.00% | Disposed | (price as of 2026-08-20) |
| May 1, 2010 | GE | M | 2,083 | — | — | 8,334 Direct | -20.00% | Disposed | (price as of 2026-08-20) |
| Sept. 17, 2009 | GE | M | 3,334 | — | — | 112,035 Direct | +3.07% | Acquired | (price as of 2026-08-20) |
| Sept. 17, 2009 | GE | F | 1,382 | $16.94 | $23,411 | 110,653 Direct | -1.23% | Disposed | 334.8% (price as of 2026-08-20) |
| Sept. 17, 2009 | GE | M | 3,334 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Sept. 9, 2009 | GE | M | 3,333 | — | — | 110,083 Direct | +3.12% | Acquired | (price as of 2026-08-20) |
| Sept. 9, 2009 | GE | F | 1,382 | $14.82 | $20,481 | 108,701 Direct | -1.26% | Disposed | 397.1% (price as of 2026-08-20) |
| Sept. 9, 2009 | GE | M | 3,333 | — | — | 13,334 Direct | -20.00% | Disposed | (price as of 2026-08-20) |
| Sept. 8, 2009 | GE | M | 4,583 | — | — | 108,650 Direct | +4.40% | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2009 | GE | F | 1,900 | $14.53 | $27,607 | 106,750 Direct | -1.75% | Disposed | 407.0% (price as of 2026-08-20) |
| Sept. 8, 2009 | GE | M | 4,583 | — | — | 4,584 Direct | -49.99% | Disposed | (price as of 2026-08-20) |
| Sept. 7, 2009 | GE | M | 2,333 | — | — | 105,035 Direct | +2.27% | Acquired | (price as of 2026-08-20) |
| Sept. 7, 2009 | GE | F | 968 | $14.06 | $13,610 | 104,067 Direct | -0.92% | Disposed | 423.9% (price as of 2026-08-20) |
| Sept. 7, 2009 | GE | M | 2,333 | — | — | 7,001 Direct | -24.99% | Disposed | (price as of 2026-08-20) |
| July 23, 2009 | GE | A | 250,000 | — | — | 250,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 10, 2009 | GE | M | 6,250 | — | — | 105,293 Direct | +6.31% | Acquired | (price as of 2026-08-20) |
| June 10, 2009 | GE | F | 2,591 | $13.45 | $34,849 | 102,702 Direct | -2.46% | Disposed | 447.7% (price as of 2026-08-20) |
| June 10, 2009 | GE | M | 6,250 | — | — | 10,417 Direct | -37.50% | Disposed | (price as of 2026-08-20) |
| June 5, 2009 | GE | M | 4,000 | — | — | 100,701 Direct | +4.14% | Acquired | (price as of 2026-08-20) |
| June 5, 2009 | GE | F | 1,658 | $13.75 | $22,798 | 99,043 Direct | -1.65% | Disposed | 435.7% (price as of 2026-08-20) |
| June 5, 2009 | GE | M | 4,000 | — | — | 16,000 Direct | -20.00% | Disposed | (price as of 2026-08-20) |
| March 12, 2009 | GE | A | 200,000 | — | — | 200,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 13, 2009 | GE | A | 74,932 | $11.10 | $831,745 | 157,761 Direct | +90.47% | Acquired | 563.6% (price as of 2026-08-20) |
| Feb. 13, 2009 | GE | F | 31,060 | $11.10 | $344,766 | 126,701 Direct | -19.69% | Disposed | 563.6% (price as of 2026-08-20) |
| Sept. 16, 2008 | GE | M | 2,667 | — | — | 83,935 Direct | +3.28% | Acquired | (price as of 2026-08-20) |
| Sept. 16, 2008 | GE | F | 1,106 | $23.84 | $26,367 | 82,829 Direct | -1.32% | Disposed | 209.0% (price as of 2026-08-20) |
