KAYNE RICHARD A

CIK 884413 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 8, 2009 · Latest: Jan. 8, 2009

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 1, 2018 KYN P 14,265 $17.53 $250,065 297,164 Indirect -4.58% Disposed -15.6% (price as of 2026-08-20)
Oct. 26, 2016 KYN P 25,500 $19.45 $495,975 311,429 Indirect +8.92% Acquired -23.9% (price as of 2026-08-20)
Jan. 7, 2009 KYN P 10,000 $17.24 $172,400 80,646 Direct +14.16% Acquired -14.2% (price as of 2026-08-20)
Jan. 7, 2009 KYN P 15,685 $17.05 $267,429 96,331 Direct +19.45% Acquired -13.2% (price as of 2026-08-20)
Jan. 7, 2009 KYN P 10,000 $17.24 $172,400 80,646 Direct +14.16% Acquired -14.2% (price as of 2026-08-20)
Jan. 7, 2009 KYN P 15,685 $17.05 $267,429 93,331 Direct +20.20% Acquired -13.2% (price as of 2026-08-20)
Dec. 31, 2008 KYN S 20,000 $15.95 $319,000 70,646 Direct -22.06% Disposed -7.2% (price as of 2026-08-20)
Nov. 28, 2008 KYN S 38,845 $13.27 $515,473 104,127 Direct -27.17% Disposed 11.5% (price as of 2026-08-20)
Nov. 28, 2008 KYN S 25,660 $13.27 $340,508 90,646 Direct -22.06% Disposed 11.5% (price as of 2026-08-20)
Nov. 28, 2008 KYN S 25,660 $13.27 $340,508 90,646 Direct -22.06% Disposed 11.5% (price as of 2026-08-20)
Nov. 28, 2008 KYN S 38,845 $13.27 $515,473 104,127 Direct -27.17% Disposed 11.5% (price as of 2026-08-20)
Sept. 6, 2006 KYN S 300 $27.85 $8,355 214,700 Direct -0.14% Disposed -46.9% (price as of 2026-08-20)
Oct. 17, 2005 KYN P 59,900 $27.00 $1,617,300 219,000 Direct +37.65% Acquired -45.2% (price as of 2026-08-20)
Oct. 7, 2005 KYN P 39,000 $27.09 $1,056,510 159,100 Direct +32.47% Acquired -45.4% (price as of 2026-08-20)
Sept. 30, 2004 KYN P 100 $25.25 $2,525 120,100 Direct +0.08% Acquired -41.4% (price as of 2026-08-20)
Sept. 27, 2004 KYN P 116,000 $25.00 $2,900,000 120,000 Direct +2900.00% Acquired -40.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 13, 2014 FRPT Series C Preferred Stock Common Stock (936,471) $7.10 — 1,266,186 Disposed
Nov. 13, 2014 FRPT Series C Preferred Stock Common Stock (230,592) $7.10 — 311,780 Disposed
Nov. 13, 2014 FRPT Series C Preferred Stock Common Stock (2,126) $7.10 — 2,875 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 17, 2014 FRPT Common Stock 5,356,784 Indirect
Nov. 17, 2014 FRPT Series B Preferred Stock 112,160 Indirect
Nov. 17, 2014 FRPT Series C Preferred Stock [F2]→ Common Stock (936,471) 936,471 Indirect
Nov. 17, 2014 FRPT Series C Preferred Stock [F2,F3]→ Common Stock (228,466) 228,466 Indirect
Sept. 27, 2004 KYN Common Stock, $0.001 par value 4,000 Indirect
Sept. 27, 2004 KYN No securities beneficially owned.→ No securities beneficially owned. [F1] — Direct