Kelly L Chan

Insider

First SEC filing: Feb. 13, 2020 · Latest: Feb. 13, 2020

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 4, 2014	CATY	G	500	—	—	89,980 Direct	-0.55%	Disposed	(price as of 2026-08-21)
Dec. 4, 2014	CATY	G	250	—	—	13,390 Indirect	+1.90%	Acquired	(price as of 2026-08-21)
March 13, 2014	CATY	A	1,369	—	—	91,849 Direct	-1.47%	Disposed	(price as of 2026-08-21)
Oct. 25, 2013	CATY	P	1,000	$25.56	$25,560	28,096 Indirect	+3.69%	Acquired	145.4% (price as of 2026-08-21)
Dec. 28, 2012	CATY	G	200	—	—	90,480 Direct	-0.22%	Disposed	(price as of 2026-08-21)
Dec. 28, 2012	CATY	G	100	—	—	13,140 Indirect	+0.77%	Acquired	(price as of 2026-08-21)
Feb. 8, 2011	CATY	J	144	—	—	13,040 Indirect	-1.09%	Disposed	(price as of 2026-08-21)
Feb. 21, 2008	CATY	A	3,500	—	—	31,300 Direct	+12.59%	Acquired	(price as of 2026-08-21)
Jan. 25, 2006	CATY	A	3,500	—	—	27,800 Direct	+14.40%	Acquired	(price as of 2026-08-21)
Jan. 18, 2006	CATY	J	6,476	—	—	13,184 Indirect	-32.94%	Disposed	(price as of 2026-08-21)
March 17, 2005	CATY	M	2,000	$8.25	$16,500	92,680 Direct	+2.21%	Acquired	660.2% (price as of 2026-08-21)
March 17, 2005	CATY	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 17, 2005	CATY	A	3,500	—	—	26,300 Direct	+15.35%	Acquired	(price as of 2026-08-21)
Dec. 5, 2003	CATY	W	34,000	—	—	45,340 Direct	+299.82%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 21, 2008	CATY	Stock Option	Common Stock (3,500)	$23.37	Feb. 21, 2018	3,500	Acquired
Jan. 25, 2006	CATY	Stock Option	Common Stock (3,500)	$36.24	Jan. 25, 2016	3,500	Acquired
March 17, 2005	CATY	Stock Option	Common Stock (0)	$8.25	Sept. 17, 2008	2,000	Disposed
Feb. 17, 2005	CATY	Stock Option	Common Stock (3,500)	$37.00	Feb. 17, 2015	3,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).