Kenneth M Smith
CIK 1210472 · View on SEC EDGAR ↗
First SEC filing: March 8, 2011 · Latest: March 8, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 5, 2010 | AVNT | S | 34,100 | $13.44 | $458,304 | 89,357 Direct | -27.62% | Disposed | 230.6% (price as of 2026-08-19) |
| Sept. 27, 2010 | AVNT | S | 42,700 | $12.28 | $524,356 | 47,434 Direct | -47.37% | Disposed | 261.8% (price as of 2026-08-19) |
| May 9, 2006 | AVNT | S | 15,600 | $9.26 | $144,456 | 40,775 Direct | -27.67% | Disposed | 379.9% (price as of 2026-08-19) |
| Nov. 17, 2004 | AVNT | S | 7,563 | $8.89 | $67,235 | 41,719 Direct | -15.35% | Disposed | 399.8% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2011 | AVNT | Restricted Stock Units | Common Stock (12,600) | — | March 6, 2011 | 12,600 | Disposed |
| Feb. 16, 2011 | AVNT | Restricted Stock Units | Common Stock (8,900) | — | Feb. 16, 2014 | 8,900 | Acquired |
| Feb. 16, 2011 | AVNT | Stock Appreciation Right | Common Stock (16,100) | $14.81 | Feb. 16, 2021 | 16,100 | Acquired |
| Nov. 5, 2010 | AVNT | Non-Qualified Stock Option (right to buy) | Common Stock (34,100) | $6.00 | April 1, 2013 | 34,100 | Disposed |
| Nov. 5, 2010 | AVNT | Stock Appreciation Right | Common Stock (44,700) | $6.51 | Jan. 3, 2013 | 44,700 | Disposed |
| Nov. 5, 2010 | AVNT | Stock Appreciation Right | Common Stock (58,500) | $6.58 | March 7, 2014 | 58,500 | Disposed |
| Sept. 27, 2010 | AVNT | Incentive Stock Option (right to buy) | Common Stock (34,482) | $8.70 | Feb. 28, 2011 | 34,482 | Disposed |
| Sept. 27, 2010 | AVNT | Non-Qualified Stock Option (right to buy) | Common Stock (8,218) | $8.70 | Feb. 28, 2011 | 8,218 | Disposed |
| Sept. 27, 2010 | AVNT | Stock Appreciation Right | Common Stock (16,000) | $1.43 | March 4, 2016 | 16,000 | Disposed |
| Feb. 17, 2010 | AVNT | Restricted Stock Units | Common Stock (13,500) | — | Feb. 17, 2013 | 13,500 | Acquired |
| Feb. 17, 2010 | AVNT | Stock Appreciation Right | Common Stock (24,200) | $7.99 | Feb. 16, 2017 | 24,200 | Acquired |
| March 5, 2009 | AVNT | Performance Shares | Common Stock (27,700) | — | March 5, 2012 | 27,700 | Acquired |
| March 5, 2009 | AVNT | Stock Appreciation Right | Common Stock (48,000) | $1.43 | March 4, 2016 | 48,000 | Acquired |
| March 6, 2008 | AVNT | Restricted Stock Units | Common Stock (12,600) | — | March 6, 2011 | 12,600 | Acquired |
| March 6, 2008 | AVNT | Stock Appreciation Right | Common Stock (31,200) | $6.76 | March 5, 2015 | 31,200 | Acquired |
| March 8, 2007 | AVNT | Stock Appreciation Right | Common Stock (58,500) | $6.58 | March 7, 2014 | 58,500 | Acquired |
| May 9, 2006 | AVNT | Incentive Stock Option (right to buy) | Common Stock (15,600) | $6.00 | April 1, 2007 | 15,600 | Disposed |
| Jan. 4, 2006 | AVNT | Stock Appreciation Right | Common Stock (44,700) | $6.51 | Jan. 3, 2013 | 44,700 | Acquired |
| Jan. 5, 2005 | AVNT | Stock Appreciation Right | Common Stock (18,600) | $8.94 | Jan. 4, 2012 | 18,600 | Acquired |
| Nov. 17, 2004 | AVNT | Stock Appreciation Right | Common Stock (34,720) | $6.14 | Dec. 10, 2006 | 34,720 | Disposed |
| Dec. 11, 2003 | AVNT | Stock Appreciation Right | Common Stock (52,080) | $6.14 | Dec. 10, 2006 | 52,080 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
AVNT
SVP| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2014 | $235,307 | — | — | — | $322,962 | $476,066 | $161,690 | $2,003,752 |
| 2013 | $370,769 | — | — | — | $629,618 | $0 | $79,723 | $1,749,635 |
| 2012 | $359,615 | — | — | — | $612,645 | $249,773 | $77,626 | $1,613,461 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.