Kenneth A Shields

CIK 1182770 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 14, 2008 · Latest: Aug. 14, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 9, 2010 RJF S 15,000 $31.08 $466,200 0 Direct -100.00% Disposed 774.3% (price as of 2026-08-19)
May 14, 2008 MERC P 400 $7.50 $3,000 105,900 Indirect +0.38% Acquired -93.7% (price as of 2026-08-19)
May 14, 2008 MERC P 1,500 $7.51 $11,265 105,500 Indirect +1.44% Acquired -93.7% (price as of 2026-08-19)
May 14, 2008 MERC P 900 $7.69 $6,921 104,100 Indirect +0.87% Acquired -93.9% (price as of 2026-08-19)
May 14, 2008 MERC P 3,423 $7.95 $27,213 103,100 Indirect +3.43% Acquired -94.1% (price as of 2026-08-19)
May 14, 2008 MERC P 911 $7.97 $7,261 99,677 Indirect +0.92% Acquired -94.1% (price as of 2026-08-19)
May 14, 2008 MERC P 900 $7.96 $7,164 98,766 Indirect +0.92% Acquired -94.1% (price as of 2026-08-19)
May 13, 2008 MERC P 2,115 $7.49 $15,841 97,866 Indirect +2.21% Acquired -93.7% (price as of 2026-08-19)
May 13, 2008 MERC P 2,500 $7.48 $18,700 95,751 Indirect +2.68% Acquired -93.7% (price as of 2026-08-19)
May 13, 2008 MERC P 2,500 $7.47 $18,675 93,251 Indirect +2.75% Acquired -93.7% (price as of 2026-08-19)
May 13, 2008 MERC P 9,751 $7.46 $72,742 90,751 Indirect +12.04% Acquired -93.7% (price as of 2026-08-19)
June 14, 2007 RJF S 10,063 $32.09 $322,922 0 Indirect -100.00% Disposed 746.7% (price as of 2026-08-19)
June 14, 2007 RJF S 70,355 $32.09 $2,257,692 0 Direct -100.00% Disposed 746.7% (price as of 2026-08-19)
June 14, 2007 MERC S 25,000 $10.02 $250,500 75,000 Direct -25.00% Disposed -95.3% (price as of 2026-08-19)
May 14, 2007 MERC P 100 $7.49 $749 106,000 Indirect +0.09% Acquired -93.7% (price as of 2026-08-19)
Sept. 12, 2006 RJF S 477 $28.93 $13,800 0 Indirect -100.00% Disposed 839.2% (price as of 2026-08-19)
Sept. 12, 2006 RJF S 8,707 $28.93 $251,894 0 Indirect -100.00% Disposed 839.2% (price as of 2026-08-19)
Sept. 12, 2006 RJF S 6,264 $28.93 $181,218 0 Direct -100.00% Disposed 839.2% (price as of 2026-08-19)
April 27, 2006 MERC P 65,000 $9.13 $593,450 100,000 Direct +185.71% Acquired -94.9% (price as of 2026-08-19)
Feb. 9, 2006 RJF S 25,000 $44.08 $1,102,000 4,177 Direct -85.68% Disposed 824.6% (price as of 2026-08-19)
Feb. 3, 2006 RJF S 12,000 $42.40 $508,800 29,177 Direct -29.14% Disposed 861.3% (price as of 2026-08-19)
Jan. 30, 2006 RJF S 21,000 $41.77 $877,170 29,177 Direct -41.85% Disposed 875.8% (price as of 2026-08-19)
Dec. 7, 2005 RJF S 9,700 $37.16 $360,452 4,177 Direct -69.90% Disposed 996.8% (price as of 2026-08-19)
Dec. 6, 2005 RJF S 20,300 $37.27 $756,581 13,877 Direct -59.40% Disposed 993.6% (price as of 2026-08-19)
Dec. 1, 2005 RJF S 19,000 $37.45 $711,550 4,177 Direct -81.98% Disposed 988.3% (price as of 2026-08-19)
Nov. 28, 2005 RJF S 10,000 $37.63 $376,300 4,177 Direct -70.54% Disposed 983.1% (price as of 2026-08-19)
March 2, 2005 RJF P 812 $26.15 $21,234 4,177 Direct +24.13% Acquired 1458.6% (price as of 2026-08-19)
March 2, 2004 RJF P 650 $32.66 $21,229 2,243 Direct +40.80% Acquired 1771.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 31, 2011 RJF Class E Exchangeable Shares Common Stock (23,503) — Jan. 31, 2011 23,503 Disposed
Jan. 31, 2011 RJF Class D Exchangeable Shares Common Stock (23,567) — Jan. 31, 2011 23,567 Disposed
Dec. 7, 2010 RJF Employee Stock Option (right to buy) Common Stock (15,000) $24.97 Jan. 1, 2011 15,000 Disposed
Feb. 19, 2010 RJF Employee Stock Option (right to buy) Common Stock (2,500) $26.69 Feb. 19, 2015 2,500 Acquired
Feb. 20, 2009 RJF Employee Stock Option (right to buy) Common Stock (2,500) $15.91 Feb. 20, 2014 2,500 Acquired
Feb. 15, 2008 RJF Employee Stock Option (right to buy) Common Stock (2,500) $25.87 Feb. 15, 2013 2,500 Acquired
June 13, 2007 RJF RJF Class E Exchangeable Shares Common Stock (6,489) $0.00 Jan. 31, 2011 6,489 Disposed
June 13, 2007 RJF RJF Class D Exchangeable Shares Common Stock (3,574) $0.00 Jan. 31, 2011 3,574 Disposed
June 13, 2007 RJF RJF Class D Exchangeable Shares Common Stock (70,355) $0.00 Jan. 31, 2011 70,355 Disposed
Feb. 3, 2006 RJF Employee Stock Option (right to buy) Common Stock (12,000) $21.33 Dec. 28, 2006 12,000 Disposed
Jan. 27, 2006 RJF Employee Stock Option (right to buy) Common Stock (25,000) $23.25 Jan. 29, 2006 21,000 Disposed
Dec. 9, 2005 RJF Employee Stock Option (right to buy) Common Stock (25,000) $23.25 Jan. 29, 2006 25,000 Disposed
Dec. 5, 2005 RJF Employee Stock Option (right to buy) Common Stock (30,000) $23.25 Jan. 29, 2006 30,000 Disposed
Dec. 1, 2005 RJF Employee Stock Option (right to buy) Common Stock (10,000) $37.46 Feb. 1, 2011 10,000 Acquired
Dec. 1, 2005 RJF Employee Stock Option (right to buy) Common Stock (10,000) $37.46 Feb. 1, 2011 10,000 Acquired
Dec. 1, 2005 RJF Employee Stock Option (right to buy) Common Stock (19,000) $23.25 Jan. 29, 2006 19,000 Disposed
Nov. 25, 2005 RJF Employee Stock Option (right to buy) Common Stock (95,000) $23.25 Jan. 29, 2006 10,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).