Kenneth Gregory Yamamoto
CIK 1335608 · View on SEC EDGAR ↗
First SEC filing: Aug. 22, 2005 · Latest: Aug. 22, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 17, 2006 | NEON | P | 268 | $0.40 | $107 | 60,000 Indirect | +0.45% | Acquired | -99.8% (price as of 2026-08-20) |
| Oct. 11, 2006 | NEON | P | 6,500 | $0.40 | $2,600 | 59,732 Indirect | +12.21% | Acquired | -99.8% (price as of 2026-08-20) |
| Oct. 10, 2006 | NEON | P | 3,980 | $0.40 | $1,592 | 53,232 Indirect | +8.08% | Acquired | -99.8% (price as of 2026-08-20) |
| Oct. 9, 2006 | NEON | P | 1,995 | $0.40 | $798 | 49,252 Indirect | +4.22% | Acquired | -99.8% (price as of 2026-08-20) |
| Sept. 19, 2006 | NEON | P | 2,257 | $0.40 | $903 | 47,257 Indirect | +5.02% | Acquired | -99.8% (price as of 2026-08-20) |
| Sept. 19, 2006 | NEON | P | 15,042 | $0.40 | $6,017 | 60,000 Indirect | +33.46% | Acquired | -99.8% (price as of 2026-08-20) |
| Sept. 8, 2006 | NEON | P | 14,958 | $0.40 | $5,983 | 44,958 Indirect | +49.86% | Acquired | -99.8% (price as of 2026-08-20) |
| Sept. 8, 2006 | NEON | P | 15,000 | $0.40 | $6,000 | 45,000 Indirect | +50.00% | Acquired | -99.8% (price as of 2026-08-20) |
| April 12, 2006 | NEON | P | 5,000 | $1.04 | $5,200 | 30,000 Indirect | +20.00% | Acquired | -99.9% (price as of 2026-08-20) |
| April 12, 2006 | NEON | P | 5,000 | $1.04 | $5,200 | 30,000 Indirect | +20.00% | Acquired | -99.9% (price as of 2026-08-20) |
| March 15, 2006 | NEON | P | 5,000 | $1.04 | $5,200 | 25,000 Indirect | +25.00% | Acquired | -99.9% (price as of 2026-08-20) |
| March 15, 2006 | NEON | P | 5,000 | $1.05 | $5,250 | 25,000 Indirect | +25.00% | Acquired | -99.9% (price as of 2026-08-20) |
| March 7, 2006 | NEON | P | 15,000 | $1.00 | $15,000 | 213,943 Direct | +7.54% | Acquired | -99.9% (price as of 2026-08-20) |
| Feb. 15, 2006 | NEON | P | 2,000 | $1.29 | $2,580 | 198,943 Direct | +1.02% | Acquired | -99.9% (price as of 2026-08-20) |
| Feb. 2, 2006 | NEON | P | 4,900 | $1.38 | $6,762 | 196,943 Direct | +2.55% | Acquired | -99.9% (price as of 2026-08-20) |
| Feb. 1, 2006 | NEON | P | 100 | $1.37 | $137 | 192,043 Direct | +0.05% | Acquired | -99.9% (price as of 2026-08-20) |
| Jan. 6, 2006 | NEON | P | 5,000 | $1.60 | $8,000 | 182,000 Direct | +2.82% | Acquired | -100.0% (price as of 2026-08-20) |
| Dec. 21, 2005 | NEON | P | 5,000 | $1.93 | $9,650 | 177,000 Direct | +2.91% | Acquired | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 21, 2006 | NEON | SBE stock Options | Stock Options (100,000) | $1.00 | March 21, 2013 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 22, 2005 | NEON | SBE common stock | 172,000 | Direct |
| Aug. 22, 2005 | NEON | SBE common stock | 20,000 | Indirect |
| Aug. 22, 2005 | NEON | SBE Common Stock | 20,000 | Indirect |
| Aug. 22, 2005 | NEON | SBE stock options→ SBE stock options (345,000) | 345,000 | Direct |
| Aug. 22, 2005 | NEON | SBE warrants→ SBE warrants (40,000) | 40,000 | Direct |
| Aug. 22, 2005 | NEON | SBE warrants→ SBE warrants (10,000) | 10,000 | Indirect |
| Aug. 22, 2005 | NEON | SBE warrants→ SBE warrants (10,000) | 10,000 | Indirect |