Insider at

04

Insider transactions

05
0 buys (P) 1 sells (S) Net: $-9,044,000 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

5 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 18, 2026 SONY S 400,000 $22.61 $9,044,000 661,615 Direct -37.68% Disposed 4.1% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 13, 2026 SONY Employee Stock Option (right to buy) Common Stock (200,000) · Nov. 26, 2033 200,000 Disposed
May 13, 2026 SONY Employee Stock Option (right to buy) Common Stock (200,000) · Nov. 15, 2032 200,000 Disposed
May 11, 2026 SONY Phantom Restricted Stock Common Stock (10,800) · · 10,800 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 29, 2026 MUFG Common Stock 50,000 Direct
March 18, 2026 SONY Common Stock 661,615 Direct
March 18, 2026 SONY Phantom Restricted Stock→ Common Stock (621,700) 621,700 Direct
March 18, 2026 SONY Restricted Stock Units→ Common Stock (445,687) 445,687 Direct
March 18, 2026 SONY Restricted Stock Units→ Common Stock (79,205) 79,205 Direct
March 18, 2026 SONY Restricted Stock Units→ Common Stock (121,006) 121,006 Direct
March 18, 2026 SONY Employee Stock Option (right to buy)→ Common Stock (600,000) 600,000 Direct
March 18, 2026 SONY Employee Stock Option (right to buy)→ Common Stock (850,000) 850,000 Direct
March 18, 2026 SONY Employee Stock Option (right to buy)→ Common Stock (682,000) 682,000 Direct
March 18, 2026 SONY Employee Stock Option (right to buy)→ Common Stock (850,000) 850,000 Direct
March 18, 2026 SONY Employee Stock Option (right to buy)→ Common Stock (142,600) 142,600 Direct