Kenneth R. Brotman
CIK 1719473 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 2, 2017 · Latest: Nov. 2, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 39 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
39 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 19, 2022 | FNKO | S | 4,720 | $21.00 | $99,120 | 1,180 Direct | -80.00% | Disposed | -69.3% (price as of 2026-08-21) |
| May 19, 2022 | FNKO | S | 15,750 | $21.00 | $330,750 | 3,938 Indirect | -80.00% | Disposed | -69.3% (price as of 2026-08-21) |
| May 19, 2022 | FNKO | S | 3,253,617 | $21.00 | $68,325,957 | 813,404 Indirect | -80.00% | Disposed | -69.3% (price as of 2026-08-21) |
| May 19, 2022 | FNKO | S | 1,165,388 | $21.00 | $24,473,148 | 291,347 Indirect | -80.00% | Disposed | -69.3% (price as of 2026-08-21) |
| May 19, 2022 | FNKO | S | 2,763,898 | $21.00 | $58,041,858 | 690,974 Indirect | -80.00% | Disposed | -69.3% (price as of 2026-08-21) |
| May 19, 2022 | FNKO | S | 5,289,174 | $21.00 | $111,072,654 | 0 Indirect | -100.00% | Disposed | -69.3% (price as of 2026-08-21) |
| April 21, 2022 | FNKO | S 10b5-1 | 12 | $18.25 | $219 | 19,688 Indirect | -0.06% | Disposed | -64.7% (price as of 2026-08-21) |
| April 21, 2022 | FNKO | S 10b5-1 | 3,413 | $18.25 | $62,287 | 4,067,021 Indirect | -0.08% | Disposed | -64.7% (price as of 2026-08-21) |
| April 21, 2022 | FNKO | S 10b5-1 | 1,223 | $18.25 | $22,320 | 1,456,735 Indirect | -0.08% | Disposed | -64.7% (price as of 2026-08-21) |
| April 21, 2022 | FNKO | S 10b5-1 | 2,900 | $18.25 | $52,925 | 3,454,872 Indirect | -0.08% | Disposed | -64.7% (price as of 2026-08-21) |
| April 21, 2022 | FNKO | S 10b5-1 | 6,120 | $18.25 | $111,690 | 0 Indirect | -100.00% | Disposed | -64.7% (price as of 2026-08-21) |
| April 12, 2022 | FNKO | S 10b5-1 | 84 | $18.01 | $1,513 | 13,800 Indirect | -0.61% | Disposed | -64.2% (price as of 2026-08-21) |
| April 12, 2022 | FNKO | S 10b5-1 | 24,800 | $18.01 | $446,648 | 4,070,434 Indirect | -0.61% | Disposed | -64.2% (price as of 2026-08-21) |
| April 12, 2022 | FNKO | S 10b5-1 | 8,883 | $18.01 | $159,983 | 1,457,958 Indirect | -0.61% | Disposed | -64.2% (price as of 2026-08-21) |
| April 12, 2022 | FNKO | S 10b5-1 | 21,067 | $18.01 | $379,417 | 3,457,772 Indirect | -0.61% | Disposed | -64.2% (price as of 2026-08-21) |
| April 12, 2022 | FNKO | S 10b5-1 | 44,472 | $18.01 | $800,941 | 0 Indirect | -100.00% | Disposed | -64.2% (price as of 2026-08-21) |
| April 8, 2022 | FNKO | S 10b5-1 | 44 | $18.12 | $797 | 13,884 Indirect | -0.32% | Disposed | -64.5% (price as of 2026-08-21) |
| April 8, 2022 | FNKO | S 10b5-1 | 13,086 | $18.12 | $237,118 | 4,095,234 Indirect | -0.32% | Disposed | -64.5% (price as of 2026-08-21) |
| April 8, 2022 | FNKO | S 10b5-1 | 4,687 | $18.12 | $84,928 | 1,466,841 Indirect | -0.32% | Disposed | -64.5% (price as of 2026-08-21) |
| April 8, 2022 | FNKO | S 10b5-1 | 11,117 | $18.12 | $201,440 | 3,478,839 Indirect | -0.32% | Disposed | -64.5% (price as of 2026-08-21) |
| April 8, 2022 | FNKO | S 10b5-1 | 23,468 | $18.12 | $425,240 | 0 Indirect | -100.00% | Disposed | -64.5% (price as of 2026-08-21) |
| April 5, 2022 | FNKO | S 10b5-1 | 42 | $18.06 | $759 | 13,928 Indirect | -0.30% | Disposed | -64.3% (price as of 2026-08-21) |
| April 5, 2022 | FNKO | S 10b5-1 | 12,486 | $18.06 | $225,497 | 4,108,320 Indirect | -0.30% | Disposed | -64.3% (price as of 2026-08-21) |
| April 5, 2022 | FNKO | S 10b5-1 | 4,472 | $18.06 | $80,764 | 1,471,528 Indirect | -0.30% | Disposed | -64.3% (price as of 2026-08-21) |
