Kathy L Pape

CIK 1390816 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 24, 2008 · Latest: Oct. 24, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 22, 2015 AWK S 2,193 $52.91 $116,032 29,700 Direct -6.88% Disposed 158.9% (price as of 2026-08-21)
May 22, 2015 AWK S 2,367 $52.91 $125,238 29,700 Direct -7.38% Disposed 158.9% (price as of 2026-08-21)
May 22, 2015 AWK S 410 $52.91 $21,693 29,700 Direct -1.36% Disposed 158.9% (price as of 2026-08-21)
Nov. 13, 2014 AWK S 7,433 $51.88 $385,624 25,417 Direct -22.63% Disposed 164.0% (price as of 2026-08-21)
Nov. 13, 2014 AWK S 3,886 $51.88 $201,606 25,417 Direct -13.26% Disposed 164.0% (price as of 2026-08-21)
May 13, 2013 AWK S 26,263 $41.77 $1,097,006 19,714 Direct -57.12% Disposed 227.9% (price as of 2026-08-21)
Nov. 21, 2012 AWK S 22,133 $37.21 $823,569 13,362 Direct -62.36% Disposed 268.1% (price as of 2026-08-21)
March 12, 2012 AWK S 16,000 $34.10 $545,600 12,932 Direct -55.30% Disposed 301.7% (price as of 2026-08-21)
May 17, 2007 WTRG S 12,500 $22.00 $275,000 59,771 Direct -17.30% Disposed 129.9% (price as of 2026-08-21)
May 17, 2007 WTRG S 45,554 $22.08 $1,005,832 14,217 Direct -76.21% Disposed 129.1% (price as of 2026-08-21)

Showing latest 100 of 112 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 22, 2015 AWK Employee Stock Option (right to buy) Common Stock (2,193) $27.08 Dec. 31, 2017 2,193 Disposed
May 22, 2015 AWK Employee Stock Option (right to buy) Common Stock (2,367) $22.31 Dec. 31, 2016 2,367 Disposed
May 22, 2015 AWK Employee Stock Option (right to buy) Common Stock (410) $20.70 Dec. 31, 2015 410 Disposed
Feb. 17, 2015 AWK Employee Stock Option (right to buy) Common Stock (7,077) $52.75 Dec. 31, 2021 7,077 Acquired
Feb. 17, 2015 AWK Performance Stock Unit Common Stock (1,080) — Dec. 31, 2017 1,080 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (1,086) — Dec. 31, 2014 1,086 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (2,534) — Dec. 31, 2014 2,534 Disposed
Nov. 13, 2014 AWK Employee Stock Option (right to buy) Common Stock (7,433) $34.12 Dec. 31, 2018 7,433 Disposed
Nov. 13, 2014 AWK Employee Stock Option (right to buy) Common Stock (3,886) $27.08 Dec. 31, 2017 3,886 Disposed
Feb. 20, 2014 AWK Employee Stock Option (right to buy) Common Stock (7,976) $44.06 Dec. 31, 2020 7,976 Acquired
Feb. 20, 2014 AWK Performance Stock Unit Common Stock (1,369) — Dec. 31, 2016 1,369 Acquired
Jan. 22, 2014 AWK Performance Stock Units Common Stock (3,012) — Dec. 31, 2013 3,012 Disposed
Jan. 22, 2014 AWK Performance Stock Units Common Stock (1,290) — Dec. 31, 2013 1,290 Acquired
Aug. 16, 2013 AWK Employee Stock Option (right to buy) Common Stock (38) $21.50 Dec. 31, 2013 38 Disposed
Aug. 16, 2013 AWK Employee Stock Option (right to buy) Common Stock (61) $21.50 Dec. 31, 2014 61 Disposed
May 13, 2013 AWK Employee Stock Option (right to buy) Common Stock (358) $21.50 Dec. 31, 2014 358 Disposed
May 13, 2013 AWK Employee Stock Option (right to buy) Common Stock (8,950) $27.08 Dec. 31, 2017 8,950 Disposed
May 13, 2013 AWK Employee Stock Option (right to buy) Common Stock (14,449) $22.31 Dec. 31, 2016 14,449 Disposed
May 13, 2013 AWK Employee Stock Option (right to buy) Common Stock (2,285) $20.70 Dec. 31, 2015 2,285 Disposed
May 13, 2013 AWK Employee Stock Option (right to buy) Common Stock (221) $21.50 Dec. 31, 2013 221 Disposed
Feb. 21, 2013 AWK Employee Stock Options (right to buy) Common Stock (6,992) $39.45 Dec. 31, 2019 6,992 Acquired
Feb. 21, 2013 AWK Performance Stock Units Common Stock (1,545) — Dec. 31, 2015 1,545 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (2,206) — Dec. 31, 2012 2,206 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (2,206) — Dec. 31, 2012 2,206 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (5,177) — Dec. 31, 2012 5,177 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (2,218) — Dec. 31, 2012 2,218 Acquired
