Kathryn Fagan

Insider

First SEC filing: Feb. 8, 2005 · Latest: Feb. 13, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NLY buying May 20, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 56 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

56 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 27, 2012	NLY	M	37,500	—	—	37,500 Direct	-50.00%	Disposed	(price as of 2026-08-21)
April 27, 2012	NLY	M	37,500	$13.25	$496,875	290,482 Direct	+14.82%	Acquired	-56.1% (price as of 2026-08-21)
Jan. 30, 2012	NLY	M	11,000	—	—	75,000 Direct	-12.79%	Disposed	(price as of 2026-08-21)
Jan. 30, 2012	NLY	M	6,369	—	—	43,631 Direct	-12.74%	Disposed	(price as of 2026-08-21)
Jan. 30, 2012	NLY	M	6,369	$15.70	$99,993	252,982 Direct	+2.58%	Acquired	-63.0% (price as of 2026-08-21)
Jan. 30, 2012	NLY	M	11,000	$13.25	$145,750	246,613 Direct	+4.67%	Acquired	-56.1% (price as of 2026-08-21)
Dec. 8, 2011	NLY	M	20,000	—	—	86,000 Direct	-18.87%	Disposed	(price as of 2026-08-21)
Dec. 8, 2011	NLY	M	20,000	$13.25	$265,000	235,613 Direct	+9.28%	Acquired	-56.1% (price as of 2026-08-21)
July 19, 2011	NLY	M	19,000	—	—	106,000 Direct	-15.20%	Disposed	(price as of 2026-08-21)
July 19, 2011	NLY	M	19,000	$13.25	$251,750	215,613 Direct	+9.66%	Acquired	-56.1% (price as of 2026-08-21)
Dec. 20, 2010	NLY	M	150,000	—	—	125,000 Direct	-54.55%	Disposed	(price as of 2026-08-21)
Dec. 20, 2010	NLY	M	15,000	$13.25	$198,750	196,613 Direct	+8.26%	Acquired	-56.1% (price as of 2026-08-21)
June 29, 2010	NLY	M	10,000	—	—	140,000 Direct	-6.67%	Disposed	(price as of 2026-08-21)
June 29, 2010	NLY	M	10,000	$13.25	$132,500	181,613 Direct	+5.83%	Acquired	-56.1% (price as of 2026-08-21)
March 11, 2010	NLY	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 11, 2010	NLY	M	12,500	$11.72	$146,500	171,613 Direct	+7.86%	Acquired	-50.4% (price as of 2026-08-21)
April 22, 2009	NLY	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 18, 2009	NLY	M	12,500	—	—	12,500 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Feb. 18, 2009	NLY	M	12,500	$11.72	$146,500	159,113 Direct	+8.53%	Acquired	-50.4% (price as of 2026-08-21)
Sept. 19, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-21)
May 20, 2008	NLY	P	300	$22.65	$6,795	2,300 Direct	+15.00%	Acquired	-74.3% (price as of 2026-08-21)
May 8, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-21)
May 5, 2008	NLY	P	2,000	$23.10	$46,200	2,000 Direct	—	Acquired	-74.8% (price as of 2026-08-21)
Feb. 13, 2008	NLY	M	16,500	—	—	25,000 Direct	-39.76%	Disposed	(price as of 2026-08-21)
Feb. 13, 2008	NLY	M	16,500	$11.72	$193,380	146,613 Direct	+12.68%	Acquired	-50.4% (price as of 2026-08-21)
May 17, 2007	NLY	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)
March 28, 2007	NLY	M	8,500	—	—	41,500 Direct	-17.00%	Disposed	(price as of 2026-08-21)
March 28, 2007	NLY	M	8,500	$11.72	$99,620	130,113 Direct	+6.99%	Acquired	-50.4% (price as of 2026-08-21)
Aug. 29, 2006	NLY	M	5,435	$8.63	$46,904	0 Direct	-100.00%	Disposed	-32.6% (price as of 2026-08-21)
Aug. 29, 2006	NLY	M	5,435	$8.63	$46,904	5,435 Direct	—	Acquired	-32.6% (price as of 2026-08-21)
Feb. 14, 2006	NLY	M	4,498	—	—	5,435 Direct	-45.28%	Disposed	(price as of 2026-08-21)
