Kelly P Tompkins

CIK 1224026 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 3, 2018 · Latest: Jan. 3, 2018

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 10, 2012 CLF P 1,500 $57.18 $85,770 19,920 Direct +8.14% Acquired -79.7% (price as of 2026-08-21)
May 1, 2012 CLF P 1,100 $62.07 $68,277 18,420 Direct +6.35% Acquired -81.3% (price as of 2026-08-21)
May 1, 2012 CLF P 1,900 $62.06 $117,914 17,320 Direct +12.32% Acquired -81.3% (price as of 2026-08-21)
Aug. 1, 2011 CLF P 1,500 $88.96 $133,440 11,850 Direct +14.49% Acquired -87.0% (price as of 2026-08-21)
Aug. 1, 2011 CLF P 1,000 $89.50 $89,500 10,350 Direct +10.70% Acquired -87.1% (price as of 2026-08-21)
April 16, 2010 RPM S 8,239 $21.11 $173,925 192,542 Direct -4.10% Disposed 423.2% (price as of 2026-08-21)
April 14, 2010 RPM S 120,000 $21.15 $2,538,000 192,542 Direct -38.39% Disposed 422.2% (price as of 2026-08-21)
Feb. 2, 2010 RPM S 13,125 $19.26 $252,788 192,542 Direct -6.38% Disposed 473.4% (price as of 2026-08-21)
July 30, 2009 RPM S 20,000 $15.91 $318,200 197,260 Direct -9.21% Disposed 594.2% (price as of 2026-08-21)
May 21, 2009 RPM S 16,975 $14.82 $251,570 168,386 Direct -9.16% Disposed 645.2% (price as of 2026-08-21)
April 8, 2008 RPM S 5,000 $22.60 $113,000 142,989 Direct -3.38% Disposed 388.7% (price as of 2026-08-21)
April 8, 2008 RPM S 4,821 $22.58 $108,858 147,989 Direct -3.15% Disposed 389.1% (price as of 2026-08-21)
April 8, 2008 RPM S 7,000 $22.57 $157,990 152,810 Direct -4.38% Disposed 389.3% (price as of 2026-08-21)
April 8, 2008 RPM S 2,700 $22.56 $60,912 159,810 Direct -1.66% Disposed 389.5% (price as of 2026-08-21)
April 8, 2008 RPM S 479 $22.54 $10,797 162,510 Direct -0.29% Disposed 390.0% (price as of 2026-08-21)
Jan. 16, 2007 RPM S 18,750 $22.27 $417,562 93,268 Direct -16.74% Disposed 395.9% (price as of 2026-08-21)
Aug. 11, 2004 RPM S 18,675 $15.53 $290,023 52,824 Direct -26.12% Disposed 611.1% (price as of 2026-08-21)

Showing latest 100 of 104 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 12, 2015 CLF Employee Stock Options (right-to-buy) Common Shares (36,640) $7.70 Jan. 11, 2025 36,640 Acquired
April 14, 2010 RPM Stock Appreciation Rights Common Stock (12,500) $14.05 Oct. 10, 2018 12,500 Disposed
April 14, 2010 RPM Stock Appreciation Rights Common Stock (22,500) $18.80 Oct. 5, 2016 22,500 Disposed
April 14, 2010 RPM Stock Appreciation Rights Common Stock (30,000) $17.65 Oct. 5, 2015 30,000 Disposed
April 14, 2010 RPM Stock Option (Right to Buy) Common Stock (30,000) $17.63 Oct. 29, 2014 30,000 Disposed
April 14, 2010 RPM Stock Option (Right to Buy) Common Stock (50,000) $14.10 Oct. 10, 2013 50,000 Disposed
April 14, 2010 RPM Stock Option (Right to Buy) Common Stock (40,000) $14.08 Oct. 11, 2012 40,000 Disposed
Feb. 2, 2010 RPM Stock Option (Right to Buy) Common Stock (13,025) $9.26 Feb. 1, 2011 13,025 Disposed
Feb. 2, 2010 RPM Stock Option (Right to Buy) Common Stock (100) $9.56 Feb. 28, 2010 100 Disposed
Oct. 8, 2009 RPM Stock Appreciation Rights Common Stock (30,000) $18.96 Oct. 8, 2019 30,000 Acquired
July 30, 2009 RPM Stock Option (Right to Buy) Common Stock (20,000) $15.00 Aug. 3, 2009 20,000 Disposed
May 21, 2009 RPM Stock Option (Right to Buy) Common Stock (16,975) $9.26 Feb. 1, 2011 16,975 Disposed
Oct. 10, 2008 RPM Stock Appreciation Rights Common Stock (50,000) $14.05 Oct. 10, 2018 50,000 Acquired
April 8, 2008 RPM Stock Option (Right to Buy) Common Stock (20,000) $16.12 July 15, 2008 20,000 Disposed
Oct. 4, 2007 RPM Stock Appreciation Rights Common Stock (40,000) $22.88 Oct. 4, 2017 40,000 Acquired
Jan. 16, 2007 RPM Stock Option (Right to Buy) Common Stock (18,750) $15.15 July 16, 2007 18,750 Disposed
Oct. 5, 2006 RPM Stock Appreciation Rights Common Stock (30,000) $18.80 Oct. 4, 2016 30,000 Acquired
Oct. 5, 2005 RPM Stock Appreciation Rights [F9] Common Stock (30,000) $17.65 Oct. 4, 2015 30,000 Acquired
Oct. 29, 2004 RPM Stock Option (Right to Buy) Common Stock (30,000) $17.63 — 30,000 Acquired
Aug. 11, 2004 RPM Stock Option (Right to Buy) Common Stock (18,675) $9.56 Feb. 28, 2010 18,675 Disposed
Oct. 10, 2003 RPM Stock Option (Right to Buy) Common Stock (50,000) — — 50,000 Acquired
Oct. 31, 2002 RPM Phantom Stock Common Stock — — 405 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 4, 2010 CLF Common Stock 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CLF

Legal, Government Affairs and Sustainability, Chief Legal Officer & President, Cliffs China
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $446,125 — $1,060,147 — $0 $103,957 $23,100 $1,633,329
2011 $425,500 — — — $511,116 $78,117 $41,367 $1,828,269

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.