Kenneth A Shields
Insider
First SEC filing: Aug. 14, 2008 · Latest: Aug. 14, 2008
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 2, 2011 | MERC | J | 8,000 | · | · | 142,000 Direct | +5.97% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2011 | RJF | C | 23,503 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2011 | RJF | C | 23,567 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2011 | RJF | C | 23,503 | · | · | 47,070 Direct | +99.73% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2011 | RJF | C | 23,567 | · | · | 23,567 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 9, 2010 | RJF | S | 15,000 | $31.08 | $466,200 | 0 Direct | -100.00% | Disposed | 663.6% (price as of 2026-10-02) |
| Dec. 7, 2010 | RJF | M | 15,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 7, 2010 | RJF | M | 15,000 | $24.97 | $374,550 | 15,000 Direct | · | Acquired | 850.4% (price as of 2026-10-02) |
| June 2, 2010 | MERC | J | 16,000 | · | · | 134,000 Direct | +13.56% | Acquired | (price as of 2026-10-02) |
| Feb. 19, 2010 | RJF | A | 2,500 | · | · | 2,500 Direct | · | Acquired | (price as of 2026-10-02) |
| Aug. 4, 2009 | MERC | J | 6,000 | · | · | 118,000 Direct | +5.36% | Acquired | (price as of 2026-10-02) |
| Feb. 20, 2009 | RJF | A | 2,500 | · | · | 2,500 Direct | · | Acquired | (price as of 2026-10-02) |
| June 12, 2008 | MERC | J | 6,000 | · | · | 112,000 Direct | +5.66% | Acquired | (price as of 2026-10-02) |
| May 14, 2008 | MERC | P | 400 | $7.50 | $3,000 | 105,900 Indirect | +0.38% | Acquired | -96.6% (price as of 2026-10-02) |
| May 14, 2008 | MERC | P | 1,500 | $7.51 | $11,265 | 105,500 Indirect | +1.44% | Acquired | -96.6% (price as of 2026-10-02) |
| May 14, 2008 | MERC | P | 900 | $7.69 | $6,921 | 104,100 Indirect | +0.87% | Acquired | -96.7% (price as of 2026-10-02) |
| May 14, 2008 | MERC | P | 3,423 | $7.95 | $27,213 | 103,100 Indirect | +3.43% | Acquired | -96.8% (price as of 2026-10-02) |
| May 14, 2008 | MERC | P | 911 | $7.97 | $7,261 | 99,677 Indirect | +0.92% | Acquired | -96.8% (price as of 2026-10-02) |
| May 14, 2008 | MERC | P | 900 | $7.96 | $7,164 | 98,766 Indirect | +0.92% | Acquired | -96.8% (price as of 2026-10-02) |
| May 13, 2008 | MERC | P | 2,115 | $7.49 | $15,841 | 97,866 Indirect | +2.21% | Acquired | -96.6% (price as of 2026-10-02) |
| May 13, 2008 | MERC | P | 2,500 | $7.48 | $18,700 | 95,751 Indirect | +2.68% | Acquired | -96.6% (price as of 2026-10-02) |
| May 13, 2008 | MERC | P | 2,500 | $7.47 | $18,675 | 93,251 Indirect | +2.75% | Acquired | -96.6% (price as of 2026-10-02) |
| May 13, 2008 | MERC | P | 9,751 | $7.46 | $72,742 | 90,751 Indirect | +12.04% | Acquired | -96.6% (price as of 2026-10-02) |
| Feb. 15, 2008 | RJF | M | 2,500 | $25.87 | $64,675 | 2,500 Direct | · | Acquired | 817.3% (price as of 2026-10-02) |
| July 3, 2007 | MERC | J | 6,000 | · | · | 81,000 Direct | +8.00% | Acquired | (price as of 2026-10-02) |
| June 14, 2007 | RJF | S | 10,063 | $32.09 | $322,922 | 0 Indirect | -100.00% | Disposed | 639.5% (price as of 2026-10-02) |
| June 14, 2007 | RJF | S | 70,355 | $32.09 | $2,257,692 | 0 Direct | -100.00% | Disposed | 639.5% (price as of 2026-10-02) |