Feb. 14, 2006	NLY	M	5,502	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 14, 2006	NLY	A	4,498	$8.63	$38,818	4,498 Direct	—	Acquired	-32.6% (price as of 2026-08-21)
Feb. 14, 2006	NLY	A	5,502	$7.94	$43,686	5,502 Direct	—	Acquired	-26.7% (price as of 2026-08-21)
Feb. 13, 2006	NLY	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)
July 7, 2005	NLY	A	50,000	$17.07	$853,500	50,000 Direct	—	Acquired	-65.9% (price as of 2026-08-21)
June 24, 2005	NLY	M	5,378	$7.94	$42,701	5,502 Direct	-49.43%	Disposed	-26.7% (price as of 2026-08-21)
June 24, 2005	NLY	A	5,378	$7.94	$42,701	106,178 Direct	+5.34%	Acquired	-26.7% (price as of 2026-08-21)
Dec. 8, 2004	NLY	A	6,628	$8.63	$57,200	0 Direct	—	Acquired	-32.6% (price as of 2026-08-21)
Dec. 8, 2004	NLY	M	1,372	$7.94	$10,894	10,881 Direct	-11.20%	Disposed	-26.7% (price as of 2026-08-21)
Dec. 8, 2004	NLY	M	6,628	$8.63	$57,200	16,561 Direct	-28.58%	Disposed	-32.6% (price as of 2026-08-21)
Dec. 8, 2004	NLY	A	1,372	$7.94	$10,894	100,800 Direct	+1.38%	Acquired	-26.7% (price as of 2026-08-21)
June 4, 2004	NLY	J	44,021	$18.40	$809,986	92,800 Direct	+90.25%	Acquired	-68.4% (price as of 2026-08-21)
April 20, 2004	NLY	A	0	—	—	50,000 Direct	0.00%	Acquired	(price as of 2026-08-21)
April 20, 2004	NLY	A	50,000	$17.39	$869,500	50,000 Direct	—	Acquired	-66.6% (price as of 2026-08-21)
March 2, 2004	NLY	M	7,000	$8.63	$60,410	78,813 Direct	-8.16%	Disposed	-32.6% (price as of 2026-08-21)
March 2, 2004	NLY	A	7,000	$8.63	$60,410	48,779 Direct	+16.75%	Acquired	-32.6% (price as of 2026-08-21)
Nov. 12, 2003	NLY	A	0	—	—	12,252 Direct	0.00%	Acquired	(price as of 2026-08-21)
Nov. 12, 2003	NLY	A	0	—	—	16,561 Direct	0.00%	Acquired	(price as of 2026-08-21)
Nov. 12, 2003	NLY	M	1,248	$7.94	$9,909	85,813 Direct	-1.43%	Disposed	-26.7% (price as of 2026-08-21)
Nov. 12, 2003	NLY	M	3,439	$8.63	$29,679	0 Direct	-100.00%	Disposed	-32.6% (price as of 2026-08-21)
Nov. 12, 2003	NLY	M	1,813	$8.13	$14,740	0 Direct	-100.00%	Disposed	-28.5% (price as of 2026-08-21)
Nov. 12, 2003	NLY	A	1,248	$7.94	$9,909	41,779 Direct	+3.08%	Acquired	-26.7% (price as of 2026-08-21)
Nov. 12, 2003	NLY	A	3,439	$8.63	$29,679	0 Direct	—	Acquired	-32.6% (price as of 2026-08-21)
Nov. 12, 2003	NLY	A	1,813	$8.13	$14,740	0 Direct	—	Acquired	-28.5% (price as of 2026-08-21)
Aug. 5, 2003	NLY	A	50,000	—	—	92,313 Direct	+118.17%	Acquired	(price as of 2026-08-21)
Aug. 5, 2003	NLY	A	0	—	—	35,279 Direct	0.00%	Acquired	(price as of 2026-08-21)
Aug. 4, 2003	NLY	A	0	—	—	50,000 Direct	0.00%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 27, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (37,500)	$13.25	April 22, 2019	37,500	Disposed
Jan. 30, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (11,000)	$13.25	April 22, 2019	11,000	Disposed
Jan. 30, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (6,369)	$15.70	May 17, 2017	6,369	Disposed
Dec. 8, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (20,000)	$13.25	April 22, 2019	20,000	Disposed
July 19, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (19,000)	$13.25	April 22, 2019	19,000	Disposed
Dec. 20, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$13.25	April 22, 2019	150,000	Disposed
