Kathy J Warden

CIK 1559112 · View on SEC EDGAR ↗

Insider

First SEC filing: March 18, 2020 · Latest: March 18, 2020

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 85 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

85 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 3, 2021 NOC S 10b5-1 4,916 $352.04 $1,730,629 114,040 Direct -4.13% Disposed 58.9% (price as of 2026-08-21)
July 29, 2019 NOC S 10b5-1 730 $355.21 $259,303 99,002 Direct -0.73% Disposed 57.5% (price as of 2026-08-21)
July 29, 2019 NOC S 10b5-1 1,400 $352.09 $492,926 97,602 Direct -1.41% Disposed 58.9% (price as of 2026-08-21)
July 29, 2019 NOC S 10b5-1 1,975 $354.15 $699,446 95,627 Direct -2.02% Disposed 58.0% (price as of 2026-08-21)
July 29, 2019 NOC S 10b5-1 2,732 $353.19 $964,915 92,895 Direct -2.86% Disposed 58.4% (price as of 2026-08-21)
Oct. 31, 2017 NOC S 67 $296.51 $19,866 0 Indirect -100.00% Disposed 88.7% (price as of 2026-08-21)
Oct. 16, 2017 NOC P 67 $295.07 $19,770 67 Indirect — Acquired 89.6% (price as of 2026-08-21)
Aug. 1, 2017 NOC S 10b5-1 9,292 $263.41 $2,447,606 74,337 Direct -11.11% Disposed 112.4% (price as of 2026-08-21)
March 10, 2016 NOC S 4,366 $189.00 $825,174 65,042 Direct -6.29% Disposed 196.0% (price as of 2026-08-21)
Nov. 4, 2015 NOC S 10b5-1 4,697 $187.04 $878,527 31,980 Direct -12.81% Disposed 199.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 29, 2026 MRK Phantom Stock Common Stock (1,853) — — 1,853 Acquired
May 30, 2025 MRK Phantom Stock Common Stock (2,863) — — 2,863 Acquired
May 31, 2024 MRK Phantom Stock Common Stock (1,752) — — 1,752 Acquired
May 26, 2023 MRK Phantom Stock Common Stock (1,981) — — 1,981 Acquired
May 27, 2022 MRK Phantom Stock Common Stock (2,364) — — 2,364 Acquired
May 28, 2021 MRK Phantom Stock Common Stock (2,635) — — 2,635 Acquired
Feb. 16, 2021 NOC Restricted Performance Stock Rights Common Stock (33,653) — — 33,653 Acquired
Feb. 16, 2021 NOC Restricted Performance Stock Rights Common Stock (33,653) — — 33,653 Acquired
Feb. 16, 2021 NOC Restricted Performance Stock Rights Common Stock (24,108) — — 24,108 Disposed
Feb. 16, 2021 NOC Restricted Stock Rights Common Stock (14,776) — — 14,776 Acquired
Feb. 16, 2021 NOC Restricted Stock Rights Common Stock (4,516) — — 4,516 Disposed
May 29, 2020 MRK Phantom Stock Common Stock (2,478) — — 2,478 Acquired
March 16, 2020 MRK Phantom Stock Common Stock (114) — — 114 Acquired
Feb. 18, 2020 NOC Restricted Stock Rights Common Stock (4,465) — — 4,465 Disposed
Feb. 12, 2020 NOC Restricted Performance Stock Rights Common Stock (29,065) — — 29,065 Acquired
Feb. 12, 2020 NOC Restricted Performance Stock Rights Common Stock (12,704) — — 12,704 Disposed
Feb. 12, 2020 NOC Restricted Stock Rights Common Stock (11,453) — — 11,453 Acquired
Feb. 19, 2019 NOC Restricted Stock Rights Common Stock (5,767) — — 5,767 Disposed
Feb. 13, 2019 NOC Restricted Performance Stock Rights Common Stock (35,478) — — 35,478 Acquired
Feb. 13, 2019 NOC Restricted Performance Stock Rights Common Stock (14,616) — — 14,616 Disposed
Feb. 13, 2019 NOC Restricted Stock Rights Common Stock (14,227) — — 14,227 Acquired
