Kenneth M Sullivan
CIK 1405180 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 1, 2007 · Latest: Aug. 1, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 18 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 26, 2013 | SFD | D | 30,000 | $34.00 | $1,020,000 | 0 Direct | -100.00% | Disposed | -33.7% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | A | 30,000 | — | — | 30,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 2,000 | $2.14 | $4,280 | 0 Direct | -100.00% | Disposed | 952.8% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 5,000 | $1.60 | $8,000 | 0 Direct | -100.00% | Disposed | 1308.1% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 7,500 | $10.25 | $76,875 | 0 Direct | -100.00% | Disposed | 119.8% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 10,000 | $20.70 | $207,000 | 0 Direct | -100.00% | Disposed | 8.8% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 15,000 | $18.57 | $278,550 | 0 Direct | -100.00% | Disposed | 21.3% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 25,000 | $12.06 | $301,500 | 0 Direct | -100.00% | Disposed | 86.8% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 20,000 | $13.33 | $266,600 | 0 Direct | -100.00% | Disposed | 69.0% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 566 | $34.00 | $19,244 | 0 Indirect | -100.00% | Disposed | -33.7% (price as of 2026-08-20) |
| Sept. 26, 2013 | SFD | D | 20,088 | $34.00 | $682,992 | 0 Direct | -100.00% | Disposed | -33.7% (price as of 2026-08-20) |
| June 14, 2013 | SFD | A | 7,442 | — | — | 7,442 Direct | — | Acquired | (price as of 2026-08-20) |
| June 18, 2012 | SFD | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 7, 2012 | SFD | A | 12,646 | — | — | 20,088 Direct | +169.93% | Acquired | (price as of 2026-08-20) |
| June 20, 2011 | SFD | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 21, 2010 | SFD | A | 15,000 | — | — | 15,000 Direct | — | Acquired | (price as of 2026-08-20) |
| July 6, 2009 | SFD | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 16, 2008 | SFD | A | 7,500 | — | — | 7,500 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 26, 2013 | SFD | Performance Share Units | common stock (30,000) | — | — | 30,000 | Disposed |
| Sept. 26, 2013 | SFD | Performance Share Units | common stock (30,000) | — | — | 30,000 | Acquired |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (2,000) | $31.86 | June 2, 2015 | 2,000 | Disposed |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (5,000) | $32.40 | June 11, 2017 | 5,000 | Disposed |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (7,500) | $23.75 | June 16, 2018 | 7,500 | Disposed |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (10,000) | $13.30 | July 6, 2016 | 10,000 | Disposed |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (15,000) | $15.43 | June 21, 2017 | 15,000 | Disposed |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (25,000) | $21.94 | June 20, 2018 | 25,000 | Disposed |
| Sept. 26, 2013 | SFD | Employee Stock Option (right to buy) | common stock (20,000) | $20.67 | June 18, 2019 | 20,000 | Disposed |
| June 18, 2012 | SFD | Employee Stock Option (right to buy) | common stock (20,000) | $20.67 | June 18, 2019 | 20,000 | Acquired |
| June 20, 2011 | SFD | Employee stock option (right to buy) | common stock (25,000) | $21.94 | June 20, 2018 | 25,000 | Acquired |
| June 21, 2010 | SFD | Employee stock option (right to buy) | common stock (15,000) | $15.43 | June 21, 2017 | 15,000 | Acquired |
| July 6, 2009 | SFD | Employee stock option (right to buy) | common stock (10,000) | $13.30 | July 6, 2016 | 10,000 | Acquired |
| June 16, 2008 | SFD | see footnote below [F1] | common stock (7,500) | $23.75 | June 16, 2018 | 7,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.