| April 5, 2022 | FNKO | S 10b5-1 | 10,607 | $18.06 | $191,562 | 3,489,956 Indirect | -0.30% | Disposed | -64.3% (price as of 2026-08-21) |
| April 5, 2022 | FNKO | S 10b5-1 | 22,393 | $18.06 | $404,418 | 0 Indirect | -100.00% | Disposed | -64.3% (price as of 2026-08-21) |
| March 22, 2022 | FNKO | S 10b5-1 | 16 | $18.02 | $288 | 13,970 Indirect | -0.11% | Disposed | -64.3% (price as of 2026-08-21) |
| March 22, 2022 | FNKO | S 10b5-1 | 4,688 | $18.02 | $84,478 | 4,120,806 Indirect | -0.11% | Disposed | -64.3% (price as of 2026-08-21) |
| March 22, 2022 | FNKO | S 10b5-1 | 1,679 | $18.02 | $30,256 | 1,476,000 Indirect | -0.11% | Disposed | -64.3% (price as of 2026-08-21) |
| March 22, 2022 | FNKO | S 10b5-1 | 3,983 | $18.02 | $71,774 | 3,500,563 Indirect | -0.11% | Disposed | -64.3% (price as of 2026-08-21) |
| March 22, 2022 | FNKO | S 10b5-1 | 8,408 | $18.02 | $151,512 | 0 Indirect | -100.00% | Disposed | -64.3% (price as of 2026-08-21) |
| March 21, 2022 | FNKO | S 10b5-1 | 2 | $18.12 | $36 | 13,986 Indirect | -0.01% | Disposed | -64.5% (price as of 2026-08-21) |
| March 21, 2022 | FNKO | S 10b5-1 | 598 | $18.12 | $10,836 | 4,125,494 Indirect | -0.01% | Disposed | -64.5% (price as of 2026-08-21) |
| March 21, 2022 | FNKO | S 10b5-1 | 214 | $18.12 | $3,878 | 1,477,679 Indirect | -0.01% | Disposed | -64.5% (price as of 2026-08-21) |
| March 21, 2022 | FNKO | S 10b5-1 | 508 | $18.12 | $9,205 | 3,504,546 Indirect | -0.01% | Disposed | -64.5% (price as of 2026-08-21) |
| March 21, 2022 | FNKO | S 10b5-1 | 1,071 | $18.12 | $19,407 | 0 Indirect | -100.00% | Disposed | -64.5% (price as of 2026-08-21) |
| March 18, 2022 | FNKO | S 10b5-1 | 84 | $18.14 | $1,524 | 13,988 Indirect | -0.60% | Disposed | -64.5% (price as of 2026-08-21) |
| March 18, 2022 | FNKO | S 10b5-1 | 24,742 | $18.14 | $448,820 | 4,126,092 Indirect | -0.60% | Disposed | -64.5% (price as of 2026-08-21) |
| March 18, 2022 | FNKO | S 10b5-1 | 8,862 | $18.14 | $160,757 | 1,477,893 Indirect | -0.60% | Disposed | -64.5% (price as of 2026-08-21) |
| March 18, 2022 | FNKO | S 10b5-1 | 21,018 | $18.14 | $381,267 | 3,505,054 Indirect | -0.60% | Disposed | -64.5% (price as of 2026-08-21) |
| March 18, 2022 | FNKO | S 10b5-1 | 44,370 | $18.14 | $804,872 | 0 Indirect | -100.00% | Disposed | -64.5% (price as of 2026-08-21) |
| Feb. 16, 2022 | FNKO | S 10b5-1 | 11,510 | $18.05 | $207,756 | 0 Indirect | -100.00% | Disposed | -64.3% (price as of 2026-08-21) |
| Feb. 16, 2022 | FNKO | S 10b5-1 | 5,452 | $18.05 | $98,409 | 3,690,138 Indirect | -0.15% | Disposed | -64.3% (price as of 2026-08-21) |
| Feb. 16, 2022 | FNKO | S 10b5-1 | 2,299 | $18.05 | $41,497 | 1,555,932 Indirect | -0.15% | Disposed | -64.3% (price as of 2026-08-21) |
| Feb. 16, 2022 | FNKO | S 10b5-1 | 6,419 | $18.05 | $115,863 | 4,343,969 Indirect | -0.15% | Disposed | -64.3% (price as of 2026-08-21) |
| Feb. 16, 2022 | FNKO | S 10b5-1 | 22 | $18.05 | $397 | 14,727 Indirect | -0.15% | Disposed | -64.3% (price as of 2026-08-21) |
| Feb. 11, 2022 | FNKO | S 10b5-1 | 1 | $18.40 | $18 | 14,749 Indirect | -0.01% | Disposed | -65.0% (price as of 2026-08-21) |
| Feb. 11, 2022 | FNKO | S 10b5-1 | 275 | $18.40 | $5,060 | 4,350,388 Indirect | -0.01% | Disposed | -65.0% (price as of 2026-08-21) |
| Feb. 11, 2022 | FNKO | S 10b5-1 | 98 | $18.40 | $1,803 | 1,558,231 Indirect | -0.01% | Disposed | -65.0% (price as of 2026-08-21) |
| Feb. 11, 2022 | FNKO | S 10b5-1 | 233 | $18.40 | $4,287 | 3,695,590 Indirect | -0.01% | Disposed | -65.0% (price as of 2026-08-21) |
