Keith J Kendall

CIK 1406834 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2018 · Latest: July 24, 2018

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 65 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

65 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 4, 2020 AQST S 10b5-1 50,000 $5.11 $255,500 638,964 Direct -7.26% Disposed -11.0% (price as of 2026-08-20)
Aug. 14, 2019 AQST P 1,000 $3.65 $3,650 654,581 Direct +0.15% Acquired 24.7% (price as of 2026-08-20)
Aug. 14, 2019 AQST P 1,000 $3.70 $3,700 653,581 Direct +0.15% Acquired 23.0% (price as of 2026-08-20)
Aug. 13, 2019 AQST P 1,000 $4.04 $4,040 652,581 Direct +0.15% Acquired 12.6% (price as of 2026-08-20)
Aug. 9, 2019 AQST P 2,000 $4.00 $8,000 651,581 Direct +0.31% Acquired 13.7% (price as of 2026-08-20)
Aug. 9, 2019 AQST P 1,000 $3.92 $3,920 649,581 Direct +0.15% Acquired 16.1% (price as of 2026-08-20)
Aug. 9, 2019 AQST P 2,000 $3.84 $7,680 648,581 Direct +0.31% Acquired 18.5% (price as of 2026-08-20)
Nov. 27, 2018 AQST P 1,000 $9.87 $9,870 621,139 Direct +0.16% Acquired -53.9% (price as of 2026-08-20)
Nov. 23, 2018 AQST P 1,950 $9.90 $19,305 620,139 Direct +0.32% Acquired -54.0% (price as of 2026-08-20)
Nov. 21, 2018 AQST P 6,000 $10.17 $61,020 618,189 Direct +0.98% Acquired -55.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2023 FEMY Stock Option (Right to Buy) Common Stock (17,000) $0.64 June 14, 2033 17,000 Acquired
March 10, 2022 AQST Non-Qualified Stock Option (right to buy) Common Stock (375,000) $2.55 March 10, 2032 375,000 Acquired
March 11, 2021 AQST Non-Qualified Stock Option (right to buy) Common Stock (250,000) $5.30 March 11, 2031 250,000 Acquired
June 30, 2020 AQST Restricted Stock Units Common Stock (333) $0.00 — 333 Disposed
May 31, 2020 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
March 31, 2020 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
March 16, 2020 AQST Non-Qualified Stock Option (right to buy) Common Stock (225,000) $1.54 March 16, 2030 225,000 Acquired
Feb. 29, 2020 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
Dec. 31, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
Nov. 30, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
Sept. 30, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
Aug. 31, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
June 30, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
May 31, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
March 31, 2019 AQST Restricted Stock Units Common Stock (329) $0.00 — 329 Disposed
Feb. 28, 2019 AQST Non-Qualified Stock Option (right to buy) Common Stock (325,000) $8.05 Feb. 28, 2029 325,000 Acquired
Feb. 28, 2019 AQST Restricted Stock Units Common Stock (14,572) $0.00 — 14,572 Disposed
Dec. 31, 2018 AQST Restricted Stock Unit Common Stock (329) — — 329 Disposed
Nov. 30, 2018 AQST Restricted Stock Unit Common Stock (14,572) — — 14,572 Disposed
Sept. 30, 2018 AQST Restricted Stock Unit Common Stock (329) — — 329 Disposed
Aug. 31, 2018 AQST Restricted Stock Unit Common Stock (14,572) — — 14,572 Disposed
Aug. 15, 2018 AQST Restricted Stock Unit Common Stock (2,636) — — 2,636 Acquired
Aug. 15, 2018 AQST Stock Option (Right to Purchase) Common Stock (28,043) $16.46 Aug. 15, 2028 28,043 Acquired
July 24, 2018 AQST Restricted Stock Unit Common Stock (116,576) — — 116,576 Acquired
July 24, 2018 AQST Stock Option (Right to Purchase) Common Stock (240,165) $15.00 July 24, 2028 240,165 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2018 AQST Common Stock [F1] — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AQST

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $254,038 — — $579,291 — — $2,242,594 $3,075,924
2021 $550,000 — — $1,017,050 $450,000 — $32,148 $2,049,198
2020 $550,000 — — — $450,368 — $30,686 $1,290,418

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.