Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 21, 2018 DOCU S 10b5-1 4,475 $40.45 $181,014 7,421,538 Direct -0.06% Disposed 74.2% (price as of 2026-10-05)
Dec. 21, 2018 DOCU S 10b5-1 3,600 $39.90 $143,640 7,426,013 Direct -0.05% Disposed 76.6% (price as of 2026-10-05)
Dec. 21, 2018 DOCU S 10b5-1 9,251 $38.43 $355,516 7,429,613 Direct -0.12% Disposed 83.3% (price as of 2026-10-05)
Dec. 20, 2018 DOCU S 10b5-1 4,102 $41.47 $170,110 7,438,864 Direct -0.06% Disposed 69.9% (price as of 2026-10-05)
Dec. 20, 2018 DOCU S 10b5-1 3,086 $40.70 $125,600 7,442,996 Direct -0.04% Disposed 73.1% (price as of 2026-10-05)
Dec. 20, 2018 DOCU S 10b5-1 10,140 $39.53 $400,834 7,446,052 Direct -0.14% Disposed 78.2% (price as of 2026-10-05)
Dec. 19, 2018 DOCU S 10b5-1 8,500 $41.74 $354,790 7,456,192 Direct -0.11% Disposed 68.8% (price as of 2026-10-05)
Dec. 19, 2018 DOCU S 10b5-1 8,828 $41.40 $365,479 7,464,692 Direct -0.12% Disposed 70.2% (price as of 2026-10-05)
Dec. 18, 2018 DOCU S 10b5-1 3,012 $42.07 $126,715 7,473,520 Direct -0.04% Disposed 67.5% (price as of 2026-10-05)
Dec. 18, 2018 DOCU S 10b5-1 14,158 $41.76 $591,238 7,476,532 Direct -0.19% Disposed 68.7% (price as of 2026-10-05)
Dec. 17, 2018 DOCU S 10b5-1 11,590 $42.88 $496,979 7,490,690 Direct -0.15% Disposed 64.3% (price as of 2026-10-05)
Dec. 17, 2018 DOCU S 10b5-1 5,580 $42.26 $235,811 7,502,280 Direct -0.07% Disposed 66.7% (price as of 2026-10-05)
May 1, 2018 DOCU S 165,026 $29.00 $4,785,754 7,589,850 Direct -2.13% Disposed 142.9% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 1, 2018 DOCU Series D Preferred Stock Common Stock (52,374) · · 52,374 Disposed
May 1, 2018 DOCU Series C Preferred Stock Common Stock (299,593) · · 299,593 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 26, 2018 DOCU Common Stock 7,754,876 Direct
April 26, 2018 DOCU Common Stock 320,000 Indirect
April 26, 2018 DOCU Series C Preferred Stock→ Common Stock (299,593) 299,593 Indirect
April 26, 2018 DOCU Series D Preferred Stock→ Common Stock (52,374) 52,374 Indirect
April 26, 2018 DOCU Stock Option (Right to Buy)→ Common Stock (237,988) 237,988 Direct
April 26, 2018 DOCU Stock Option (Right to Buy)→ Common Stock (60,000) 60,000 Direct