June 29, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (10,000)	$13.25	April 22, 2019	10,000	Disposed
March 11, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (12,500)	$11.72	Feb. 13, 2016	12,500	Disposed
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (150,000)	$13.25	April 22, 2019	150,000	Acquired
Feb. 18, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (12,500)	$11.72	Feb. 13, 2016	12,500	Disposed
Sept. 19, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$15.61	Sept. 19, 2018	53,000	Acquired
May 8, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$16.46	May 8, 2018	53,000	Acquired
Feb. 13, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (16,500)	$11.72	Feb. 13, 2016	16,500	Disposed
May 17, 2007	NLY	Option to purchase Common Stock [F2]	Common Stock (50,000)	$15.70	May 17, 2017	50,000	Acquired
March 28, 2007	NLY	Option to purchase Common Stock [F1]	Common Stock (8,500)	$11.72	Feb. 13, 2016	8,500	Disposed
Aug. 29, 2006	NLY	Option to purchase Common Stock [F1]	Common Stock (5,435)	$8.63	Nov. 18, 2009	5,435	Disposed
Feb. 14, 2006	NLY	Option to purchase Common Stock [F1]	Common Stock (9,933)	$8.63	Nov. 18, 2009	4,498	Disposed
Feb. 14, 2006	NLY	Option to purchase Common Stock [F1]	Common Stock (5,502)	$7.94	Nov. 18, 2009	5,502	Disposed
Feb. 13, 2006	NLY	Option to purchase Common Stock	Common Stock (50,000)	$11.72	Feb. 13, 2016	50,000	Acquired
July 7, 2005	NLY	Option to Purchase Common Stock	Common Stock (50,000)	$17.07	July 7, 2015	50,000	Acquired
June 24, 2005	NLY	Option to purchase Common Stock	Common Stock (5,378)	$7.94	Nov. 18, 2009	5,378	Disposed
Dec. 8, 2004	NLY	Option to purchase Common Stock	C/S (12,252)	$7.94	Nov. 29, 2010	1,372	Disposed
Dec. 8, 2004	NLY	Option to purchase Common Stock	C/S (16,561)	$8.63	Nov. 18, 2009	6,628	Disposed
April 20, 2004	NLY	Option to purchase Common Stock	C/S (50,000)	$17.39	April 20, 2014	0	Acquired
April 20, 2004	NLY	Option to purchase Common Stock	C/S (50,000)	$17.39	April 20, 2014	50,000	Acquired
March 2, 2004	NLY	Option to purchase Common Stock	Common Stock (7,000)	$8.63	Nov. 18, 2009	7,000	Disposed
Nov. 12, 2003	NLY	Option to purchase Common Stock	C/S (12,252)	$7.94	Nov. 29, 2010	0	Acquired
Nov. 12, 2003	NLY	Option to purchase Common Stock	C/S (16,561)	$8.63	Nov. 18, 2009	0	Acquired
Nov. 12, 2003	NLY	Option to purchase Common Stock	Common Stock (1,248)	$7.94	Nov. 12, 2003	1,248	Disposed
Nov. 12, 2003	NLY	Option to purchase Common Stock	Common Stock (3,439)	$8.63	Nov. 12, 2003	3,439	Disposed
Nov. 12, 2003	NLY	Option to purchase Common Stock	Common Stock (1,813)	$8.13	Nov. 12, 2003	1,813	Disposed
Aug. 5, 2003	NLY	Option to purchase Common Stock	Common Stock (0)	$17.97	Aug. 5, 2004	50,000	Acquired
Aug. 4, 2003	NLY	Option to purchase Common Stock	C/S (50,000)	$17.97	Aug. 4, 2013	0	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 25, 2005	FMY	Common Shares	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NLY

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$600,000	$0	—	—	—	—	$5,148	$605,148
2011	$1,200,000	$12,750,000	$0	$0	$0	$0	$9,956	$13,959,956
2010	$1,086,000	$8,363,933	$0	$0	$0	$0	$9,968	$9,459,901

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.