Keith C. Herron

CIK 1509489 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 10, 2011 · Latest: Feb. 14, 2020

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 29, 2019 RF S 69,288 $14.51 $1,005,369 163,307 Direct -29.79% Disposed 117.7% (price as of 2026-08-19)
July 31, 2018 RF S 23,186 $18.76 $434,969 204,537 Direct -10.18% Disposed 68.4% (price as of 2026-08-19)
Jan. 23, 2018 RF S 39,216 $19.37 $759,614 204,537 Direct -16.09% Disposed 63.1% (price as of 2026-08-19)
May 4, 2017 RF S 30,000 $14.30 $429,000 204,537 Direct -12.79% Disposed 120.9% (price as of 2026-08-19)
Aug. 9, 2016 RF S 38,753 $9.38 $363,503 286,631 Direct -11.91% Disposed 236.7% (price as of 2026-08-19)
April 25, 2014 RF S 46,544 $10.26 $477,541 251,912 Direct -15.59% Disposed 207.8% (price as of 2026-08-19)
Aug. 1, 2013 RF S 13,290 $10.20 $135,558 188,456 Direct -6.59% Disposed 209.7% (price as of 2026-08-19)
July 29, 2013 RF S 6,210 $10.21 $63,404 201,746 Direct -2.99% Disposed 209.4% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 1, 2019 RF Performance Stock Units - 2016 Common Stock (30,826) — — 24,661 Disposed
April 1, 2019 RF Performance Stock Units (2019) Common Stock — — 13,254 Acquired
April 1, 2019 RF Restricted Stock Units Common Stock (13,254) — — 13,254 Acquired
April 1, 2019 RF Restricted Stock Units Common Stock (24,661) — — 24,661 Disposed
April 2, 2018 RF Performance Stock Units (2018) Common Stock — — 10,627 Acquired
April 2, 2018 RF Restricted Stock Units Common Stock (10,627) — — 10,627 Acquired
April 1, 2018 RF Performance Stock Units - 2015 Common Stock (20,833) — — 20,833 Disposed
April 1, 2018 RF Restricted Stock Units Common Stock (20,833) — — 20,833 Disposed
Jan. 23, 2018 RF Stock Option (Right to Buy) Common Stock (81,575) $7.00 June 21, 2020 81,575 Disposed
April 3, 2017 RF Performance Stock Units (2017) Common Stock — — 13,559 Acquired
April 3, 2017 RF Restricted Stock Units Common Stock (13,559) — — 13,559 Acquired
April 1, 2017 RF Performance Stock Units - 2014 Common Stock (16,069) — — 18,365 Disposed
April 1, 2017 RF Restricted Stock Units Common Stock (18,365) — — 18,365 Disposed
Aug. 9, 2016 RF Stock Option (Right to Buy) Common Stock (35,000) $7.00 June 21, 2020 35,000 Disposed
Aug. 9, 2016 RF Stock Option (Right to Buy) Common Stock (71,935) $3.29 Feb. 23, 2019 71,935 Disposed
April 1, 2016 RF Restricted Stock Units Common Stock (22,940) — — 22,940 Disposed
April 1, 2016 RF Restricted Stock Units Common Stock (24,661) — — 24,661 Acquired
April 1, 2016 RF Performance Stock Units (2016) Common Stock — — 24,661 Acquired
April 1, 2016 RF Performance Stock Units - 2013 Common Stock (17,205) — — 22,940 Disposed
June 1, 2015 RF Restricted Stock Units Common Stock (29,153) — — 29,153 Disposed
June 1, 2015 RF Performance Stock Units - 2012 Common Stock (40,085) — — 29,153 Disposed
April 1, 2015 RF Restricted Stock Units Common Stock (20,833) — — 20,833 Acquired
April 1, 2015 RF Performance Stock Units (2015) Common Stock (31,250) — — 20,833 Acquired
April 25, 2014 RF Stock Option (Right to Buy) Common Stock (110,000) $3.29 Feb. 23, 2019 110,000 Disposed
April 1, 2014 RF Restricted Stock Units Common Stock (18,365) — — 18,365 Acquired
April 1, 2014 RF Performance Stock Units (2014) Common Stock — — 18,365 Acquired
April 1, 2013 RF Restricted Stock Units Common Stock (22,940) — — 22,940 Acquired
April 1, 2013 RF Performance Stock Units (2013) Common Stock — — 22,940 Acquired
Oct. 19, 2012 RF Restricted Stock Units Common Stock (11,665) — — 11,665 Disposed
June 1, 2012 RF Restricted Stock Units Common Stock (29,153) — — 29,153 Acquired
June 1, 2012 RF Performance Stock Units Common Stock — — 29,153 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 10, 2011 RF Common Stock 160,163 Direct
Jan. 10, 2011 RF Common Stock (phantom stock) 6,583 Indirect
Jan. 10, 2011 RF Common Stock (phantom stock) 1,222 Indirect
Jan. 10, 2011 RF Restricted Stock Units→ Common Stock (11,665) 11,665 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (181,935) 181,935 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (116,575) 116,575 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (128,191) 128,191 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (33,260) 33,260 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (3,891) 3,891 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (32,294) 32,294 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (41,385) 41,385 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (33,810) 33,810 Direct
Jan. 10, 2011 RF Stock Option (Right to Buy)→ Common Stock (20,000) 20,000 Direct