| June 14, 2007 | MERC | S | 25,000 | $10.02 | $250,500 | 75,000 Direct | -25.00% | Disposed | -97.4% (price as of 2026-10-02) |
| June 13, 2007 | RJF | M | 6,489 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| June 13, 2007 | RJF | M | 3,574 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| June 13, 2007 | RJF | M | 70,355 | · | · | 11,843 Direct | -85.59% | Disposed | (price as of 2026-10-02) |
| June 13, 2007 | RJF | M | 6,489 | · | · | 10,063 Indirect | +181.56% | Acquired | (price as of 2026-10-02) |
| June 13, 2007 | RJF | M | 3,574 | · | · | 3,574 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 13, 2007 | RJF | M | 70,355 | · | · | 70,355 Direct | · | Acquired | (price as of 2026-10-02) |
| May 14, 2007 | MERC | P | 100 | $7.49 | $749 | 106,000 Indirect | +0.09% | Acquired | -96.6% (price as of 2026-10-02) |
| Sept. 12, 2006 | RJF | S | 477 | $28.93 | $13,800 | 0 Indirect | -100.00% | Disposed | 720.3% (price as of 2026-10-02) |
| Sept. 12, 2006 | RJF | S | 8,707 | $28.93 | $251,894 | 0 Indirect | -100.00% | Disposed | 720.3% (price as of 2026-10-02) |
| Sept. 12, 2006 | RJF | S | 6,264 | $28.93 | $181,218 | 0 Direct | -100.00% | Disposed | 720.3% (price as of 2026-10-02) |
| April 27, 2006 | MERC | P | 65,000 | $9.13 | $593,450 | 100,000 Direct | +185.71% | Acquired | -97.2% (price as of 2026-10-02) |
| Feb. 9, 2006 | RJF | S | 25,000 | $44.08 | $1,102,000 | 4,177 Direct | -85.68% | Disposed | 707.6% (price as of 2026-10-02) |
| Feb. 3, 2006 | RJF | M | 12,000 | $21.33 | $255,960 | 3,000 Direct | -80.00% | Disposed | 1568.9% (price as of 2026-10-02) |
| Feb. 3, 2006 | RJF | S | 12,000 | $42.40 | $508,800 | 29,177 Direct | -29.14% | Disposed | 739.6% (price as of 2026-10-02) |
| Feb. 3, 2006 | RJF | M | 12,000 | $21.33 | $255,960 | 41,177 Direct | +41.13% | Acquired | 1568.9% (price as of 2026-10-02) |
| Jan. 30, 2006 | RJF | S | 21,000 | $41.77 | $877,170 | 29,177 Direct | -41.85% | Disposed | 752.2% (price as of 2026-10-02) |
| Jan. 27, 2006 | RJF | M | 21,000 | $23.25 | $488,250 | 0 Direct | -100.00% | Disposed | 1431.1% (price as of 2026-10-02) |
| Jan. 27, 2006 | RJF | M | 21,000 | $23.25 | $488,250 | 50,177 Direct | +71.97% | Acquired | 1431.1% (price as of 2026-10-02) |
| Dec. 9, 2005 | RJF | M | 25,000 | $23.25 | $581,250 | 21,000 Direct | -54.35% | Disposed | 1431.1% (price as of 2026-10-02) |
| Dec. 9, 2005 | RJF | M | 25,000 | $23.25 | $581,250 | 29,177 Direct | +598.52% | Acquired | 1431.1% (price as of 2026-10-02) |
| Dec. 7, 2005 | RJF | S | 9,700 | $37.16 | $360,452 | 4,177 Direct | -69.90% | Disposed | 857.9% (price as of 2026-10-02) |
| Dec. 6, 2005 | RJF | S | 20,300 | $37.27 | $756,581 | 13,877 Direct | -59.40% | Disposed | 855.1% (price as of 2026-10-02) |
| Dec. 6, 2005 | RJF | M | 30,000 | $23.25 | $697,500 | 34,177 Direct | -46.75% | Disposed | 1431.1% (price as of 2026-10-02) |
| Dec. 5, 2005 | RJF | M | 30,000 | $23.25 | $697,500 | 46,000 Direct | -39.47% | Disposed | 1431.1% (price as of 2026-10-02) |
| Dec. 1, 2005 | RJF | M | 10,000 | $37.46 | $374,600 | 10,000 Direct | · | Acquired | 850.3% (price as of 2026-10-02) |