| Feb. 11, 2022 | FNKO | S 10b5-1 | 493 | $18.40 | $9,071 | 0 Indirect | -100.00% | Disposed | -65.0% (price as of 2026-08-21) |
| Feb. 10, 2022 | FNKO | S 10b5-1 | 107 | $18.49 | $1,978 | 14,750 Indirect | -0.72% | Disposed | -65.2% (price as of 2026-08-21) |
| Feb. 10, 2022 | FNKO | S 10b5-1 | 31,546 | $18.49 | $583,286 | 4,350,663 Indirect | -0.72% | Disposed | -65.2% (price as of 2026-08-21) |
| Feb. 10, 2022 | FNKO | S 10b5-1 | 11,299 | $18.49 | $208,919 | 1,558,329 Indirect | -0.72% | Disposed | -65.2% (price as of 2026-08-21) |
| Feb. 10, 2022 | FNKO | S 10b5-1 | 26,798 | $18.49 | $495,495 | 3,695,823 Indirect | -0.72% | Disposed | -65.2% (price as of 2026-08-21) |
| Feb. 10, 2022 | FNKO | S 10b5-1 | 56,570 | $18.49 | $1,045,979 | 0 Indirect | -100.00% | Disposed | -65.2% (price as of 2026-08-21) |
| Feb. 9, 2022 | FNKO | S 10b5-1 | 115 | $18.16 | $2,088 | 14,857 Indirect | -0.77% | Disposed | -64.5% (price as of 2026-08-21) |
| Feb. 9, 2022 | FNKO | S 10b5-1 | 34,096 | $18.16 | $619,183 | 4,382,209 Indirect | -0.77% | Disposed | -64.5% (price as of 2026-08-21) |
| Feb. 9, 2022 | FNKO | S 10b5-1 | 12,212 | $18.16 | $221,770 | 1,569,628 Indirect | -0.77% | Disposed | -64.5% (price as of 2026-08-21) |
| Feb. 9, 2022 | FNKO | S 10b5-1 | 28,964 | $18.16 | $525,986 | 3,722,621 Indirect | -0.77% | Disposed | -64.5% (price as of 2026-08-21) |
| Feb. 9, 2022 | FNKO | S 10b5-1 | 61,143 | $18.16 | $1,110,357 | 0 Indirect | -100.00% | Disposed | -64.5% (price as of 2026-08-21) |
Showing latest 100 of 345 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 19, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (5,289,174) | — | — | 5,289,174 | Disposed |
| May 18, 2022 | FNKO | Stock Option (Right to Buy) | Class A common stock | $5.80 | Aug. 17, 2022 | 5,900 | Disposed |
| April 21, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (6,120) | — | — | 6,120 | Disposed |
| April 12, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (44,472) | — | — | 44,472 | Disposed |
| April 8, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (23,468) | — | — | 23,468 | Disposed |
| April 5, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (22,393) | — | — | 22,393 | Disposed |
| March 22, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (8,408) | — | — | 8,408 | Disposed |
| March 21, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (1,071) | — | — | 1,071 | Disposed |
| March 18, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (44,370) | — | — | 44,370 | Disposed |
| Feb. 16, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (11,510) | — | — | 11,510 | Disposed |
| Feb. 11, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (493) | — | — | 493 | Disposed |
| Feb. 10, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (56,570) | — | — | 56,570 | Disposed |
| Feb. 9, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (61,143) | — | — | 61,143 | Disposed |
| Jan. 13, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (42,968) | — | — | 42,968 | Disposed |
| Jan. 12, 2022 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (57,736) | — | — | 57,736 | Disposed |
| Aug. 31, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (26,827) | — | — | 26,827 | Disposed |
| Aug. 26, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (11,360) | — | — | 11,360 | Disposed |
| Aug. 26, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (10,029) | — | — | 10,029 | Disposed |
| Aug. 25, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (75,553) | — | — | 75,553 | Disposed |