Sept. 19, 2018 NOC Restricted Performance Stock Rights Common Stock (13,016) — — 13,016 Acquired
Sept. 19, 2018 NOC Restricted Stock Rights Common Stock (4,943) — — 4,943 Acquired
Feb. 18, 2018 NOC Restricted Stock Rights Common Stock (5,954) — — 5,954 Disposed
Feb. 13, 2018 NOC Restricted Performance Stock Rights Common Stock (18,939) — — 18,939 Disposed
Feb. 13, 2018 NOC Restricted Performance Stock Rights Common Stock (16,257) — — 16,257 Acquired
Feb. 13, 2018 NOC Restricted Performance Stock Rights Common Stock (18,939) — — 18,939 Disposed
Feb. 13, 2018 NOC Restricted Stock Rights Common Stock (4,516) — — 4,516 Acquired
Feb. 19, 2017 NOC Restricted Stock Rights Common Stock — — 7,560 Disposed
Feb. 17, 2017 NOC Restricted Stock Rights Common Stock (4,465) — — 4,465 Acquired
Feb. 17, 2017 NOC Restricted Performance Stock Rights Common Stock (26,831) — — 26,831 Disposed
Feb. 17, 2017 NOC Restricted Performance Stock Rights Common Stock (19,378) — — 19,378 Acquired
Feb. 20, 2016 NOC Restricted Stock Rights Common Stock (13,628) — — 13,628 Disposed
Feb. 17, 2016 NOC Restricted Stock Rights Common Stock (5,767) — — 5,767 Acquired
Feb. 17, 2016 NOC Restricted Performance Stock Rights Common Stock (56,481) — — 56,481 Disposed
Feb. 17, 2016 NOC Restricted Performance Stock Rights Common Stock (31,537) — — 31,537 Acquired
Nov. 4, 2015 NOC Stock Option (Right-to-buy) Common Stock (4,697) $41.14 Feb. 17, 2016 4,697 Disposed
July 17, 2015 NOC Restricted Stock Rights Common Stock (15,356) — — 15,356 Disposed
Feb. 18, 2015 NOC Restricted Stock Rights Common Stock (5,954) — — 5,954 Acquired
Feb. 18, 2015 NOC Restricted Performance Stock Rights Common Stock (12,508) — — 12,508 Disposed
Feb. 18, 2015 NOC Restricted Performance Stock Rights Common Stock (18,445) — — 18,445 Acquired
Feb. 13, 2015 NOC Restricted Stock Rights Common Stock (2,867) — — 2,867 Disposed
Feb. 19, 2014 NOC Restricted Stock Rights Common Stock (7,560) — — 7,560 Acquired
Feb. 19, 2014 NOC Restricted Performance Stock Rights Common Stock (12,064) — — 12,064 Disposed
Feb. 19, 2014 NOC Restricted Performance Stock Rights Common Stock (24,161) — — 24,161 Acquired
Feb. 20, 2013 NOC Restricted Performance Stock Rights Common Stock (45,022) — — 45,022 Acquired
Feb. 20, 2013 NOC Restricted Performance Stock Rights Common Stock (14,736) — — 14,736 Disposed
Feb. 20, 2013 NOC Restricted Stock Rights Common Stock (13,628) — — 13,628 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 18, 2020 MRK Common Stock 500 Direct
Jan. 8, 2013 NOC Restricted Performance Stock Rights→ Common Stock — Direct
Jan. 8, 2013 NOC Restricted Stock Rights→ Common Stock — Direct
Jan. 8, 2013 NOC Stock Option (Right-to-buy)→ Common Stock (4,697) 4,697 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NOC

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $1,589,439 — $13,500,119 — $3,744,000 $371,464 $671,745 $19,876,767
2020 $1,536,346 — $13,499,889 — $3,977,000 $1,144,248 $649,661 $20,807,144
2019 $1,488,462 — $13,000,159 — $4,509,000 $687,615 $622,758 $20,307,994

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.