| Sept. 16, 2008 | GE | M | 2,667 | — | — | 2,667 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| Sept. 12, 2008 | GE | M | 8,750 | — | — | 83,334 Direct | +11.73% | Acquired | (price as of 2026-08-20) |
| Sept. 12, 2008 | GE | F | 3,627 | $26.91 | $97,603 | 79,707 Direct | -4.35% | Disposed | 173.7% (price as of 2026-08-20) |
| Sept. 12, 2008 | GE | M | 2,667 | — | — | 82,374 Direct | +3.35% | Acquired | (price as of 2026-08-20) |
| Sept. 12, 2008 | GE | F | 1,106 | $26.91 | $29,762 | 81,268 Direct | -1.34% | Disposed | 173.7% (price as of 2026-08-20) |
| Sept. 12, 2008 | GE | M | 8,750 | — | — | 14,584 Direct | -37.50% | Disposed | (price as of 2026-08-20) |
Showing latest 100 of 172 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 13, 2013 | GE | Employee Stock Option (right to buy) | Common Stock (225,000) | $23.78 | Sept. 13, 2023 | 225,000 | Acquired |
| Sept. 12, 2013 | GE | Restricted Stock Units | Common Stock (8,750) | — | Sept. 12, 2013 | 8,750 | Disposed |
| Sept. 9, 2013 | GE | Restricted Stock Units | Common Stock (3,334) | — | Sept. 9, 2013 | 3,334 | Disposed |
| June 5, 2013 | GE | Restricted Stock Units | Common Stock (4,000) | — | June 5, 2013 | 4,000 | Disposed |
| Sept. 9, 2012 | GE | Restricted Stock Units | Common Stock (3,334) | — | Sept. 9, 2012 | 3,334 | Disposed |
| Sept. 7, 2012 | GE | Restricted Stock Units | Common Stock (2,334) | — | Sept. 7, 2012 | 2,334 | Disposed |
| Sept. 7, 2012 | GE | Employee Stock Option (right to buy) | Common Stock (350,000) | $21.59 | Sept. 7, 2022 | 350,000 | Acquired |
| June 5, 2012 | GE | Restricted Stock Units | Common Stock (4,000) | — | June 5, 2012 | 4,000 | Disposed |
| Sept. 9, 2011 | GE | Restricted Stock Units | Common Stock (3,333) | — | Sept. 9, 2011 | 3,333 | Disposed |
| Sept. 8, 2011 | GE | Restricted Stock Units | Common Stock (4,584) | — | Sept. 8, 2011 | 4,584 | Disposed |
| Sept. 7, 2011 | GE | Restricted Stock Units | Common Stock (2,334) | — | Sept. 7, 2011 | 2,334 | Disposed |
| June 9, 2011 | GE | Employee Stock Option (right to buy) | Common Stock (350,000) | $18.58 | June 9, 2021 | 350,000 | Acquired |
| June 5, 2011 | GE | Restricted Stock Units | Common Stock (4,000) | — | June 5, 2011 | 4,000 | Disposed |
| May 1, 2011 | GE | Restricted Stock Units | Common Stock (2,500) | — | May 1, 2011 | 2,500 | Disposed |
| May 1, 2011 | GE | Restricted Stock Units | Common Stock (834) | — | May 1, 2011 | 834 | Disposed |
| May 1, 2011 | GE | Restricted Stock Units | Common Stock (2,917) | — | May 1, 2011 | 2,917 | Disposed |
| May 1, 2011 | GE | Restricted Stock Units | Common Stock (2,084) | — | May 1, 2011 | 2,084 | Disposed |
| Sept. 16, 2010 | GE | Restricted Stock Units | Common Stock (2,667) | — | Sept. 16, 2010 | 2,667 | Disposed |
| Sept. 9, 2010 | GE | Restricted Stock Units | Common Stock (3,333) | — | Sept. 9, 2010 | 3,333 | Disposed |
| Sept. 7, 2010 | GE | Restricted Stock Units | Common Stock (2,333) | — | Sept. 7, 2010 | 2,333 | Disposed |