Nov. 21, 2012 AWK Employee Stock Option (right to buy) Common Stock (17,482) $20.70 Dec. 31, 2015 17,482 Disposed
Nov. 21, 2012 AWK Employee Stock Option (right to buy) Common Stock (2,876) $21.50 Dec. 31, 2014 2,876 Disposed
Nov. 21, 2012 AWK Employee Stock Option (right to buy) Common Stock (1,775) $21.50 Dec. 31, 2013 1,775 Disposed
March 12, 2012 AWK Employee Stock Option (right to buy) Common Stock (8,000) $21.50 Dec. 31, 2014 8,000 Disposed
March 12, 2012 AWK Employee Stock Option (right to buy) Common Stock (8,000) $21.50 Dec. 31, 2013 8,000 Disposed
Feb. 23, 2012 AWK Employee Stock Option (right to buy) Common Stock (13,257) $34.12 Dec. 31, 2018 13,257 Acquired
Feb. 23, 2012 AWK Performance Stock Unit Common Stock (1,448) — Dec. 31, 2014 1,448 Acquired
Feb. 23, 2012 AWK Performance Stock Unit Common Stock (45) — Dec. 31, 2011 45 Disposed
Feb. 23, 2012 AWK Performance Stock Unit Common Stock (3,570) — Dec. 31, 2011 3,570 Disposed
Feb. 24, 2011 AWK Employee Stock Option (right to buy) Common Stock (15,029) $27.08 Dec. 31, 2017 15,029 Acquired
Feb. 24, 2011 AWK Performance Stock Unit Common Stock (1,722) — Dec. 31, 2013 1,722 Acquired
Feb. 25, 2010 AWK Employee Stock Option (right to buy) Common Stock (16,816) $22.31 Dec. 31, 2016 16,816 Acquired
Feb. 25, 2010 AWK Performance Stock Unit Common Stock (2,959) — Dec. 31, 2012 2,959 Acquired
Feb. 19, 2010 AWK Employee Stock Options (right to buy) Common Stock (11,295) $21.50 Dec. 31, 2014 11,295 Acquired
Feb. 20, 2009 AWK Employee Stock Option (right to buy) Common Stock (20,177) $20.70 Dec. 31, 2015 20,177 Acquired
Feb. 20, 2009 AWK Employee Stock Option (right to buy) Common Stock (10,034) $21.50 Dec. 31, 2013 10,034 Acquired
Feb. 20, 2009 AWK Performance Stock Unit Common Stock (3,615) — Dec. 31, 2011 3,615 Acquired
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (12,500) $11.46 March 6, 2011 12,500 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (8,073) $12.48 March 3, 2013 8,073 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (3,593) $12.48 March 3, 2013 3,593 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (9,513) $12.49 June 17, 2012 9,513 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (2,153) $12.49 June 17, 2012 2,153 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (5,525) $16.15 March 1, 2014 5,525 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (7,808) $16.15 March 1, 2014 7,808 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (1,539) $18.33 Feb. 28, 2015 1,539 Disposed
May 17, 2007 WTRG Stock Options (Right to buy) Common Stock (7,350) $18.33 Feb. 28, 2015 7,350 Disposed
May 4, 2007 WTRG Stock Options (Right to buy) Common Stock (13,020) $7.04 March 6, 2010 13,020 Disposed
Feb. 22, 2007 WTRG Stock Options (Right to buy) Common Stock (10,000) $23.26 Feb. 22, 2017 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 24, 2008 AWK Common stock 4,284 Direct
March 2, 2007 WTRG Common Stock 14,217 Direct
Feb. 22, 2007 WTRG Common Stock 12,708 Direct
Feb. 22, 2007 WTRG COMMON STOCK 401K 1,905 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (13,020) 13,020 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (12,500) 12,500 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (11,666) 11,666 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (11,666) 11,666 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (13,333) 13,333 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (13,333) 13,333 Direct
Feb. 22, 2007 WTRG Stock Options (Right to buy)→ Common Stock (10,000) 10,000 Direct