| Aug. 25, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (60,311) | — | — | 60,311 | Disposed |
| Aug. 5, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (19,693) | — | — | 19,693 | Disposed |
| July 12, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (12,482) | — | — | 12,482 | Disposed |
| July 9, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (30,033) | — | — | 30,033 | Disposed |
| July 8, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (3,722) | — | — | 3,722 | Disposed |
| July 7, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (11,829) | — | — | 11,829 | Disposed |
| July 6, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (11,596) | — | — | 11,596 | Disposed |
| July 2, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (10,394) | — | — | 10,394 | Disposed |
| July 1, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (29,607) | — | — | 29,607 | Disposed |
| June 30, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (16,996) | — | — | 16,996 | Disposed |
| June 29, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (14,677) | — | — | 14,677 | Disposed |
| June 28, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (11,203) | — | — | 11,203 | Disposed |
| June 25, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (95,263) | — | — | 95,263 | Disposed |
| June 24, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (35,606) | — | — | 35,606 | Disposed |
| June 23, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (27,738) | — | — | 27,738 | Disposed |
| June 22, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (59,056) | — | — | 59,056 | Disposed |
| June 21, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (74,027) | — | — | 74,027 | Disposed |
| June 15, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (13,576) | — | — | 13,576 | Disposed |
| June 14, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (18,240) | — | — | 18,240 | Disposed |
| June 11, 2021 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (67,216) | — | — | 67,216 | Disposed |
| June 4, 2021 | FNKO | Restricted Stock Units | Class A common stock | — | — | 1,593 | Acquired |
| June 4, 2021 | FNKO | Stock Option (Right to buy) | Class A common stock | $23.54 | June 4, 2031 | 3,983 | Acquired |
| May 27, 2021 | FNKO | Restricted Stock Units | Class A common stock | — | — | 3,616 | Disposed |
| June 25, 2020 | FNKO | Restricted Stock Units | Class A common stock | — | — | 1,592 | Disposed |
| May 27, 2020 | FNKO | Stock Option (Right to buy) | Class A common stock | $5.80 | May 27, 2030 | 5,900 | Acquired |
| May 27, 2020 | FNKO | Restricted Stock Units | Class A common stock | — | — | 3,616 | Acquired |
| Sept. 19, 2019 | FNKO | Common Units of Funko Acquisition Holdings, L.L.C. | Class A common stock (1,613,567) | — | — | 1,613,567 | Disposed |
| June 25, 2019 | FNKO | Restricted Stock Units | Class A common stock | — | — | 1,592 | Acquired |
| June 25, 2019 | FNKO | Stock Option (Right to buy) | Class A common stock | $23.55 | June 25, 2029 | 3,927 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 2, 2017 | FNKO | Class A common stock | 4,971,870 | Indirect |
| Nov. 2, 2017 | FNKO | Class A common stock | 2,096,368 | Indirect |
| Nov. 2, 2017 | FNKO | Class A common stock | 5,852,801 | Indirect |
| Nov. 2, 2017 | FNKO | Class B common stock [F3] | 10,495,687 | Indirect |
| Nov. 2, 2017 | FNKO | Common units of Funko Acquisition Holdings, L.L.C. [F4]→ Class A common stock (10,495,687) | 10,495,687 | Indirect |