| June 10, 2010 | GE | Employee Stock Option (right to buy) | Common Stock (350,000) | $15.68 | June 10, 2020 | 350,000 | Acquired |
| June 5, 2010 | GE | Restricted Stock Units | Common Stock (4,000) | — | June 5, 2010 | 4,000 | Disposed |
| May 1, 2010 | GE | Restricted Stock Units | Common Stock (2,500) | — | May 1, 2010 | 2,500 | Disposed |
| May 1, 2010 | GE | Restricted Stock Units | Common Stock (833) | — | May 1, 2010 | 833 | Disposed |
| May 1, 2010 | GE | Restricted Stock Units | Common Stock (2,917) | — | May 1, 2010 | 2,917 | Disposed |
| May 1, 2010 | GE | Restricted Stock Units | Common Stock (2,083) | — | May 1, 2010 | 2,083 | Disposed |
| Sept. 17, 2009 | GE | Restricted Stock Units | Common Stock (3,334) | — | Sept. 17, 2009 | 3,334 | Disposed |
| Sept. 9, 2009 | GE | Restricted Stock Units | Common Stock (3,333) | — | Sept. 9, 2009 | 3,333 | Disposed |
| Sept. 8, 2009 | GE | Restricted Stock Units | Common Stock (4,583) | — | Sept. 8, 2009 | 4,583 | Disposed |
| Sept. 7, 2009 | GE | Restricted Stock Units | Common Stock (2,333) | — | Sept. 7, 2009 | 2,333 | Disposed |
| July 23, 2009 | GE | Employee Stock Option (right to buy) | Common Stock (250,000) | $11.95 | July 23, 2019 | 250,000 | Acquired |
| June 10, 2009 | GE | Restricted Stock Units | Common Stock (6,250) | — | June 10, 2009 | 6,250 | Disposed |
| June 5, 2009 | GE | Restricted Stock Units | Common Stock (4,000) | — | June 5, 2009 | 4,000 | Disposed |
| March 12, 2009 | GE | Employee Stock Option (right to buy) | Common Stock (200,000) | $9.57 | March 12, 2019 | 200,000 | Acquired |
| Sept. 16, 2008 | GE | Restricted Stock Units | Common Stock (2,667) | — | Sept. 16, 2008 | 2,667 | Disposed |
| Sept. 12, 2008 | GE | Restricted Stock Units | Common Stock (8,750) | — | Sept. 12, 2008 | 8,750 | Disposed |
| Sept. 12, 2008 | GE | Restricted Stock Units | Common Stock (2,667) | — | Sept. 12, 2008 | 2,667 | Disposed |
| Sept. 9, 2008 | GE | Employee Stock Option (right to buy) | Common Stock (50,000) | $28.12 | Sept. 9, 2018 | 50,000 | Acquired |
| Sept. 9, 2008 | GE | Restricted Stock Units | Common Stock (16,667) | — | — | 16,667 | Acquired |
| Sept. 7, 2008 | GE | Restricted Stock Units | Common Stock (2,333) | — | Sept. 7, 2008 | 2,333 | Disposed |
| Aug. 1, 2008 | GE | Employee Stock Options (right to buy) | Common Stock (22,500) | $26.42 | Sept. 11, 2008 | 22,500 | Disposed |
| June 5, 2008 | GE | Restricted Stock Units | Common Stock (20,000) | — | — | 20,000 | Acquired |
| May 1, 2008 | GE | Restricted Stock Units | Common Stock (2,500) | — | May 1, 2008 | 2,500 | Disposed |
| May 1, 2008 | GE | Restricted Stock Units | Common Stock (833) | — | May 1, 2008 | 833 | Disposed |
| May 1, 2008 | GE | Restricted Stock Units | Common Stock (2,916) | — | May 1, 2008 | 2,916 | Disposed |
| May 1, 2008 | GE | Restricted Stock Units | Common Stock (2,083) | — | May 1, 2008 | 2,083 | Disposed |