| Dec. 1, 2005 | RJF | M | 10,000 | $37.46 | $374,600 | 10,000 Direct | · | Acquired | 850.3% (price as of 2026-10-02) |
| Dec. 1, 2005 | RJF | M | 19,000 | $23.25 | $441,750 | 76,000 Direct | -20.00% | Disposed | 1431.1% (price as of 2026-10-02) |
| Dec. 1, 2005 | RJF | S | 19,000 | $37.45 | $711,550 | 4,177 Direct | -81.98% | Disposed | 850.5% (price as of 2026-10-02) |
| Dec. 1, 2005 | RJF | M | 19,000 | $23.25 | $441,750 | 23,177 Direct | +454.87% | Acquired | 1431.1% (price as of 2026-10-02) |
| Nov. 28, 2005 | RJF | S | 10,000 | $37.63 | $376,300 | 4,177 Direct | -70.54% | Disposed | 846.0% (price as of 2026-10-02) |
| Nov. 25, 2005 | RJF | M | 10,000 | $23.25 | $232,500 | 95,000 Direct | -9.52% | Disposed | 1431.1% (price as of 2026-10-02) |
| Nov. 25, 2005 | RJF | M | 10,000 | $23.25 | $232,500 | 14,177 Direct | +239.41% | Acquired | 1431.1% (price as of 2026-10-02) |
| March 2, 2005 | RJF | P | 812 | $26.15 | $21,234 | 4,177 Direct | +24.13% | Acquired | 1261.3% (price as of 2026-10-02) |
| March 2, 2004 | RJF | P | 650 | $32.66 | $21,229 | 2,243 Direct | +40.80% | Acquired | 1534.9% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 31, 2011 | RJF | Class E Exchangeable Shares | Common Stock | · | Jan. 31, 2011 | 23,503 | Disposed |
| Jan. 31, 2011 | RJF | Class D Exchangeable Shares | Common Stock | · | Jan. 31, 2011 | 23,567 | Disposed |
| Dec. 7, 2010 | RJF | Employee Stock Option (right to buy) | Common Stock | $24.97 | Jan. 1, 2011 | 15,000 | Disposed |
| Feb. 19, 2010 | RJF | Employee Stock Option (right to buy) | Common Stock | $26.69 | Feb. 19, 2015 | 2,500 | Acquired |
| Feb. 20, 2009 | RJF | Employee Stock Option (right to buy) | Common Stock | $15.91 | Feb. 20, 2014 | 2,500 | Acquired |
| Feb. 15, 2008 | RJF | Employee Stock Option (right to buy) | Common Stock | $25.87 | Feb. 15, 2013 | 2,500 | Acquired |
| June 13, 2007 | RJF | RJF Class E Exchangeable Shares | Common Stock | $0.00 | Jan. 31, 2011 | 6,489 | Disposed |
| June 13, 2007 | RJF | RJF Class D Exchangeable Shares | Common Stock | $0.00 | Jan. 31, 2011 | 3,574 | Disposed |
| June 13, 2007 | RJF | RJF Class D Exchangeable Shares | Common Stock | $0.00 | Jan. 31, 2011 | 70,355 | Disposed |
| Feb. 3, 2006 | RJF | Employee Stock Option (right to buy) | Common Stock | $21.33 | Dec. 28, 2006 | 12,000 | Disposed |
| Jan. 27, 2006 | RJF | Employee Stock Option (right to buy) | Common Stock | $23.25 | Jan. 29, 2006 | 21,000 | Disposed |
| Dec. 9, 2005 | RJF | Employee Stock Option (right to buy) | Common Stock | $23.25 | Jan. 29, 2006 | 25,000 | Disposed |
| Dec. 5, 2005 | RJF | Employee Stock Option (right to buy) | Common Stock | $23.25 | Jan. 29, 2006 | 30,000 | Disposed |
| Dec. 1, 2005 | RJF | Employee Stock Option (right to buy) | Common Stock | $37.46 | Feb. 1, 2011 | 10,000 | Acquired |
| Dec. 1, 2005 | RJF | Employee Stock Option (right to buy) | Common Stock | $37.46 | Feb. 1, 2011 | 10,000 | Acquired |
| Dec. 1, 2005 | RJF | Employee Stock Option (right to buy) | Common Stock | $23.25 | Jan. 29, 2006 | 19,000 | Disposed |
| Nov. 25, 2005 | RJF | Employee Stock Option (right to buy) | Common Stock | $23.25 | Jan. 29, 2006 | 10,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).