| Dec. 14, 2007 | GE | Restricted Stock Units | Common Stock (1,250) | — | Dec. 14, 2007 | 1,250 | Disposed |
| Sept. 17, 2007 | GE | Restricted Stock Units | Common Stock (3,333) | — | Sept. 17, 2007 | 3,333 | Disposed |
| Sept. 7, 2007 | GE | Employee Stock Option (right to buy) | Common Stock (35,000) | $38.75 | Sept. 7, 2017 | 35,000 | Acquired |
| Sept. 7, 2007 | GE | Restricted Stock Units | Common Stock (11,667) | — | — | 11,667 | Acquired |
| Aug. 2, 2007 | GE | Employee Stock Options (right to buy) | Common Stock (22,500) | $22.08 | Sept. 12, 2007 | 22,500 | Disposed |
| June 11, 2007 | GE | Restricted Stock Units | Common Stock (6,250) | — | June 10, 2007 | 6,250 | Disposed |
| Sept. 12, 2006 | GE | Restricted Stock Units | Common Stock (2,667) | — | Sept. 12, 2006 | 2,667 | Disposed |
| Sept. 12, 2006 | GE | Restricted Stock Units | Common Stock (8,750) | — | Sept. 12, 2006 | 8,750 | Disposed |
| Sept. 8, 2006 | GE | Employee Stock Option (right to buy) | Common Stock (27,500) | $34.01 | Sept. 8, 2016 | 27,500 | Acquired |
| Sept. 8, 2006 | GE | Restricted Stock Units | Common Stock (9,167) | — | — | 9,167 | Acquired |
| Aug. 24, 2006 | GE | Employee Stock Options (right to buy) | Common Stock (42,000) | $14.73 | Sept. 13, 2006 | 42,000 | Disposed |
| July 29, 2006 | GE | Restricted Stock Units | Common Stock (3,750) | — | July 29, 2006 | 3,750 | Disposed |
| Feb. 22, 2006 | GE | Phantom Stock Units | Common Stock (712) | — | — | 712 | Acquired |
| Sept. 16, 2005 | GE | Employee Stock Option (right to buy) | Common Stock (24,000) | $34.47 | Sept. 16, 2015 | 24,000 | Acquired |
| Sept. 16, 2005 | GE | Restricted Stock Units | Common Stock (5,334) | — | — | 5,334 | Acquired |
| Sept. 8, 2005 | GE | Employee Stock Options (right to buy) | Common Stock (42,000) | $10.65 | Sept. 15, 2005 | 42,000 | Disposed |
| Feb. 18, 2005 | GE | Phantom Stock Units | Common Stock (561) | — | — | 561 | Acquired |
| Sept. 17, 2004 | GE | Employee Stock Option (right to buy) | Common Stock (30,000) | $34.22 | Sept. 17, 2014 | 30,000 | Acquired |
| Sept. 17, 2004 | GE | Restricted Stock Units | Common Stock (6,667) | — | — | 6,667 | Acquired |
| July 15, 2004 | GE | Employee Stock Option (right to buy) | Common Stock (42,000) | $8.50 | Sept. 16, 2004 | 42,000 | Disposed |
| June 10, 2004 | GE | Restricted Stock Units | Common Stock (25,000) | — | — | 25,000 | Acquired |
| Feb. 20, 2004 | GE | Phantom Stock Units | Common Stock (438) | — | — | 438 | Acquired |
| Dec. 14, 2003 | GE | Restricted Stock Units | Common Stock (1,250) | — | Dec. 14, 2003 | 1,250 | Disposed |
| Sept. 12, 2003 | GE | Employee Stock Options (right to buy) | Common Stock (24,000) | $31.53 | Sept. 12, 2013 | 24,000 | Acquired |
| Sept. 12, 2003 | GE | Restricted Stock Units | Common Stock (5,334) | — | — | 5,334 | — |
| Sept. 12, 2003 | GE | Restricted Stock Units | Common Stock (35,000) | — | — | 35,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).